William Taylor
Candidate
Anthropology
Department
This dissertation is approved, and it is acceptable in quality and form for publication:
Approved by the Dissertation Committee:
Emily Lena Jones, Chairperson
E. James Dixon
Bruce Huckell
William Fitzhugh
Melinda Zeder
Sandra Olsen
i
THE ORIGINS OF HORSE HERDING AND TRANSPORT IN
THE EASTERN STEPPE
by
WILLIAM TIMOTHY TREAL TAYLOR
B.A., Carleton College, May 2011
M.S., University of New Mexico, May 2013
DISSERTATION
Submitted in Partial Fulfillment of the
Requirements for the Degree of
Doctor of Philosophy
Anthropology
The University of New Mexico
Albuquerque, New Mexico
May, 2017
ii
DEDICATION
Dedicated with love to Papa, Uncle Will, Nana, Grandma Ethel, and Cousin Dick.
iii
ACKNOWLEDGEMENTS
There are so many people who deserve credit for helping me through this dissertation that I will
ultimately fall far short of thanking all those who deserve to be thanked. That being said, I am
especially grateful to my wonderful parents, Barbara Morrison and James Park Taylor, who since
I decided to be an archaeologist at the age of five or six, never wavered in their love and
support. Many people put their blood, sweat, and tears into this document – especially Dr. Emily
Lena Jones and Dr. E. James Dixon, who are umatched in their patience and tenacity, and Dr.
William Fitzhugh who inspired me to study in Mongolia. Many others helped me shape these
crazy ideas into something useful, especially Jacqueline Marie Kocer, Dr. Bruce Huckell, Dr.
Melinda Zeder, Dr. Lawrence Guy Straus, Dr. Sandra Olsen, Dr. Jeffrey Long, Dr. William
Honeychurch, Dr. Joshua Wright, Dr. Robin Bendrey, Dr. Michael Dee, Dr. Julia Clark, Dr. JeanLuc Houle, my uncle Dr. Rodney Flint Taylor, Dr. Scott Bender, Dr. Dave Fly, Mi hael Gag oose
Reese, and my talented sister Dr. Jocelyn Whitworth. My list of Mongolian mentors, who taught
me most of what I have learned and guided the ideas formulated here, includes my older
brothers Dr. J. Bayarsaikhan, Dr. Z.Batsaikhan, Dr. Ts. Turbat, Dr. Ts. Egiimaa, my dearest friend
and colleague T. Tuvshinjargal, B. Jargalan, and many others.
The research would not have been possible without the generous financial and logistical support
of several funding agencies. The project was supported by the US. Embassy in Mongolia and the
A assado s Lo al G a ts P og a , National Science Foundation Doctoral Dissertation
Improvement Grant #15222024, National Geographic Young Explorer Grant #9713-15, and
Fulbright U.S. Student Award #34154234. The first, and most challenging several years were
funded almost exclusively by the American Center for Mongolian Studies, through their Summer
Research and Li a Fello ship p og a s. I d like to e te d a spe ial tha ks to Ma Tasse a d
Baigalmaa Begszuren for their help in solving some of the many challenges that arose over the
years. Additional monetary support from the Frison Institute for Archaeological Research, the
International Council for Archaeozoology (ICAZ), the Alexandria Archive, the Society for
Archaeological Sciences, the University of New Mexico s Department of Anthropology, and the
UNM Graduate and Professional Student Association was also invaluable.
The list of people who provided material support for the research is also long and star-studded.
For several years, the National Museum of Mongolia has provided research space and graciously
granted access to their collections. Special thanks to Dr. Greg Hodgins, his wife Gretchen, and
his staff at the Accelerator Mass Spectrometry Lab at the University of Arizona for providing
training and material support for radiocarbon analysis, as well as a beautiful home with a loving
pair of dogs to stay with. Sukhtulga Tserennadmid helped to facilitate the study of Przewalski
horses at Khustai Nuruu National Park, while Mary Thompson helped with analysis of collections
from the Department of Interior, Bureau of Reclamation, Bureau of Land Management, and
Idaho Museum of Natural History (Pleistocene and Pliocene equids). Dr. Bill Cooke and Amy
Biesel at the International Museum of the Horse in Lexington were immensely supportive during
my research visit, as were the staff and faculty at the Smithsonian National Museum of Natural
History and the Museum Support Center. Dr. Joseph Cook and Dr. Jon Dunnum provided
professional guidance and helped access the natural history collections at the Museum of
Southwestern Biology. Photographs and insights into Mongolian and Altai horses were provided
generously by Nils Larsen, Mark Jenkins, and Orsoo Bayarsaikhan. Friendship and moral support
iv
came from many wonderful people, but chief among them were Gandhi Yetish, Brian Geer,
Avery Carroll, Matthew Park Taylor, Cecily Whitworth, and my sweet monster Logan.
3D scanning equipment for this research was provided by Dr. Heather Edgar at the Osteology
Laboratory, as well as Dr. Emily Lena Jones and the Zooarchaeology Laboratory at the University
of New Mexico. Mike Rendina helped to design support structures for 3D data collection, and
Dr. Heather Edgar and Katelyn Rusk provided valuable wisdom and methodological advice on 3D
analysis. The detailed comments of several anonymous reviewers greatly improved the
organization and clarity of the chapters contained within. Finally, I owe a deep debt of thanks to
Cliffe Arrand and Enkhzaya Burged for keeping me well fed and caffeinated, and the talented B.
Khorloo provided a source of creative inspiration at a crucial moment during the long and
arduous writing journey.
NOTE TO THE READER
This disse tatio is su itted follo i g guideli es fo U i e sit of Ne Me i o s o t aditio al o h id disse tatio , hi h o sists of a i t odu tio , a se ies of elated,
independently published manuscripts, and a terminal synthesis/conclusion. Because each
chapter is presented as published, separate sections may repeat information already mentioned
elsewhere, and transitions may be abrupt.
v
THE ORIGINS OF HORSE HERDING AND TRANSPORT IN THE EASTERN
STEPPE
By
William Timothy Treal Taylor
B.A., Carleton College, 2011
M.S., University of New Mexico, 2013
Ph.D., Anthropology, University of New Mexico, 2017
ABSTRACT
In the dry steppes of eastern Eurasia, domestic horses (E. caballus) provide the
economic and cultural foundations of nomadic life. With no written records and sparse
archaeological data from early nomadic societies, however, the ecological context of the first
horse herding and transport, and its role in the formation of herding societies is poorly
understood. Some of the earliest evidence for domestic horses in the region come from small
ritual horse burials at sites belonging to the Deer Stone-Khirigsuur (DSK) culture, a late Bronze
Age cultural often linked with the first mobile pastoral societies in Mongolia. This dissertation
employs archaeological and archaeozoological techniques to assess how DSK people used
domestic horses, and evaluates the role of horse herding and transport in the emergence of
mobile herding in eastern Eurasia. I present results in five discrete published studies.
The first study identifies evidence for selective culling of young and old animals as part
of maintaining a breeding herd, with the selective burial of adult male transport horses in
prominent ritual mounds along the eastern perimeter of DSK monument sites. A second set of
three closely related studies investigates the skulls of contemporary wild and domestic horses,
identifying anthropogenic changes to the equine skull caused by exertion, bridling, and
pressures related to horseback riding. Applying these criteria to the late Bronze Age DSK
archaeological record indicates that DSK people bridled and used horses for transport, and may
have engaged in early mounted horseback riding. Finally, a precision radiocarbon model
suggests a rapid expansion of DSK horse use around ca. 1200 BCE – during a period of climate
amelioration and increased rainfall, and concurrent with major changes in ritual practice and the
spread of horses to new parts of the continent. These results provide compelling links between
the adoption of horseback riding, new ecological opportunities, and the development of mobile
pastoralism in eastern Eurasia.
vi
TABLE OF CONTENTS
Dedication .................................................................................................................................................... iii
Acknowledgments........................................................................................................................................ iv
Note to the reader ........................................................................................................................................ v
Abstract ........................................................................................................................................................ vi
Table of contents ........................................................................................................................................ vii
List of figures ................................................................................................................................................. x
List of tables .................................................................................................................................................xv
Chapter: Introduction ................................................................................................................................... 1
1.1 Defining nomadic pastoralism ................................................................................................................ 1
1.2 Origins of horse transport in Central Asia............................................................................................... 2
1.3 Explanations for the development of nomadic pastoralism................................................................... 3
1.3.1 Sedentary agricultural societies ....................................................................................................... 3
1.3.2 Climate deterioration or resource scarcity ...................................................................................... 4
1.3.3 Human behavioral ecology and niche construction ........................................................................ 5
1.4 Late Bronze Age mobile pastoralism .................................................................................................. 5
1.5 Research design ...................................................................................................................................... 6
1.6 Summary ................................................................................................................................................. 9
Chapter 2: Horse demography and use in Bronze Age Mongolia ................................................................. 9
2.1. Introduction ......................................................................................................................................... 10
2.2 Regional setting .................................................................................................................................... 10
2.3. Materials and methods ........................................................................................................................ 16
2.4. Results .................................................................................................................................................. 21
2.4.1. Mortality profiles .......................................................................................................................... 21
2.4.2. Spatial patterning.......................................................................................................................... 23
2.4.3. Nasal pathologies .......................................................................................................................... 23
2.5. Discussion............................................................................................................................................. 23
2.5.1. Mortality profiles .......................................................................................................................... 23
2.5.2. Spatial patterns ............................................................................................................................. 28
2.5.3. Osteological data .......................................................................................................................... 28
2.5.4 Implications of DSK horse transport .............................................................................................. 29
2.6. Conclusion ............................................................................................................................................ 30
vii
Chapter 3: Equine cranial morphology and the archaeological identification of riding and
chariotry in Bronze Age Mongolia .............................................................................................................. 31
3.1 Introduction .......................................................................................................................................... 31
3.1.1 The horse in ancient Mongolia and beyond .................................................................................. 32
3.1.2 Archaeozoological identification of riding and chariotry............................................................... 33
3.2 Materials and methods ......................................................................................................................... 36
3.3 Results ................................................................................................................................................... 38
3.3.1 Nuchal ossification ......................................................................................................................... 38
3.3.2 Nasal remodelling .......................................................................................................................... 41
3.4 Archaeological applications .................................................................................................................. 44
3.5 Deer Stone-Khirigsuur results ............................................................................................................... 45
Chapter 4: Reconstructing equine bridles in the Mongolian Bronze Age................................................... 48
4.1 Introduction .......................................................................................................................................... 48
4.1.1 Late Bronze Age Archaeology and early horse use in Mongolia.................................................... 49
4.1.2 Ancient East and Central Asian Bridles .......................................................................................... 50
4.2 Reconstructing ancient bridles through equine osteology ................................................................... 52
4.2.1 Noseband use and nasal remodeling ............................................................................................. 53
. . Bit/ outhpie e use a d
it ea
.............................................................................................. 54
4.2.3 Cheekpieces and premaxillary remodeling .................................................................................... 54
4.3 Methods ................................................................................................................................................ 58
4.4 Results ................................................................................................................................................... 59
4.5 Discussion.............................................................................................................................................. 60
4.6 Conclusion ............................................................................................................................................. 62
Chapter 5: Horseback riding, asymmetry, and anthropogenic changes to the equine skull:
e ide e fo ou ted idi g i Mo golia s late Bronze Age ..................................................................... 63
5.1. Introduction ......................................................................................................................................... 63
5.1.1 Identifying Mongolian riding: an ethnoarchaeological approach.................................................. 64
5.2. Materials and methods ........................................................................................................................ 69
5.2.1 Contemporary Mongolian horses .................................................................................................. 70
5.2.2 Iron and Middle Age Mongolian horses......................................................................................... 70
5.2.3 Contemporary American and Przewalski horses ........................................................................... 70
5.2.4 Bronze Age Mongolian horses ....................................................................................................... 70
5.2.5 Data collection protocols ............................................................................................................... 71
5.2.5.1 Nasal and premaxillary remodeling ........................................................................................ 71
viii
5.2.5.2 Dental pathologies linked to bitting ....................................................................................... 71
5.3 Results ................................................................................................................................................... 74
5.3.1 Nasal remodeling ........................................................................................................................... 74
5.3.2 Premaxillary remodeling ................................................................................................................ 74
5.3.3 Oral and bitting damage ................................................................................................................ 75
5.4. Discussion............................................................................................................................................. 78
5.4.1 Horse monument at Arvaikheer .................................................................................................... 79
5.4.2 Assessing late Bronze Age horse use ............................................................................................. 80
5.5 Conclusions ........................................................................................................................................... 81
Chapter 6: A Bayesian chronology for early domestic horse use in the Eurasian Steppe .......................... 83
6.1 Introduction .......................................................................................................................................... 83
6.1.1 DSK horse use in chronological context ......................................................................................... 84
6.2 Materials and methods ......................................................................................................................... 85
6.2.1 Aggregating published 14C dates .................................................................................................... 85
6.2.2 New 14C analysis ............................................................................................................................. 86
6.2.3 Modeling DSK horse use ................................................................................................................ 86
6.2.4 Modeling deer stone and khirigsuur construction ........................................................................ 86
6.3 Results ................................................................................................................................................... 87
6.4 Discussion.............................................................................................................................................. 91
Chapter 7: Conclusions ............................................................................................................................... 94
7.1 Overview ............................................................................................................................................... 94
7.2 Implications for the origins of horse riding and nomadic societies in East Asia ................................... 95
7.2.1 Connectivity, communication, and trade ...................................................................................... 97
7.2.2 Social legacy ................................................................................................................................... 97
7.3 Conclusion ............................................................................................................................................. 99
Appendix I. Data used in dental estimates of age and sex, along with provenience data for
analyzed DSK sample (Ch.2). ..................................................................................................................... 105
Appendix II. Age and sex data utilized in this study (Ch. 2) ...................................................................... 105
Appendix III. Age and pathology measurements/scores for horses included in the study (Ch. 3)........... 107
Appendix IV. Dental and cranial osteological data for horses used in this study (Ch. 5) ......................... 105
Appendix V. Radiocarbon dates from deer stone and khirigsuur archaeological sites (Ch.6).................. 110
References ................................................................................................................................................ 115
ix
LIST OF FIGURES
Figure 2.1. Khirigsuur and deer stone sites included in the study (filled dots), as they relate to
modern political boundaries and other locations mentioned in the text. ................................................. 12
Figure 2.2. A. Plan view schematic of an idealized khirigsuur monument, based on site maps
from localities studied in this analysis.. ...................................................................................................... 14
Figure 2.2B. Plan view schematic of a model deer stone site, based on site maps from localities
studied in this analysis. Diagram shows the burial of horse heads on all sides of the stone.. ................... 15
Figure 2.3. Illustration depicting horse head mounds at a deer stone (background). Stones are
usually mounded 20-50 cm above the original ground surface, and buried heads usually face
east/southeast (Allard et al., 2007). Illustration by Barbara Morrison....................................................... 16
Figure 2.4. Schematic showing procedure for rotating deer stone sites to share a common axis,
and mapping relative position between horse burial mound and nearest deer stone. Daagan Del
map by J. Bayarsaikhan and T. Tuvshinjargal.............................................................................................. 20
Figure 2.5. Mortality profile histogram for DSK sample, showing high frequency (proportion) of
young horse remains, and second peak of adult animals between 6 and 15 years. .................................. 22
Figure 2.6. A. Schematic representation of demographic patterns at seven khirigsuur sites (Urt
Bulagyn 1, Urt Bulagyn 2, Ushigiin Ovor, On Khad, Nukhtiin Am, AD40, Zeerdegchingiin
Khoshuu). .................................................................................................................................................... 24
Figure 2.7. A. Schematic representation of nasal grooving at three khirigsuur sites (On Khad,
Zeerdegchingiin Khoshuu, and Urt Bulagyn 1)............................................................................................ 25
Figure 2.8. Idealized mortality profiles for a managed pastoral horse herd (solid line, after
Levine, 1999:31), and a transport assemblage (dotted line, after Levine, 1999:30), as compared
to DSK assemblage. ..................................................................................................................................... 26
Figure 2.9. Mortality profile from Arzhan-2, from Benecke (2007). All horses are male, and
classified according to median estimated age. Diagram shows emphasis on adult male horses for
transport burials. ........................................................................................................................................ 27
Figure 3.1. Depictions of small horses alongside weapons such as daggers, bows and quivers
(left–centre) on deer stones in Mongolia; also depicted are chariots (second from right) and
x
ha iot ei hooks o o -shaped o je ts fa ight efe e ed i the te t; odified f o
Volkov (2002). ............................................................................................................................................. 33
Figure 3.2. A) Nuchal ossification on a ridden horse (left); B) ossification scores for horses used
fo idi g, t a tio o d i i g , as o pa ed to u o ked E. przewalskii from European zoos
(right); modified from Bendrey (2008). ...................................................................................................... 35
Figure 3.3 Medial (A) and lateral (B) groove formation on the nasal process of the premaxilla
i isi e o e of a idde ho se, U“ Ge e al Joh J. Pe shi g s a ho se Kid o left , a d the
same region on a feral Chincoteague pony (right); specimens from the Smithsonian National
Museum of Natural History. ....................................................................................................................... 35
Figure 3.4. Medial groove depth, measured perpendicular to the intersection of groove walls
and the dorsal surface of the premaxilla (incisive bone), shown here on an archaeological
specimen. .................................................................................................................................................... 37
Figure 3.5. Nuchal ossification/musculoskeletal stress marker (MSM) scores (1–6) for museum
sample specimens from ridden horses (Bendrey 2008 and data from this study); driven horses
(Bendrey 2008); E. przewalskii f o p o a le zoo p o e a e Be d e
; P z.
; ho ses
of k o zoo p o e a e P z.
, this stud a d fe al a i als this stud ......................................... 37
Figure 3.6. Nuchal ossification/musculoskeletal stress marker (MSM) scores for ridden horses
Be d e
, d i e ho ses Be d e
, P ze alski s ho ses f o Eu opea zoos Be d e
2008), and feral horses analysed in this study............................................................................................ 41
Figure 3.7. A) Medial nasal groove depth across ridden, feral and zoo samples (top); B) the same
data normalised to premaxilla (incisive bone) width (bottom left); C) corrected for age using OLS
residuals (bottom right). ............................................................................................................................. 42
Figure 3.8. Plot of medial groove depth and nuchal ossification score showing co-occurrence of
high values in ridden specimens. ................................................................................................................ 43
Figure 3.9. A) Lateral groove depth by group (left); B) after normalisation to bone width and
correcting for age (right). ............................................................................................................................ 43
Figure 3.10. Schematic diagram of horse cranium, indicating position of simple rope halter
relative to nasal remodelling, and the path of the infraorbital nerve (arrow). .......................................... 44
Figure 3.11. A) Nuchal ossification score for DSK sample (top), as compared with known groups,
d i i g a d idi g data f o Be d e
; B o alised a d age-corrected medial groove
xi
depth for DSK sample (lower left), as compared to known groups; C) normalised and agecorrected lateral groove depth for DSK and comparative horses (lower right). ........................................ 46
Figure 3.12. Lateral vs medial groove depth across groups, showing co-occurrence of high values
in ridden and DSK samples.......................................................................................................................... 47
Figure 4.1. Khirigsuur and deer stone sites included in the study (filled dots), as they relate to
contemporary political boundaries, the Minusinsk Basin in South Siberia, and Anyang, China
(Shang Dynasty capital)............................................................................................................................... 51
Figure 4.2. Interior and exterior views of antler tine bridle cheekpieces from the site of B-007 in
Egiin Gol Valley, Mongolia, dated to circa 940–800 BC (Honeychurch 2015:129). Drawing by Dr.
Joshua Wright, reprinted with permission.. ............................................................................................... 52
Figure 4.3. Left: adult horse with facial bones badly deformed around undersized halter, found
in Wyoming. Photo courtesy of Dr. Danny Walker. Center: nasal deformation in a contemporary
Mongolian riding horse. Right: diagram showing direct connection between reins and noseband
in Mongolian bridles. .................................................................................................................................. 53
Figure 4.4. Top: nasal depressions on working horses in the Altai of Xinjiang, China.Bottom: Altai
horses in traction work, showing long reins looped through a body harness and attached to
bridle headstall. Photos courtesy of Nils Larsen, Altai Skis. ....................................................................... 55
Figure 4.5. Diagram showing remodeling to the medial (A) and lateral (B) aspects of the equine
premaxilla. Illustration by Rebecca Tuccillo................................................................................................ 56
Figure 4.6. Left: equipment of horses analyzed for premaxillary remodeling. A) simple loose ring
snaffle, B) Turkic-era snaffle bit with S-shaped iron cheekpiece, C) Pazyryk snaffle with wooden
cheekpiece, and D) Weymouth bridle under rein pressure. Right: US Cavalry curb bit similar to
equipment used on Kidron s We outh idle, ith la k li e i di ati g the path of the
infraorbital nerve in area of lateral remodeling. ........................................................................................ 56
Figure 4.7. Top: lateral vs. medial remodeling depth across a sample of wild extant and fossil
equids, feral domestic horses, captive E. przewalskii, and ridden horses with documented
equipment (A simple loose ring snaffle, B and C- archaeological snaffle with rigid cheekpiece, DWeymouth or double bridle). Bottom: lateral vs. medial remodeling depth for DSK horses (black)
as compared to a sample of wild extant and fossil equids, feral domestic horses, captive E.
przewalskii, and ridden horses with documented equipment (A- simple loose ring snaffle, B and
C- archaeological snaffle with rigid cheekpiece, D- Weymouth or double bridle). .................................... 57
xii
Figure 4.8. 3D model showing facial deformation from noseband use in a specimen from the site
of Khushuutiin Gol (left, center) radiocarbon dated to 2910 +/- 40 14C BP (1224–980 cal yrs BC),
and possible deformation in a young horse from Tsatstain Khushuu (right, 2920 +/- 40 14C BP). ........... 60
Figure 4.9. Young foal haltered and tied to a rope line with other foals during summer milking
season, Bayankhongor province, Mongolia. ............................................................................................... 61
Figure 5.1. A group of Mongolian riders watch a horse race in Khuvsgul province, northern
Mongolia. Image shows the ubiquity of the left-handed riding posture.................................................... 64
Figure 5.2. Mongolian herder riding left-handed, leaning to one side and stabilizing himself with
the reins, with visible pressure the left nasal area. Herder using lasso pole visible in background.
Photo by Orsoo Bayarsaikhan photography. .............................................................................................. 66
Figure 5.3. Asymmetric lateral remodelling to the premaxilla caused by remodeling of the bone
in the area of the infraorbital nerve, shown on an archaeological specimen from Mongolia. .................. 67
Figure 5.4. Statue depicting a warrior from the Great Mongol Empire, 13th-14th centuries CE,
outside the Parliament building in the capital city of Ulaanbaatar. ........................................................... 68
Figure 5.5. Petroglyphs from Tsagaan Gol in western Mongolia, showing driver holding two sets
of reins, and reins running through a terret affixed to the pole (right). Photographs: Gary Tepfer.
Copyright: Mongolian Altai Inventory Collection, University of Oregon. Reprinted with
permission................................................................................................................................................... 69
Figure 5.6. The nasal bones of a horse from Uvurkhangai province in central Mongolia, showing
p o ou ed tapho o i eathe i g to the a i al s left side i the a ea of asal defo ation. ............ 72
Figure 5.7. Asymmetric deformation to the nasal bones on a mummified horse dating to the
Middle Ages from Ulaan-Uneet (left), and similar feature on a late Bronze Age horse from the
site of Khushuutiin Gol in northern Mongolia (right). ................................................................................ 72
Figure 5.8A (top), showing measured left vs. right maximum premaxilla groove depths for feral
American horses (n = 6), Przewalski horses (n = 7), contemporary American horses (n =11),
contemporary Mongolian horses (n=13), post-Bronze Age archaeological horses (n = 7), and
those from deer stones and khirigsuurs (DSK, n = 12). B (bottom), showing left minus right
maximum premaxilla groove depths for feral American horses, Przewalski horses, contemporary
American horses, contemporary Mongolian horses, post-Bronze Age archaeological horses, and
those from deer stones and khirigsuurs (DSK). .......................................................................................... 73
xiii
Figure 5.9A (top), showing concave wear to the upper P2 occlusal surface and flat beveling of
the lower P2 in a Pazyryk horse from western Mongolia. B (center), flat beveling of both lower
and upper premolars in a Xiongnu period horse from western Mongolia. C (bottom), bone
formation on the left mandibular exterior on a horse dating to the Turkic period, likely caused by
a bit. ............................................................................................................................................................ 77
Figure 5.10. Identical enamel chips on the anterior surface of the lower second premolars of a
horse from the site of Zeerdegchingiin Khoshuu in northern Mongolia, which may have been
caused by a hard bar bit.............................................................................................................................. 77
Figure 5.11. Racehorse skulls at Arvaikheer displaying premaxillary remodeling (top), and nasal
thinning (bottom). ...................................................................................................................................... 80
Figure 6.1. Posterior calibrated probability ranges for 14C dates from horse remains at deer
stones a d khi igsuu s. P io dist i utio i di ated i light g a . Dist i utio la eled D“K Ho se
ep ese ts the output of O Cal s “u
fu tio , a d su
a izes the ge e al h o ologi al
spread of the data. ...................................................................................................................................... 88
Figure 6.2. Modeled start and end dates for DSK horses, Khirigsuurs, and deer stones. Dashed
line indicates median modeled start date for DSK horse ritual, falling within the 1-sigma range
for deer stones but outside the modeled probability distribution for khirigsuurs. ................................... 89
Figure 6.3. Spatial distribution of DSK horse radiocarbon dates with available geographic
provenience. For each date, the diameter of each circle corresponds to the percentage of the
date s poste io p o a ilit dist i utio hi h falls ithi the ti e-slice................................................. 90
Figure 6.4. Modeled cultural phase start dates, as compared to large-scale climate data from
Wang et al. 2011 (yellow), and important regional events in horse use. ................................................... 93
xiv
LIST OF TABLES
Table 2.1. Number of sample DSK horse specimens identified in each age category. ............................... 21
Table 2.2. Nasal groove index scores for analyzed horses from deer stones and khirigsuurs, along
with demographic estimates and spatial provenience. .............................................................................. 22
Table 4.1. Osteological features of the skull and their potential significance for equine harness
equipment................................................................................................................................................... 59
Table 5.1. Samples used in this study, along with number of specimens analyzed for cranial
deformations and oral bitting damage. ...................................................................................................... 71
Table 5.2 Possible Bit-related oral damage among adult horses from post-Bronze Age
archaeological contexts. ............................................................................................................................. 76
Ta le . . P o a ilit that t
left olu
p e edes t
top o
usi g OXCAL s O de fu tio . ........... 89
Table 6.2. Radiocarbon dates from Ulaanzuukh/Tevsh/Shorgooljin Bulsh features containing
horse remains. ............................................................................................................................................ 92
xv
CHAPTER 1: INTRODUCTION
Domestication of the horse (E. caballus) prompted dramatic changes to human subsistence,
interaction, and social organization. In locations as diverse as the plains of North America, the
Pampas of South America, and the bushlands of Africa, the introduction of mounted horse
transport prompted major changes to the scale and structure of social interaction, leading to
new forms of hunting, warfare, and wealth (Mitchell 2015) and facilitating the long-distance
travel of people and objects (Anthony et al. 1991). In the steppes of Central Asia, horses
became the economic center of nomadic pastoral life. Horses are a valuable source of meat,
dairy, and secondary products; in addition, as transport horses are used by nomads to control
and move animals over long distances. And of course, beyond their pastoral significance, horse
cavalry provided the military foundation for the cyclical emergence of pan-Eurasian nomadic
empires (Rogers 2012). For these reasons, the development of horseback riding is often linked
by scholars with the first emergence of nomadic life in eastern Eurasia (e.g. Beardsley 1953).
Nonetheless, the question of when horseback riding was first developed, and its relationship to
the first highly mobile herding societies of Central Asia remains unclear. Competing ideas for
when and how horses were first used for transport– whether they were hitched to vehicles and
chariots, or in true mounted horseback riding – complicate the issue further, and make it
difficult to align ancient horse use with other environmental, technological, or social factors
implicated in the emergence of nomadic pastoralism. In this dissertation, I combine new and
established criteria for assessing ancient horse use with archaeofaunal data, using this
information to shed light on the emergence of mobile herding life in Mongolia and the eastern
Eurasian steppes.
1.1 DEFINING NOMADIC PASTORALISM
The term pastoralism generally refers to a form of subsistence involving economic dependence
on domestic herd animals. This category subsumes people engaged in a broad range of
subsistence practices, varying widely in terms of both the degree of their dependence on
animals and their residential mobility (Chang and Koster 1986:98-99).
Migratory pastoralism, in its many forms, is practiced across the globe – including areas of
Africa, the Near East, the Arabian peninsula, Scandinavia, Russia, and the Central Asian steppes
(Khazanov 1984:19). Herding life in contemporary Mongolia is characterized by a highly mobile
type of pastoralism, with residence in ephemeral felt structures (known as gers), regularized
seasonal movements of up to several hundred kilometers, and a central reliance on horses as
both transport and livestock animals (Bold 2012:130; Honeychurch 2015:92-94). Horses provide
an important source of milk during the summer months and a source of meat during the fall and
winter (Bold 2012). As transport, horses are used by herders to manage animals and move them
over long seasonal migrations. Herders on horseback can move 2-3 times as far per day as those
moving on foot alone, enabling more animals to be tended over larger pastures (Anthony et al.
1991).
This manuscript focuses on understanding this particular kind of horse-based nomadic
pastoralism –with the key components of fixed seasonal migrations, a high degree of residential
mobility, and an economic strategy centered on the pasturing of livestock.
1
1.2 ORIGINS OF HORSE TRANSPORT IN CENTRAL ASIA
The practice of managing horses as livestock has great antiquity in western Central Asia, but the
story of when horses were first ridden is much less clear. The oldest reliable evidence for horse
domestication can be found at sites of the Botai culture in the steppes of Kazakhstan and
southern Siberia, dating to ca. 3500 BCE, where both dietary assemblages and ritual burials are
dominated by horse remains (Olsen 2006). Although many of these horses were probably
hunted or accumulated through mass harvesting, Botai culture sites have also produced corrals,
ritual burials, and residues suggestive of the equine meat and dairy products (Olsen 2006;
Outram et al. 2009). Botai s ho se he de s li ed i pe a e t settle e ts, a d p o a l
practiced a sedentary way of life (Olsen 2006:107). Dental wear linked with the use of bridle bits
is present on some domestic horse specimens at Botai (Outram et al. 2009). However, because
similar equipment – a bridle and bit – would have been used to control both ridden mounts and
those hitched to a vehicle (Dietz 2003:191) extant evidence cannot easily distinguish whether
these animals were used for riding or pulling carts.
By ca. 3100 BCE, other incipient pastoral economies – known as Yamnaya and Afanaseivo – had
sprouted in southwestern Siberia and northern Kazakhstan. The bones of cattle, sheep, and
horse are found inside Yamnaya and Afanasievo burials, while the discovery of wheeled carts
points to a slightly more mobile lifestyle (Frachetti 2008:44). These groups probably still relied
heavily on resources from hunting, fishing, and gathering activities for a large portion of their
diet (Frachetti 2008:20). Just as in Botai, it is unclear how (or even if) these groups used horses
for transport. Some influential works have raised the idea that horses were ridden since their
initial domestication in the 4th millennium BCE (e.g. Anthony 2007). Others argue compellingly
that at an earlier stage of domestication, chariots may have been a much more reliable form of
transport than riding horseback (Dietz 2003:190) – which was done bareback, with strange
posture, the use of a nose ring, and seems to have been undertaken for occasional athletic
displays (Drews 2004:31-64). Yamnaya burials sometimes contained horses and wagons
(Baumer 2012:96), but may have even preferred oxen to horses as draft animals (Drews
2004:29-30).
Specialized pastoral groups – sometimes referred to under the broad umbrella of Andronovo –
spread across a large swath of interior Central Asia by the end of the 3rd millennium BCE
(Baumer 2012:141-151). These groups were marked by an increased dependence on livestock
(specialized pastoralism) and a reduction in wild animal consumption (Frachetti 2008:47). The
earliest, unmistakable evidence for horse transport also emerged during this time, in the form of
chariot burials of the Sintashta culture (ca. 2100-1800 BCE). These features contain horses
paired with chariots and bridle equipment (Outram et al. 2011:119), but provide little indication
of mounted riding.
Sintashta and other middle Bronze Age pastoral cultures practiced seasonal migration, but
either lived in permanent fortified structures, or permanent but unfortified seasonal
settlements (Baumer 2012141-151). At least some of these groups appear to have practiced
altitudinal transhumance, moving to higher mountain pastures in summer months with a dietary
focus on cattle, and to a lesser extent, sheep and goat (Frachetti 2008:56,131). Chariot
petroglyphs are abundant in some areas associated with middle Bronze Age herding settlements
(Frachetti 2008:139-140). Chariot burials notwithstanding, horses made a modest contribution
to subsistence during this interval, and continued to leave a decreasingly visible signature in the
archaeological record across the 2nd millennia BCE (Frachetti 2008:160; Outram et al. 2011:126).
2
One interpretation of this pattern is that these pastoralists lacked horse-riding technology –
instead relying on horse-drawn chariots and ox carts for transportation need, and in
geographically-limited seasonal migrations (Khazanov 1984:92-93).
Due to the low frequency of dated or carefully analyzed faunal material from Early or Middle
Bronze Age sites in the region, the chronology of early livestock use in Mongolia is less well
characterized. However, evidence suggests that beginning in the 3rd millennium BCE, early
pastoral groups also occupied some regions of western and central Mongolia. Dated Afanasievo
sites have been found in some mountainous regions of the Altai and Khangai mountains, along
with wooden vehicle parts, and faunal remains of sheep (Eregzen 2016; Kovalev and
Erdenebaatar 2010:150-153; Houle 2010:4-5). A large body of horse chariot petroglyphs is also
found on Mongolian rock art panels, variously attributed to the 3rd through the 1st millennium
BCE (Erdene-Ochir and Khodyakov 2016: 23-30). Curiously, these images are spatially
concentrated in the mountains of western and central Mongolia, reaching a stark easternmost
boundary in eastern central Mongolia (Honeychurch 2015:193).
Widespread evidence for mounted riding first appeared at the beginning of the first millennium
BCE, when equestrian peoples are mentioned in historical records, and riding tack found at
archaeological sites across much of Central Asia (Argent 2011:31; Honeychurch et al. 2009).
Archaeological evidence links this period with the appearance of highly mobile herding societies
in Mongolia and the eastern Eurasian steppes. In particular, domestic campsites and associated
faunal assemblages in northern and central Mongolia suggest that by the end of the second
millennium BCE, people had begun living in portable dwellings and consumed a diet heavy in
sheep and goat meat – similar to the lifestyle of many nomads in contemporary Mongolia (Clark
2014; Houle 2010:180-1).
In summary, the Bronze Age saw the development of specialized pastoral societies in western
Central Asia, and their subsequent spread across the continental interior between the 3rd and 1st
millennium BCE. Key changes in domestic animal use also occurred during this interval–the first
domestication of the horse as a herd animal, a general increase in the reliance of many cultures
on domestic fauna, and a decrease in the permanence of residential structures. The abundance
of chariot petroglyphs and the occurrence of chariot burials in early pastoral cultures imply that
in early pastoral groups, horses were commonly used to pull light chariots, rather than in
mounted riding. However, it remains difficult to say with precision when horses were first
ridden, or what role equine transport played in these pastoral transformations.
1.3 EXPLANATIONS FOR THE DEVELOPMENT OF NOMADIC PASTORALISM
Intertwined with the chronology of horse riding and chariot use is the question of why mobile
pastoralist lifeways developed in eastern Eurasia. Researchers have proposed a wide variety of
potential causes, including social, economic, and technological, and environmental processes, to
explain the formation of horse-riding, nomadic societies.
1.3.1 Sedentary agricultural societies
Classic formulations of the origins of pastoral societies often attribute a causative role to
sedentary agricultural states (Houle 2010:9; Rogers 2012:215-216). The spread of nomadic
pastoralism in Eurasia was generally coeval with the formation of the first cities, leading some to
3
suggest that urban development itself led to horse transport (Sheratt 2003). Some such models
argue that pastoral nomads fo ed f o a sloughi g off of e ess populatio f o sede ta
agricultural groups (Lees and Bates 1974), or the domination of regional exchange systems by
sedentary polities (Chang and Koster 1986:105; Cavalli Sforza 1996). In his classic work,
Lattimore (1940:58-61) argued that mobile pastoralism in Northeast Asia developed in
peripheral groups along the steppe frontier of northern China, as a result of increased
agricultural specialization in Chinese polities during the 3rd and 4th centuries BCE.
In recent years, however, several detailed regional studies indicate that across most of Central
Asia hunting and gathering directly preceded the first herding groups, with little influence from
sedentary states (e.g. Clark 2014:26; Frachetti 2008:20-21; Janz 2012:185; Wright 2006:285). In
much of the continental interior, pastoral exploitation of domestic livestock appears to predate
the local evidence for agriculture, suggesting a direct transition from hunting and gathering to
pastoralism (Frachetti 2008:20). Thus, although agricultural societies may have played a key role
in the initial domestication of some animal species in other parts of Eurasia, alternative
frameworks may be necessary to characterize the development of mobile pastoralism in the
eastern steppes.
1.3.2 Climate deterioration or resource scarcity
Some influential models for nomadic origins prioritize the negative pressures of climate
deterioration or resource scarcity (Kradin 2003:75). For example, Khazanov (1984:93)
recognized that semi-sedentary herders had occupied many areas of Central Asia before the first
millennium BCE, but that these societies differed in key ways (particularly in terms of their
mobility) from horse-riding nomads. He linked the development of horse riding and highly
mobile nomadic societies in eastern Eurasia with a prolonged period of drought and climate
deterioration – which would have prompted herders to seek new ways to subsist in a more
challenging environment.
Crisis-oriented explanations for nomadic societies su h as Khazo o s reflect a recognition of
the flexible and effective solutions provided by horse husbandry to the complex environmental
obstacles of the Mongolian steppe. The short Mongolian summer features mild temperatures,
and is wet enough to sustain relatively productive grasslands (Goulden et al. 2011:91). However,
due to the seasonality of precipitation, plant cover regenerates slowly, and is particularly
susceptible to damage from grazing. The Himalayas block monsoons as they traverse the
continental interior, causing westerly winds to lose much of their moisture as they meet the
high Altai mountain range. This leads to an arid climate, with long, cold, and dry winters. Despite
the low precipitation, melting and immediate refreezing of snow cover can create a persistent
crust over buried grasses which cannot be penetrated by sheep and cattle, causing them to
starve during the winter. Because horses are able to access these buried pastures by using their
hooves to dig, the inclusion of horses in a pastoral herd can be enough to sustain a mixed group
through the winter season (Anthony and Brown 2011). By increasing mobility, horse transport
might have reduced the risk of overgrazing seasonally rain-dependent pastures (Goulden et al.
2011). Both the incorporation of horses into domestic livestock herds, as well as the innovation
of horseback riding would have improved the viability of mobile herding in Mongolia, perhaps in
response to negative climate or environmental pressures.
4
1.3.3 Human behavioral ecology and niche construction
Although climate deterioration is a compelling candidate for explaining nomadic pastoral origins
in Mongolia, recent research has pointed to a link between the expansion and success of
nomadic polities in the eastern steppes, and periods of climate amelioration or increased
precipitation (Houle in preparation; Pederson et al. 2014; Putnam et al. 2016). This pattern hints
at a fundamentally different relationship between mobile pastoralism and climate which is
difficult to reconcile with drought-based explanatory frameworks for nomadic origins in eastern
Eurasia.
An alternative theoretical perspective that may help understand this pattern comes from human
behavioral ecology (HBE) and niche construction theory (NCT). Considering the context of plant
and animal domestication events around the globe, Smith (2012) and Zeder (2016) suggest that
rather than an adaptation to environmental challenges, the process of domestication was a
human enhancement of our own ecological niche. Because of the need for cooperation, intergenerational transmission of ecological knowledge, and sustained genetic changes to new
generations of domestic organisms, NCT predicts that new niche constructing behaviors should
emerge in conditions of stable, abundant resources, and relaxed selective pressures (Zeder
2016:336).
As grasslands improved and expanded in the dry steppes of Mongolia, the new resources they
offered would likely have remained largely inaccessible to those without the means of riding
horseback. Even while pastures expanded in formerly unproductive regions, these areas would
still have been characterized by extreme seasonality, with a high danger of overgrazing.
Horseback riding gave herders the necessary tools to circumvent these issues– providing
increased mobility, the ability to maintain larger herds with higher yield, and easier control of
resources and territory over large distances. By altering the ecological constraints of the dry
eastern Steppe in these ways, the innovation (or local adoption) of horseback riding can be
understood as a niche-constructing behavior. From this perspective, the initial development of
equestrian nomadic groups in Mongolia and eastern Eurasia might have been stimulated by
experimentation under a favorable climate regime, as herders sought to capitalize on the new
resources proffered by grassland expansion.
1.4 Late Bronze Age mobile pastoralism
The clearest evidence for highly mobile pastoral herding in the eastern Steppe comes from the
Deer Stone-Khirigsuur (DSK) complex, an archaeological culture named for large decorated
sta di g sto es dee sto es a d u ial ou ds khirigsuurs) constructed across Mongolia,
southern Tuva, eastern Kazakhstan, and some areas of northern China during the late second
and early first millennium BCE. Analysis of settlement patterns indicates that DSK people
practiced residential mobility, while faunal remains reveal a diet of sheep, cattle, and horse
(Broderick et al. 2014; Houle 2010). A defining cultural trait of the DSK complex is the presence
of small stone burial mounds found around the perimeter of deer stones and khirigsuurs –
typically containing a single horse head, two or four hooves, and the atlas, axis, and other neck
vertebrae (Fitzhugh 2009). At some sites, the number of these features can number into the
hundreds or thousands (Allard and Erdenebaatar 2005).
5
Though the widespread practice of equine burials at DSK sites implies an important role for
domestic horses, very few artifacts are recovered from either kind of site with which to directly
evaluate how horses were used in DSK culture. Khiriguurs typically contain human skeletal
remains, but no burial goods (Frohlich et al. 2009:108), while deer excavations at deer stones
rarely yield cultural material beyond stelae and faunal remains from stone satellite features
(Fitzhugh 2009:185). In particular, no bridle remains or tack have been recovered from DSK
archaeological sites, leaving the question of how DSK horses were used for transport open to
debate (Honeychurch et al. 2009). Consequently, the relationship between DSK culture,
horseback riding, and nomadic pastoralism cannot be easily assessed.
Chronological ambiguity further impairs evaluation of the role of climate and environmental
processes in DSK social developments. Paleoclimate research has produced an increasingly highresolution body of ancient environmental data in recent years, suggesting the end of a
prolonged dry period across much of the region circa 1200 BCE (e.g. Fukumoto et al. 2012;
Propokenko et al. 2007; Wang et al 2011). This finding is consistent with arguments by Houle
(2010:185-6) that DSK herders enjoyed relatively high population densities, and did not suffer
from recognizable ecological stress. However, estimates for the onset of deer stone and
khirigsuur construction vary by several centuries, between ca. 1500 BCE (Honeychurch 2015)
and 1200 BCE (Fitzhugh 2009). Consequently, evaluating the role of ecological stressors or
climate amelioration in early horse herding and riding in Mongolia requires detailed
chronological study of DSK horse remains, as well a means of identifying horse transport
practices using only archaeofaunal materials.
1.5 RESEARCH DESIGN
Ritual burials at DSK archaeological sites provide a large, if variable, body of equine skeletal
material useful for investigating horse use in late Bronze Age Mongolia. Within each satellite
mound, horse remains were typically interred at a relatively shallow depth – around a half
meter from the contemporary ground surface. Consequently, preservation of recovered
specimens is occasionally poor. Many horse crania were fractured or partially crushed at the
time of burial, due to the weight of the overlying stones used in mound construction. At some
localities, remains have been further damaged from rodent disturbance, livestock trampling, or
exposure to the elements. Although some mounds thus contain little more than scattered bone
and tooth fragments, others produce complete or mostly intact specimens which can be used
for detailed osteological study. These same horse specimens also provide organic material
suitable for radiocarbon dating of DSK horse use.
Using archaeological and archaeozoological data from DSK horse burials, this dissertation
project evaluates the timing and nature of late Bronze Age horse use in Mongolia. The
dissertation is organized into three complementary lines of archaeological inquiry, and five
separate papers. Together, these manuscripts investigate how DSK people managed and used
horses, producing a precision chronology for these processes to evaluate the ecological context
of the emergence of nomadic pastoralism in Mongolia.
Chapter 2: Horse Demography and Use in Bronze Age Mongolia (in press, Quaternary
International)
6
By analyzing the dentition of archaeological horses excavated from deer stones and khirigsuurs,
this manuscript evaluates the hypothesis that DSK people bred and managed horses. Based on
ethnographic observations by previous researchers, the management of an equine livestock
herd typically involves the culling of young males before they reach breeding age, as well as
older horses beyond the age of reproductive viability (especially females). By comparing
published age and sex estimates with a sample of newly analyzed horse specimens from DSK
sites across Mongolia, this study reveals a consistent pattern of juvenile horse and elderly mare
selection, consistent with expectations for the mortality profile of a managed domestic herd.
Curiously, the sample also contained a meaningful p opo tio of p i e age adult ale ho ses
which cannot easily be explained by herd management practices. Many natural and cultural
selection processes could yield a high proportion of adult male animals, but these male horses
were all concentrated in specific locations along the eastern periphery of monuments, often
considered to have special ritual significance in DSK culture. Moreover, osteological features
associated with transport activity support the idea that these adult male horses were used for
transport. These results indicate that in addition to managing horses as a pastoral animal,
transport horses had already assumed an important cultural role in Mongolian societies by the
late Bronze Age.
Chapter 3: Equine Cranial Morphology and the Archaeological Identification of Riding and
Chariotry in the Mongolian Bronze Age (Antiquity 89(346): 854-871)
This manuscript compares osteological changes to the equine skull between a sample of wild
and domestic equids to evaluate their relationship to horse transport, bridling, and human
activity. In previous veterinary studies, remodeling to the equine premaxilla has been associated
with heavy training or chronic exertion. Based on comparisons between museum collections of
wild and domestic horses, results of this study indicate that the depth of grooves to the interior
margin of the premaxilla are more pronounced among horses used for riding or traction. A
second type of groove to the lateral aspect of the premaxilla, associated with the infraorbital
nerve, also appears more frequent and severe among ridden horses. Previous research linked
new bone formation to the rear of the skull with the use of horses for riding. Our data suggest
that captive wild animals may also develop this pathology from stress or chronic posture issues,
whereas feral animals may develop new bone in this area at a far lower frequency. Investigating
these osteological features in a sample of late Bronze Age horses from DSK sites provides
compelling evidence that at least some of these animals were used for riding or chariotry.
Chapter 4: Reconstructing Equine Bridles in Bronze Age Mongolia (in press, Journal of
Ethnobiology)
This paper develops expectations for the reconstruction of archaeological tack using equine
cranial remains. As used he e, the te
igid heekpie e efe s to a elo gated, i fle i le
bridle component running perpendicular to the mouth of the horse, which functions to keep the
mouthpiece in place and serves as a turning aid. Based on archaeological finds from other areas
of central and eastern Asia, it can be inferred that late Bronze Age bridle equipment probably
incorporated a noseband, rigid cheekpieces, and an organic bit. However, the late Bronze Age
Mongolian archaeological record itself has yielded few bridle artifacts or other evidence for how
early domestic horses might have been bridled. Researchers have connected metal bit use with
several kinds of oral pathology and changes to equine dentition, including occlusal beveling,
wear to the anterior margin of the lower second premolar, and bone formation to the diastema.
7
A noseband with direct rein attachment may also cause recognizable deformation to the bridge
of the nose, and some contemporary horse specimens raise the possibility that lateral
premaxilla deformation is exacerbated by exterior pressure or irritation from bridle cheekpieces.
Using these features, osteological study of horse skulls can help to identify the use of particular
bridle components in the archaeological record, even in the absence of other artifacts.
Remodeling to the skulls of Bronze Age horses from DSK sites suggests that some of these
animals were bridled or haltered with a noseband, and likely ridden with an organic bit. If future
studies validate this link, the presence of severe remodeling to the premaxilla exterior observed
on DSK horses may also indicate use of a rigid cheekpiece. This inferred bridle type, constructed
of organic materials, might have played an important role in early nomadic horse control in
Mongolia and the eastern Steppe.
Chapter 5: Horseback Riding, Asymmetry, and Anthropogenic Changes to the Equine Skull:
E ide e fo Mou ted ‘idi g i Mo golia s Late B o ze Age i e ie , O o Books:
Proceedings of the 6th Animal Paleopathology Working Group, Budapest, Hungary)
A central challenge in the study of early Mongolian horse transport is distinguishing horses used
for riding from those used to pull carts or chariots. Because both types of transport use similar
bridle equipment and involve chronic heavy exertion, the cranial features linked to horseback
riding observable on archaeological samples may also characterize horses used to pull chariots.
As a result, archaeozoological analyses are typically unable to provide reliable data on how a
particular horse was used. Combining ethnographic observations and zoological data, this
manuscript presents new evidence that the left-handed riding style used in contemporary
Mongolian horseback riding may produce asymmetric effects to the equine skull, an observation
which can help identify equestrian activity in the archaeological record. Consistent with the
predicted effects of a cheekpiece and noseband under leftward rein tension, contemporary
Mongolian horse skulls show evidence of deeper remodeling to the right premaxillary margin,
and greater remodeling of the left side of the bridge of the nose. Similar patterns of asymmetry
were also observed in a small sample of archaeological riding horses from Mongolian burials. In
contrast, domestic horse skulls from American museum collections displayed generally
symmetric patterns of deformation linked to riding and bridling. Finally, a sample of late Bronze
Age skulls from deer stones and khirigsuurs exhibit deeper grooves on the right premaxilla, and
a single well-preserved horse has pronounced remodeling of the left nasal margin similar to that
observed in ridden horses. Future study will be necessary to assess whether pulling chariots
could also have produced similarly asymmetric deformations, but these data provide
preliminary evidence that DSK horses were used for mounted riding.
Chapter 6: A Bayesian Chronology for Early Domestic Horse Use in the Eastern Steppe (in review,
Proceedings of the National Academy of Sciences)
Assessing the relationship between horses, key environmental and cultural processes, and the
origin of nomadic societies in eastern Eurasia requires a precise chronology for DSK horse use.
This paper uses Bayesian statistical modeling to produce a high-resolution model for domestic
horse ritual from DSK archaeological sites. Results indicate that ritual horse burials spread
rapidly across Mongolia by circa 1200 BCE, several centuries after the oldest khirigsuur burial
sites, but concurrent with the construction of the first deer stones. Comparison of this modeled
date with available paleoecological data indicates the expansion of horse use was associated
with climate amelioration, rather than drought. The expansion of domestic horse use by DSK
8
people, perhaps prompted by the spread of mounted horseback riding and nomadic
pastoralism, may have prompted the spread of horses into new areas of the continent such as
Shang China.
1.6 SUMMARY
While the innovation and spread of horse transport is often recognized as a catalyst in human
social changes, the role of horseback riding in the emergence of nomadic herding societies is
poorly characterized – in part due to the lack of direct evidence for human use of horses in the
archaeological record. Circumstantial evidence points to a close link between the widespread
adoption of horse transport and the emergence of nomadic societies in the Eastern Steppe
during the late Bronze Age, but this premise has proven challenging to evaluate using extant
archaeological data. Drawing from both new and established archaeozoological techniques for
identifying human activity using equine skeletal remains, faunal remains from ritual burials at
deer stones and khirigsuurs indicate that late Bronze Age people herded and bred horses and
used them for transport. Chronological modeling suggests that this process took place in the
context of climate amelioration, rather than drought or ecological crisis. These results align with
the predictions of niche construction theory, which suggests that human modifications of
ecological niches through domestication should occur in the context of resource abundance and
stability. This framework may help explain the delayed emergence of sophisticated horseback
riding and the timing of the initial spread of horses into other areas of the Eurasian continent.
CHAPTER 2: HORSE DEMOGRAPHY AND USE IN BRONZE AGE MONGOLIA
In press, Quaternary International (2016), http://dx.doi.org/10.1016/j.quaint.2015.09.085
William Taylor1
This paper presents new archaeozoological evidence for horse pastoralism and transport in
Mongolia's
Deer Stone-Khirigsuur (DSK) Complex (circa 1300-700 BCE). As both livestock and transport, the
domestic horse fundamentally altered life in the dry steppe of eastern Eurasia. However, the
timing and process of mobile pastoralism's adoption in Mongolia and Northeast Asia remains
poorly understood. To evaluate previous suggestions of late Bronze Age horse herding in the
DSK complex, I produced age and sex estimates for archaeological horse crania from DSK sites
across Mongolia. This sample yielded a high proportion of juvenile animals and an elderly female
specimen, consistent with the culling practices of contemporary equine pastoralists. However,
the sample also contained a significant proportion of prime age adult male animals. This finding
is seemingly inconsistent with the practical requirements of pastoral herd management, but
comparable with other archaeological assemblages of ritually-sacrificed transport horses. Spatial
comparison suggests that these adult males were buried in specific ritual contexts, along the
eastern edge of stone mounds known as khirigsuurs, while osteological features of the
premaxilla point to harnessing or heavy exertion. Together, these data provide compelling
evidence that adult male DSK horses were used for chariotry or mounted riding. Results support
9
the interpretation of DSK people as early mobile pastoralists, and suggest an important role for
horse transport in late Bronze Age social dynamics and the development of herding societies in
Northeast Asia.
Keywords:
Pastoralism, Horse transport, Mongolia, Late Bronze Age, Deer stone, Khirigsuur
1
Department of Anthropology, University of New Mexico, MSC01-1040, Albuquerque, NM
87131, USA
2.1. INTRODUCTION
This paper investigates the role of the horse in late Bronze Age Mongolia and its implications for
the origins of pastoral nomadism in the eastern Steppe of Asia. As defined here, pastoralism
refers to the tending of domestic animal herds (Chang and Koster 1986:99), while mobile or
nomadic pastoralism refers to those types of herding which rely on coordinated movement, and
lack permanent settlements (Salzman 2004:3-6). Horse transport will refer to the use of horses
for mounted riding, as well as to pull chariots or other vehicles. In modern Northeast Asia,
mobile pastoralism is characterized by reliance on the horse as both livestock and transport
(Barfield 2011:109). During the last three millennia, nomadic people from the dry steppes of
eastern Asia developed new forms of social organization, forming complex societies and empires
that shaped much of modern Eurasia (Rogers 2012; Honeychurch2015). Although horses were
domesticated by circa 3500 BCE in western areas of the Eurasian steppes (Olsen 2003; Outram
et al., 2009), a systematic understanding of when and how horse-using pastoral societies first
emerged in Northeast Asia remains elusive. Here, I present demographic and paleopathological
analysis of 25 horse crania from late Bronze Age archaeological sites of Mongolia's Deer Stone
Khirigsuur (DSK) cultural complex. Using data from dental eruption and wear patterns, I
estimated the age and sex of all specimens, evaluating each for cranial pathologies and
osteological features related to equine transport using a NextEngine3D scanner. Results provide
support for DSK horse herding, with a high proportion of juveniles and senescent mares
indicative of management and breeding. Unlike previous studies, this sample also contained a
significant proportion of adult male animals. Spatial patterns suggest that these horses were
buried in prominent ritual locations along the eastern axis of stone monuments, while
osteological features of the skull provide preliminary evidence of their use in transport. Taken
together, these data support characterizations of the DSK complex as an early mobile pastoralist
society, utilizing the domestic horse for subsistence, ceremony, and transport. Results suggest a
sophisticated knowledge of equine ecology, and raise new questions about the environmental
and economic conditions under which early nomadic pastoral societies formed in Northeast
Asia.
2.2 REGIONAL SETTING
The political boundaries of contemporary Mongolia correspond largely with the ecological
boundaries of the eastern Steppe (Figure 2.1), which extends across a vast plateau extending
from Kazakhstan in the west to the mountains bordering Manchuria in the southeast (Barfield
2011; Goulden et al. 2011). The plateau's location inland of the Himalayas prevents rain-heavy
10
monsoon from reaching the interior, and causes westerly winds to lose much of their moisture
as they meet the high Altai mountain range. The result is an arid climate, at both high latitude
and high elevation. Winters are long, cold, and dry in Mongolia, although the short summer
boasts mild temperatures and is comparatively wet (Goulden et al. 2011:91). Due to extreme
seasonality of precipitation, Mongolian herders must move often to prevent overgrazing
(Goulden et al. 2011:99), and the horse is the most important form of transport (Bold, 2012:9192). The horse is also an important livestock animal, providing, meat, dairy, leather, dung, and
other important products. As a result, horses remain critically important to subsistence in the
modern Mongolian Steppe (Bold 2012:130).
The development of specialized, nomadic pastoral societies has often been linked to growth of
agricultural societies (Lees and Bates 1974; Khazanov 1984), and framed as a response to
resource scarcity, climate deterioration, and other political and economic consequences of
sedentary state formation (Khazanov 1984:95; Chang and Koster 1986:105; Cribb 2004:12-15).
In his classic work, Lattimore (1940:58-61) argued that mobile pastoralism in Northeast Asia
developed in peripheral groups along the steppe frontier of northern China, as a result of
increased agricultural specialization in Chinese polities during the 3rd and 4th centuries BCE. As
access to the Mongolian archaeological record has improved, however, it has become clear that
hunting and gathering directly preceded pastoralism as a subsistence strategy in many areas
(e.g. Wright 2006:285; Janz 2012:185; Clark 2014:26). Some scholars have suggested that
equestrian herding in Mongolia may date as far back as the late Bronze Age, to the late second
millennium BCE's Deer Stone-Khirigsuur (DSK) complex (Houle 2009; Fitzhugh 2009a). This
interval might have seen the onset of a comparatively wet and productive climate regime (Wang
et al., 2011; Fukumoto et al., 2012:88), and steppe people might have controlled important
trade routes across the continental interior at this time (Christian 2000). If DSK people were
indeed mobile pastoralists, this context might warrant reevaluation of the chronology and
causes of the formation of nomadic herding societies.
Material remnants from the DSK period with which to evaluate horse use are scarce, consisting
primarily of stone monuments (deer stones and khirigsuurs), and associated sacrificial animal
deposits. Khirigsuur is the Mongolian term for large stone mounds dating to the late Bronze
Age, which were built across a wide geographic area, from Baikal to the northern Gobi, starting
in the late second millennium BCE. These monuments are typically encircled by a rectangular or
circular stone fence (Figure 2.2A, Fitzhugh 2009a). Deer stones are anthropomorphic standing
stones frequently associated with khirigsuurs. These stelae are regularly decorated with
elaborate deer carvings, from which their name derives, as well as weapons and other images
interpreted as warrior motifs (Fitzhugh 2009a). Some deer stones depict bow-shaped objects
which could be associated with chariotry (Fitzhugh and Bayarsaikhan 2011:178; Wu 2013:40).
However, neither type of monument is associated with grave goods which definitively indicate
horse transport (Frohlich et al. 2009). Archaeozoological materials thus hold the key to assessing
DSK horse use and its potential role in early nomadic lifeways.
11
Figure 2.1. Khirigsuur and deer stone sites included in the study (filled dots), as they relate to
modern political boundaries and other locations mentioned in the text.
Horse sacrifice was a key focus of ceremonialism at both deer stones and khirigsuurs (Allard and
Erdenebaatar 2005; Fitzhugh 2009a). The heads of sacrificed horses, which might have been
oriented towards the rising sun (Allard et al. 2007), were buried in small stone mounds along
with cervical vertebrae and hoof bones around the perimeter of many DSK ritual sites (Fitzhugh
2009a; Figs. 2.2 and 2.3). At khirigsuurs, the E/SE fence of the monument is a common location
for these satellite horse mounds, with additional rows also found along the north, east, and
southern perimeters at some larger monuments (Figure 2.2A). Deer stones themselves are
typically oriented to the east or southeast, as indicated by the monument's face (Fitzhugh
2009:189). At isolated stones, a ring of horse burial mounds may encircle the monument (Figure
2.2B), while larger stelae clusters are surrounded by carefully or haphazardly arranged groups of
mounds (see Figure 2.4 for an example). At both monument types, an exterior ring of stone
circles often brackets the area of horse burials (Figure 2.2B). Equine sacrifice appears to have
served a memorial purpose at both kinds of monument. Khirigsuur mounds often contain
human burials (Littleton et al. 2012), although they may not have been solely mortuary in
function (Wright 2014). Although deer stone sites are typically devoid of human remains, the
unique set of carvings on each stone suggests that each may depict a particular individual
(Fitzhugh 2009a:188). Scholars have noted that the structure and orientation of horse mounds
themselves appears remarkably consistent across DSK sites (Allard et al. 2007; Fitzhugh, 2009a;
Wright 2014). This consistency may reflect functional similarity; with horse sacrifice at
khirigsuurs memorializing the physical burial of a fallen leader or relative (Fitzhugh 2009a:191),
and deer stones serving as cenotaphs (Jacobson, 1993:144, 153-157; Fitzhugh and Bayarsaikhan
2011:182-3). However, while the horse mounds at some DSK monuments were purposefully
arranged (perhaps in a single construction event), others are laid out in a more haphazard
12
fashion (Wright 2014: 153- 4). This scenario may suggest variation in when and why horses were
sacrificed at deer stones and khirigsuurs.
Previous archaeozoological research (Allard and Erdenebaatar 2005; Houle 2010; Broderick et al.
2014) indicates that DSK people managed domestic livestock, including sheep, cattle, and
horses. Habitation and refuse sites are exceedingly rare in the late Bronze Age archaeological
record, but one midden deposit contained evidence of horses slaughtered for meat, and a diet
heavy in sheep/goat and cattle (Houle 2010:123, 127-129). Faunal evidence of livestock
consumption is also known from DSK ritual features. For example, recent research by Broderick
et al. (2014) identified highly calcined caprine and bovine remains in the stone circles found at
many DSK monuments (see schematic in Figure 2.2A). Together, these finds provide compelling
reason to conclude that DSK people bred and herded a variety of domestic livestock.
Archaeological remains may be useful in identifying ancient equine herd management practices.
On the steppes, pastoral horse herds mimic the family structure of wild horses. Natural herds
typically consist of a single stallion, a harem of around six females, and a contingent of juveniles
(Levine 1999:23). Among modern horse pastoralists in Central Asia, domestic herds include
more mares (8 to 15 according to Bold 2012:145) and an approximately equal number of foals
(Levine 1999:22). Ethnographic accounts suggest that young males are usually gelded or culled
before reaching sexual maturity, when they will compete for mates and potentially disrupt herd
hierarchy (Levine 1999; Olsen 2006b:87).In one study, contemporary pastoral horse herds
consisted of up to one-third gelded males, the rest mares and foals (Levine 1999:22). Mares that
have not produced young for several breeding seasons will usually be culled for meat, while
healthy transport animals reach old ages of 15-20 years or more before death or slaughter
(Levine 1999; Bold 2012:92). In groups that focus on mare's milk production, it may also be
advantageous to cull extraneous foals at the age of 6 months, so as to increase winter herd
survival and improve birth spacing for the coming spring (Olsen 2006b:88-89).Under ideal
conditions, these processes should produce a mortality profile with a high frequency of subadult
and elderly animals, and few prime-age mature individuals.
Ethnographic pastoral practices may differ from late Bronze Age herd management strategies,
but some archaeological evidence suggests that a similar scenario characterized DSK horse
management. Based on epiphyseal fusion patterns, Houle (2010:127-129) estimated that all of
the horse remains from a late Bronze Age midden in central Mongolia were between 2 and 3
years of age at death, and were probably culled for meat. A similar argument was made by
Allard et al. (2007), based on a sample of 15 ritual horse inhumations from the large khirigsuur
site of Urt Bulagyn in central Mongolia. Although excavated from a ritual context and a variety
of mound locations, their sample contained mostly young horses, and several were buried
adjacent to elderly mare specimens. This pattern is consistent with the sacrifice of young males
and senescent females to maintain a breeding herd (Levine 1999), and has been interpreted as
evidence that DSK horse ritual was closely linked to the practical reality of herd management
(Allard et al. 2007).
13
Figure 2.2. A. Plan view schematic of an idealized khirigsuur monument, based on site maps from
localities studied in this analysis. Map shows a central burial mound ringed with a rectangular
fence, and surrounded by satellite burials of horse crania and stone circles with calcined caprine
and bovine remains. The sides of the rectangle may appear irregular, and in other cases the
fence might be circular (Frohlich et al. 2009). Although usually concentrated on the E/SE side of
khirigsuurs, at larger monuments, horse mounds are also found along the N and S axes (shown
as transparent grey circles).
14
Figure 2.2B. Plan view schematic of a model deer stone site, based on site maps from localities
studied in this analysis. Diagram shows the burial of horse heads on all sides of the stone. At
some larger deer stone sites, multiple stelae may be aligned in an approximate N-S
arrangement, and a pavement of mounds may surround individual stelae or larger groupings
(see Figure 2.4 for a useful example).
15
Figure 2.3. Illustration depicting horse head mounds at a deer stone (background). Stones are
usually mounded 20-50 cm above the original ground surface, and buried heads usually face
east/southeast (Allard et al., 2007). Illustration by Barbara Morrison.
The predominance of juvenile and adult female horse remains in Allard et al.'s sample, however,
differs considerably from assemblages linked to equine transport (e.g., Rudenko 1970; Levine
1999:30; Benecke 2007; Outram et al. 2012). In such contexts, mortality profiles show mostly
prime-aged, adult male horses (see Figs. 2.8 and 2.9, this paper). Nonetheless, DSK researchers
have occasionally noted the occurrence of adult male horse heads in prominent satellite
mounds along the E/SE edge of DSK sites (Takahama et al. 2006; Allard et al. 2007). This raises
the possibility of undocumented spatial patterns in equine demography, which may be
instructive regarding late Bronze Age horse use in Mongolia. To clarify this issue and
characterize DSK horse use, a synthesis of demographic and spatial analysis is necessary.
2.3. MATERIALS AND METHODS
To systematically test the hypotheses of DSK horse herding and transport, I conducted a
demographic study of 25 horse crania excavated from satellite mounds associated with deer
stones and khirigsuurs. Specimens originated from 12 deer stone sites and five khirigsuurs at a
total of 13 unique localities across central and western Mongolia (Figure 2.1, see Appendix I for
site names). Most study sites are represented by only one or two excavated horse mounds. The
18 study specimens with associated radiocarbon dates span a wide temporal range (1337-769
cal. BCE, limits of 2-sigma confidence interval for 18 dates, see Fitzhugh and Bayarsaikhan, 2009:
Appendix II). Subsequently, chronological or geographic differences are likely obscured, and
sample generalizability must be tested with additional research rather than assumed.
Nonetheless, this provides a useful starting point to investigate equine demography for the DSK
complex.
16
Although horses are not highly sexually dimorphic, adult male horses develop large canine teeth
at the age of 5 years. Most mares lack these teeth entirely, and those that develop them often
have fewer and smaller canines (Evans et al. 2006; Olsen 2006b:86). I assigned a designation of
male to specimens with four large canines, and female to adult specimens with sufficient
preservation to identify that no canines were present. Specimens with incomplete preservation,
or with estimated ages of less than five years were considered to be of indeterminate sex. For
heuristic purposes, I placed specimens with at least one large canine in the category of possibly
male . This protocol inevitably underestimates the absolute frequency of females (and elderly
male horses that have lost teeth), and leaves juvenile animals unsexed. However, this
conservative approach also reduces error in sex assignment, and enables a more robust
exploration of spatial patterns in horse demography for those with sufficient preservation.
To estimate age for sample horses, dental eruption and wear patterns were compared to
schedules derived from modern horses. Subadult and juvenile horses younger than five years
can be identified with some precision based on the regular eruption schedule of deciduous
teeth, followed by permanent incisors, cheek teeth, and canines (Evans et al. 2006). Because
dental eruption through bone precedes that of the gums, values derived from archaeological
remains may produce a slight overestimate (Olsen
2006b:86). The age of adult horses can be approximated using a measurement of crown height,
the distance between the occlusal surface and the intersection of the permanent tooth roots
(Levine
1982). These measurements are likely to vary among individual horses, and are not useful
beyond 20 years of age (Levine 1982). However, the efficacy of crown height in estimating age
may be increased by measurement of multiple cheek teeth from the same individual (Enloe and
Turner 2002).
Finally, morphological attributes of the incisors are helpful in assigning age estimates to adult
horses. Between five and 12 years, sequential changes to the cups of the upper and lower
incisors provide a useful estimator of age (Evans et al. 2006). References used for this task are
derived largely from contemporary domesticates, and their reliability is influenced by issues
such as malocclusion, diet, genetics, and behavior (Allen 2008). Although the capacity for error is
even greater after 12 years, the shape and orientation of the incisor grinding table may provide
age estimates up to the age of 30 (Pasquini et al. 2003:246-253;Academy of Equine Dentistry
2013). It is improbable that these methods accurately reproduce the age of death for freeranging animals raised on rough steppe forage, particularly for older specimens. However, until
a more appropriate system can be developed, this technique at least enables intra-sample
comparisons and facilitates the assignment of archaeological specimens to approximate age
categories.
For specimens younger than five years, I estimated age using eruption schedules (Evans et al.
2006). For adult horse skulls, I measured crown height from loose cheek teeth if available
(Levine 1982), and results were corroborated by incisor wear tables (Evans et al. 2006; Academy
of Equine Dentistry 2013). Specific age estimates for animals older than 20 years, based on
incisor morphology, are provided in Appendix I. However, due to the greater error associated
with this method these animals are only reported as 18+ in mortality profile analysis. As
different estimation techniques often yield slightly different results, the median value of the
total estimated age range was used to sort specimens into age classes for comparison. Finally, I
checked these provisional estimates against professional assessments by an equine veterinarian.
17
As a result, these data may differ slightly from values published in Taylor et al. (2015). All values
are reported in Appendix I.
After characterizing age and sex of the DSK sample, I compared it with known archaeological
mortality profiles for both transport and pastoralist assemblages (Rudenko 1970; Levine
1999:30; Benecke 2007; Lepetz 2013). To assess spatial patterns in equine demography, I
plotted estimated age, sex, and provenience in relation to an approximate and idealized
monument layout. To do this, I combined site report maps of 25 horse burial mounds, recording
the relative location of each horse burial with demographic data on a composite diagram.
Although horse mounds are typically less than 4 m in diameter, khirigsuur mounds range widely
in size from several meters to several hundred meters across (Frohlich et al. 2009:99).
Nonetheless, khirigsuurs of different scales seem to express many of the same fundamental
components (Wright 2014:148). As a result, the relative position of horse burial features may
still be a comparable attribute between sites. To facilitate comparison of horse head mound
position at khirigsuurs of different sizes, I scaled and translated original archaeological site maps
so that the distance between the center of the khirigsuur mound and the first row of satellite
horse burial features was equivalent for all features on the combined diagram. At deer stones,
the structure of horse burial features was often difficult to distinguish from surface maps. In
addition, major architectural variability at deer stone sites (ranging from single stones and
associated horse mounds, to enormous stelae/mound complexes) prevented any consistent
rescaling efforts. As a result, deer stone site plans were not rescaled in this fashion.
Variability in site orientation also complicates the evaluation of demographic patterns in DSK
horse placement. The alignment of DSK horse heads may correspond to the local direction of
sunrise at the time of initial slaughter (Allard et al. 2007). If so, differences in horse head
orientation and site layout could reflect factors such as latitude and season of sacrifice.
Ethnographic study in contemporary Mongolia suggests that horse slaughter usually takes place
in the late autumn, when it will improve winter herd survival (Allard et al. 2007). Similar
practices may also have characterized Bronze Age horse sacrifice. Although horse head position
was not considered in this study, the orientation of each DSK site was assessed based on
longitudinal alignments of deer stone stelae, khirigsuur fences, or horse mound rows. With the
possible exception of Ulaan Tolgoi, whose deer stones are aligned slightly SE to NW but face
east (see Fitzhugh 2006:181), and several sites which face roughly due east (Nukhtiin Am KS,
Ushigiin Ovor DS, and Ulaan Tolgoi KS) all study sites are apparently oriented to the southeast.
This arrangement could be consistent with an autumn or winter construction (Olsen 2006:103;
Allard et al. 2007).
Whatever the cause, this inter-site variation makes it difficult to synthesize and compare the
relative position of horse mounds from different DSK localities. To correct this issue, I rotated
each map so that it shared a common axis. For example, if the longitudinal axis of a site ran
southwest to northeast, such that the first row of satellite mounds faced southeast, the site's
map was repositioned to run parallel with a perfect N-S alignment (Figure 2.4). The position of
each satellite feature relative to the center of the khirigsuur or nearest deer stone was then
mapped on a common plot (Figure 2.4, bottom). This translation process obscures differences in
absolute directionality, but allows the relative position of horses within each site to be
compared between monuments of different orientation. At deer stone sites, mounds which
yielded horse remains, but were not conclusively associated with a particular deer stone were
excluded from this portion of the analysis.
18
After plotting relative position of each horse burial mound, I combined these data with dental
estimates of age and sex patterns to visualize spatial trends in equine demography. To maximize
sample size, new data produced in this study were combined with published site maps and
age/sex estimates from the fully-excavated site of Ushigiin Ovor (Takahama et al. 2006), as well
as a partial sample of horse mounds from Urt Bulagyn KYR-2 (Allard et al. 2007). In some cases,
previously published data provided only general age estimates (e.g., adult , juvenile ). To
accommodate visualization, an arbitrary age class of 9-12 years for adult, and 0-3 years for
juvenile horses was assigned to these specimens. Horses from Ushigiin Ovor and Urt Bulagyn
KYR-2 were not included in mortality profile analysis, nor were these specimens analyzed for
osteological changes.
19
Figure 2.4. Schematic showing procedure for rotating deer stone sites to share a common axis,
and mapping relative position between horse burial mound and nearest deer stone. Daagan Del
map by J. Bayarsaikhan and T. Tuvshinjargal.
Finally, I synthesized these spatial and demographic data with osteological study of skeletal
changes to the premaxilla linked to horse transport. Previous analyses (Taylor et al. 2015; Taylor
et al. 2016) indicated that remodeling to the medial aspect of the equine premaxilla is linked to
20
heavy exertion or stress, while changes to the lateral aspect of the same bone may also be
caused by chronic exertion, or perhaps bridle equipment. Although the development of these
features probably increases with use, age estimates do not appear to explain either lateral or
medial groove depth among ridden horses (Taylor et al. 2015). In analyzed samples of wild or
unworked equids, both kinds of premaxillary remodeling appear to be reduced or absent (Taylor
et al. 2015; Taylor et al. 2016). Thus, while individual specimens cannot be usefully assigned to a
transport or nontransport category by cranial morphology alone, the severity of
premaxillary remodeling across spatial and demographic categories provides another line of
evidence to test ideas about DSK horse use. For each specimen with premaxillary preservation
(n = 9), I combined estimates of medial and groove depth, corrected for differences in bone
width and age (data from Taylor et al. 2015) into a Nasal Groove Index (size and age corrected
lateral groove depth + size and age-corrected medial groove depth). This simplifies a complex
anatomical issue, but produces a unidimensional measure which can be easily compared
spatially. Resultant data were superimposed on the composite site map in order to visualize
pathology patterns within the DSK sample.
2.4. RESULTS
2.4.1. Mortality profiles
The sample of 25 horse skulls from satellite burials surrounding deer stones and khirigsuurs
yielded a high proportion of subadult animals (n = 9, or 36%, Table 2.1). Due to poor
preservation or age-related tooth loss, many DSK horses could not be assigned a sex, but the
single female identified was estimated to be over 20 years of age. The sample also contained an
unusually high frequency of prime age adult horse remains (n = 12, or 48% of the sample, Figure
2.5). Among those horses between six and 15 years that could be assigned a sex (n = 7), all
specimens were male.
Age Range
0-3
3-6
6-9
9-12
12-15
15-18
18+
Frequency
9
0
4
3
5
0
4
Table 2.1. Number of sample DSK horse specimens identified in each age category.
21
Figure 2.5. Mortality profile histogram for DSK sample, showing high frequency (proportion) of
young horse remains, and second peak of adult animals between 6 and 15 years.
ID
Median
est. age
Sex
Medial
groove
(mm)
Lateral
groove
(mm)
Deer
stone/
khirigsuur
Location
NGI
NMM 8
7
Male
1.488
0.871
khirigsuur
E
2.471
NMM 30
13.5
Male
1.662
0.702
khirigsuur
SE
2.180
NMM 28
10.5
Male
0.813
0
khirigsuur
SE
0.895
NMM 3
24
1.821
1.879
deer stone
E of DS
3.155
NMM 9
NMM 27
24
7.5
Poss.
Male
Male
Male
1.576
0.954
0
0.613
deer stone
deer stone
1.975
1.34
NMM 1
24
Indet.
0.61
0.551
deer stone
NMM 10
NMM 18
2.25
0.875
Indet.
Indet.
0.505
0.696
0
0
deer stone
deer stone
E of DS
SE of DS
E of DS?
(stone
missing)
E of DS
NW of DS
1.004
0.775
0.628
Table 2.2 Nasal groove index scores for analyzed horses from deer stones and khirigsuurs, along
with demographic estimates and spatial provenience.
22
2.4.2. Spatial patterning
While juvenile horse remains tended to be concentrated on the periphery of khirigsuurs, all
adult male horse heads with provenience came from mound contexts along the east/southeast
axis of the monuments (Figure 2.6A). The study sample was cobbled together from a variety of
discrete khirigsuur sites, but a complete feature excavation at Ushigiin Ovor by Takahama et al.
(2006) corroborates this result. At this site, three male horses were recovered in mounds 9, 11,
and 15, adjacent to the eastern fence (these specimens are included in Figs. 2.6A/2.7A). The
newly analyzed sample did not contain female horses from khirigsuur contexts, but Allard et al.
(2007) reported adult females along the southern axis of Urt Bulagyn KYR-2, paired with juvenile
burials to the immediate southwest (Figure 2.6A, lower left). At deer stone sites, two male horse
crania were recovered from the east and southeast edge of monuments at the sites of Ulaan
Tolgoi and Tsatstain Khoshuu, while a single female horse head was identified near the
northeastern perimeter of the site of Daagan Del (Figs. 2.4 and 2.6B).
2.4.3. Nasal pathologies
Of the 25 horse heads analyzed, nine had a sufficient level of preservation to measure
premaxillary remodeling, including two juveniles, two adults of indeterminate sex, and five adult
males.
Results indicate high levels of pathology formation in four horse skulls from east or southeast
mounds (Figure 2.7A and 2.7B, Table 2.2). These specimens, including three male animals and
one possible male, produced NGI values of greater than 1.5, and two had extremely pronounced
lateral grooves of greater than 0.8 mm. In contrast, two juveniles in the sample showed little in
the way of nasal pathologies (Table 2.2).
2.5. DISCUSSION
2.5.1. Mortality profiles
Demographic data provide additional support for the hypothesis of DSK horse breeding and herd
management. A high frequency of juvenile horse remains is consistent with previous
demographic data from the site of Urt Bulagyn (Allard et al. 2007), and aligns with expectations
for pastoral culling of surplus male animals before breeding age (Levine 1999). The single female
identified was near the age of reproductive senescence, corroborating the examples of elderly
mare sacrifice reported by Allard et al. (2007). Although a similar demographic profile can be
produced by other cultural formation processes, such as scavenging or group slaughter (Levine
1999:29-33), these results are generally consistent with the practical requirements of pastoral
culling for meat or dairy (Allard et al. 2007). In contrast to expectations for herd management,
however, results also indicated a significant proportion of prime-age male horse remains
between the ages of six and 15 years (Figure 2.5). In ethnographic horse herds, stallions or
geldings can reach ages of up to 30 years before they are slaughtered (Levine 1999), although
breeding stallions may be culled at around 12-15 years in contemporary Mongolia (Enkhtuvshin
and Tumurjav 2011:169).
23
Figure 2.6. A. Schematic representation of demographic patterns at seven khirigsuur sites (Urt
Bulagyn 1, Urt Bulagyn 2, Ushigiin Ovor, On Khad, Nukhtiin Am, AD40, Zeerdegchingiin Khoshuu).
Male horses are shown as diamonds, female horses as triangles. In cases where only general life
history category was available (e.g., juvenile, adult), adult specimens are depicted as nine years
a d ju e iles as t o ea s of age. Maps ha e ee otated less tha
◦ to o e t fo
differences in E/SE orientation, and scaled such that the relative distance between mound center
and the first row of horse burial mounds is equal for all features. Khirigsuur map by J.
Bayarsaikhan and T. Tuvshinjargal. Data from Taylor et al. (in press), Allard et al. (2007), and
Takahama et al.(2006). B. Schematic representation of demographic patterns at 13 deer stones
from nine localities (Khushuutiin Gol, Bor Hujiriin Gol, Ulaan Tolgoi, Tsatstain Khoshuu,
Jargalantyn Am, Uguumor, Daagan Del, Nukhtiin Am, and Ushigiin Ovor). Male horses are shown
as diamonds, female horses as triangles. In cases where only general life history category was
available (e.g., juvenile, adult), adult specimens are depicted as nine years and juveniles as two
24
years of age. Maps have been rotated (less than 90◦) to correct for differences in E/SE
orientation, but retain equivalent scales.
Figure 2.7. A. Schematic representation of nasal grooving at three khirigsuur sites (On Khad,
Zeerdegchingiin Khoshuu, and Urt Bulagyn 1). Male horses are shown as diamonds, female
horses as triangles. Specimens with measurable nasal grooves and mapped provenience are
shown in bold (n ¼ 2). Maps have been rotated (less than 90◦) to correct for differences in E/SE
orientation, and scaled such that the distance between mound center and the first row of horse
burial mounds is equal for all features. Khirigsuur map by J. Bayarsaikhan and T. Tuvshinjargal.
B. Schematic representation of nasal grooving at three deer stone sites (Khushuutiin Gol,
Tsatstain Khoshuu, and Ulaan Tolgoi). Male horses are shown as diamonds, female horses as
25
triangles. Specimens with measurable nasal grooves and mapped provenience are shown in bold
(n = 5). Maps have been rotated (less than 90◦) to correct for differences in E/SE orientation, but
retain equivalent scales.
Most of the prime-age specimens recovered from the DSK sample, particularly those between
six and 12 years of age, are thus unlikely to have accumulated through typical herd management
techniques. Other processes can produce assemblages of adult male horses, including selective
hunting of larger wild animals for meat (Levine 1999:33). Members of the genus Equus first
arrived in Asia during the late Pliocene (Webb and Hemmings 2006:14), and wild equids were
apparently still exploited by hunters in Mongolia during the mid-Holocene (e.g., Janz 2012:6364). As a result, the possibility of wild horse hunting by DSK people cannot be outwardly
dismissed. Nonetheless, several specimens exhibit cranial deformation which must be caused by
a halter or noseband (Taylor et al. 2016). As a result, the hunting of wild animals is an unlikely
explanation for the observed demographic profile.
Figure 2.8. Idealized mortality profiles for a managed pastoral horse herd (solid line, after Levine,
1999:31), and a transport assemblage (dotted line, after Levine, 1999:30), as compared to DSK
assemblage.
26
Figure 2.9. Mortality profile from Arzhan-2, from Benecke (2007). All horses are male, and
classified according to median estimated age. Diagram shows emphasis on adult male horses for
transport burials.
Archaeological comparisons suggest that the ritual sacrifice of transport animals may be a viable
explanation for adult male horse remains at DSK sites. In the early Iron Age, equestrian peoples
built funerary barrows in many parts of Central Asia, including western Mongolia, eastern
Kazakhstan, and south Siberia. Although important cultural differences distinguish early Iron Age
cultures from the preceding DSK complex, mortuary features of this period provide a useful
window into the demography of transport horse assemblages. At the barrows of Arzhan-2 and
Pazyryk in South Siberia, and Berel in far eastern Kazakhstan, fully-equipped and outfitted riding
horses were included alongside human burials (Rudenko 1970; Benecke 2007; Lepetz 2013). The
animals selected for these inhumations were male, and in cases of soft tissue preservation,
many of these early Iron Age horses appear to have been gelded (Rudenko 1970; Littauer 1971;
Benecke 2007). This context has led to the interpretation that burial horses chosen for mortuary
inclusion were riding mounts (e.g., Benecke 2007:120). Such assemblages of transport horses
occasionally include subadults, as well as old animals of 20 years or more (Rudenko 1970:119;
Levine 1999:30). However, most appear to fall between six and 15 years of age (Rudenko 1970;
Levine 1999; Benecke 2007:119; see Figure 2.8). Analogical comparison of Arzhan horses with
those from DSK satellite mounds illustrates similarities between the ages of male specimens at
these sites (Figure 2.9). If the DSK male horses were similarly used for transport, these animals
might exhibit evidence of special ritual treatment, and show osteological features related to use
in transport.
27
2.5.2. Spatial patterns
Relative position maps (Figure 2.6) reveal age and sex patterning across horse burials, pointing
to special ritual treatment for adult male animals at khirigsuurs, and perhaps deer stones. All six
definitively adult male horse specimens from the khirigsuur sample came from mounds along
the east/southeast axis of their respective sites. Several of these mounds were noted by the
investigator as the most prominent ritual features at their respective sites, owing to their
larger size and central location (e.g., Fitzhugh 2006:37; Fitzhugh and Bayarsaikhan 2008:21). This
concentration of adult males is identifiable in both the newly analyzed sample, as well as
previously published ones. For example, the only adult male horse from Urt Bulagyn KYR-2
(Allard et al. 2007) came from such a context, as did the three male horses at Ushigiin Ovor
mentioned above (Takahama et al. 2006). Due to the peculiarities of the study sample, the
generalizability of this pattern cannot yet be usefully evaluated, and the possibility remains that
monuments of differing scales and layouts may yield different demographic patterns. Complete
intra-site excavation like that of Takahama et al. (2006) will be necessary to evaluate these
issues more effectively. However, these initial results point to preferential ritual treatment for
adult male horses at khirigsuurs, and hint at a role for such animals in transport.
Spatial patterning in horse age and sex is less obvious at deer stone sites (Figure 2.6B), but may
also reflect eastern positioning of male horse features. Two definitively male specimens
identified in the deer stone site sample came from mounds along the east/southeast edge of
their sites, although one (Tsatstain Khoshuu Feature 2) was not buried in the innermost mound
(Fitzhugh 2005). A single elderly horse cranium from the site of Khushuutiin Gol found adjacent
to the central deer stone was likely male, as excavation notes indicate that a canine was
removed for radiocarbon dating (Fitzhugh and Bayarsaikhan 2008:43). However, the mandibular
canines may have worn away from extreme age. A third male horse from the site of Jargalantyn
Am appears near the periphery of Figure 2.6B (top right). However, this apparent location is
actually caused by a scaling issues: examination of the original site maps shows that this horse
originated from the eastern interior of an enormous horse burial complex (Bayarsaikhan 2011).
Similarly, although a female horse appears in the center-right of Figure 2.6B, this specimen came
from the outermost northeast mound of a large stelae cluster at Daagan Del (Bayarsaikhan and
Tuvshinjargal 2013, see Figure 2.4 this paper).The youngest horse specimens from the deer
stone sample (<1 year) were recovered from smaller features along the northern edge of Deer
Stone 5 at the site of Ulaan Tolgoi (Fitzhugh 2005). Few horse heads in the analyzed sample
were unearthed from the west or southwest perimeter of deer stone sites, so demographic
patterns in these locations cannot be evaluated. Thus, while preliminary results from deer stone
sites could indicate the preferential burial of male horses in eastern locations, a more spatially
diverse sample drawn from both isolated deer stone sites as well as larger stelae complexes will
be necessary to test this hypothesis.
2.5.3. Osteological data
Cranial pathology analysis supports inferences from demographic and spatial patterning,
suggesting that adult male horses were used for transport. Groove indices in four sample
specimens (Table 2.2) are markedly higher than those documented in unworked horses. The DSK
specimens with the most extreme cases of medial and lateral premaxillary remodeling appear to
be located nearest to the monument along the east or southeast axis (Figure 2.7A and B), and
28
most come from definitively male horses (Table 2.2). In a sample of 31 wild equids and feral
domestic horses from ancient and modern contexts, none exhibited a combined lateral and
medial groove score of more than 1.5, or a lateral groove of greater than 0.8 mm. In contrast,
several DSK adult males had marked medial and lateral grooves, exceeding the range yet
observed in wild or captive unworked equids. In addition, the elderly horse (of indeterminate
sex) from the site of Khushuutiin Gol also showed a marked depression to the bridge of the
nose, which was probably caused by a bridle noseband (Taylor et al. 2016). Although sample size
is small, these data suggest that many of the adult male horses buried at DSK sites were used for
transport.
Because of their occurrence in smaller, exterior mounds, juvenile and female horse remains in
the studied sample were apparently subjected to a higher degree of weathering and
taphonomic degradation. As a result, premaxillary bones were rarely preserved for osteological
study. However, the two juvenile horse heads with suitable preservation showed very little
premaxillary remodeling. Contemporary Mongolian herders begin breaking and training horses
at the age of one year (Enkhtuvshin and Tumurjav 2011:173-4). Without a better understanding
of the process of groove formation, few conclusions can be drawn regarding whether or not
these young animals were used in transport. Although animals younger than 3-4 years are not
typically ridden heavily among modern herders (Bold 2012), a few juvenile horses were buried in
the central eastern periphery of khirigsuurs (Figure 2.6A). Rudenko (1970:119) noted the regular
inclusion of 2-3 year old horses in Pazyryk riding horse burials, and a similar pattern could
characterize some DSK assemblages. Additional research will be necessary to explore these
questions, and to characterize pathology levels in adult female horses from DSK archaeological
contexts. Nonetheless, these preliminary results support the inference that adult male horses
found in prominent mound locations were used for riding and/or traction.
2.5.4 Implications of DSK horse transport
Results from demographic estimates, spatial comparisons, and nasal pathology measurements
suggest that male horses were used for chariotry or riding in DSK society, and were buried in
positions of ritual significance. When combined with other archaeozoological data for domestic
livestock use (Allard et al. 2007; Houle 2010; Broderick et al. 2014), results of this study reveal
the DSK complex as a pastoralist society, combining equine transport with a diverse livestock
economy. This inference is consistent with other evidence for an expansion of horse transport
out of interior Asia during the second millennium BCE (Hanks 2010:475-6), and supports the
idea that mobile pastoralism's spread in East Asia was closely linked to developments in horse
control (e.g., Beardsley 1953).
Horse transport in the DSK complex warrants its consideration in models for late Bronze Age
social dynamics and the spread of the domestic horse to other parts of East Asia (Taylor et al.
2015). The late Bronze and early Iron Age saw important technological changes which facilitated
mounted horseback riding (Renfrew 1998; Drews 2004). Towards the end of the second
millennium BCE, chariots arrived in the city of Yinxu and Shang Dynasty China (Linduff 2003;
Kelekna 2009a). The geographic origin of early Chinese domestic horses has not been
established (Yuan and Flad 2006), but many kinds of burial goods and material culture point to
Bronze Age interaction between Chinese groups and the northern steppes (Shelach 2009). It is
likely that one or more routes of exchange passed through Mongolia (Honeychurch 2015:208210). Additional osteological research may help to shed light on the type of equine transport
29
used by DSK people, and to evaluate the role of DSK horse use in broader technological and
cultural developments in riding and chariotry.
Future study should evaluate the patterns identified in this study through detailed intra-site
analysis, so as to mitigate issues caused by compiling many individual specimens from a wide
variety of DSK monuments. If the patterns identified here are indeed representative, complete
assemblages of horse burials from within a single khirigsuur locality should continue to reveal
adult males with transport pathologies concentrated in eastern satellite features.
Comprehensive excavation should seek to clarify the poorly characterized demographic patterns
at deer stone sites, which will also enable improved comparison between sacrifice practices at
different monument types. For example, consistency between deer stones and khirigsuurs
would corroborate the idea of a shared ritual function, such as memorializing fallen leaders or
relatives (Fitzhugh 2009a:191). On the other hand, major differences in equine demography,
provenience, or cranial osteology between horses from different monumental contexts might
reveal new information about the dynamics of late Bronze Age ritual. It may be particularly
instructive to compare the demographic patterns at monuments with a carefully planned
arrangement of horse mounds, with those which seem to have an accretionary or haphazard
arrangement (e.g., Wright 2014:153).
Finally, ongoing study should address the possibility of equine castration at DSK sites. Some
question remains as to whether DSK monuments were constructed in single events, or over
extended periods (Wright 2012), and caution must be used in assuming that ritual assemblages
reflect actual death assemblages (Levine 1983). However, if the high proportion of adult male
horse remains in DSK mounds reflects the original herd composition, it is likely that many of
these animals were gelded. This pattern would align with castration observed in riding horses in
barrows at Pazyryk and Arzhan (Rudenko 1970; Benecke 2007). Among modern Mongolian
herders, male horses are castrated in the spring before their second year unless they are to be
used as breeding stallions (Enktuvshin and Tumurjav:170). Gelding of young males indicates a
strong familiarity with equine ecology, and early castration induces developmental changes
which may be advantageous in transport horses (Littauer 1971). Qualitative differences in
cranial osteology between complete and gelded males, such as facial elongation and convexity
(Littauer 1971; Olsen 2006b) may be useful in developing systematic archaeological techniques
for identifying DSK castrates.
2.6. CONCLUSION
Demographic profiles suggest that people of the Deer Stone-Khirigsuur complex herded horses
and used them for transport, an inference that is corroborated by both spatial patterning and
cranial osteology. Consistent with later mortuary traditions in Central Asia, adult male DSK horse
heads seem to have been preferentially buried in important ritual contexts, and many show
skeletal evidence of exertion or bridling implicating their use as transport animals. Additional
research may provide further clues to the role of DSK horse use in larger social and technological
processes, such as the spread of the domestic horse to East Asia, late Bronze Age innovations in
horse control, and the development of complex pastoral societies. Results of this research
support a growing body of archaeological evidence for DSK mobile pastoralism, and could point
to an important role for horse transport in the origins of specialized herding in Mongolia.
30
CHAPTER 3: EQUINE CRANIAL MORPHOLOGY AND THE ARCHAEOLOGICAL
IDENTIFICATION OF RIDING AND CHARIOTRY IN BRONZE AGE MONGOLIA
Antiquity 89(346): 854–871 doi:10.15184/aqy.2015.76
William Timothy Treal Taylor1, Jamsranjav Bayarsaikhan2 & Tumurbaatar Tuvshinjargal2
The adoption of the horse for chariots, wagons and riding had a major impact on human
societies, but it has proved difficult to reliably identify early domesticated horses in the
archaeological record. This comparative study of equine palaeopathology addresses the
problem by analysing wild and domestic horses used for traction or riding. Osteological changes
to the skull appear to be the result of mechanical and physiological stress from the use of horses
for transport. The results are applied to archaeological examples from the Deer Stone-Khirigsuur
Complex of Bronze Age Mongolia (1300–700 BC) and show that those horses were probably
bridled and used for transport.
Keywords: Mongolia, Bronze Age,
zooarchaeology, nasal remodeling
Deer
Stone-Khirigsuur
Complex,
equestrianism,
1
Maxwell Museum of Anthropology, MSC01 1050, 1 University of New Mexico, Albuquerque,
NM 87131–000, USA
2
National Museum of Mongolia, Juulchin Street-1, Ulaanbaatar 210646, Mongolia
3.1 INTRODUCTION
Horseback riding and the use of chariots has been linked with dramatic changes to the
form and scale of social organisation among prehistoric peoples, but the chronology of their
adoption in East-Central Asia remains poorly understood. Towards the end of the Bronze Age (c.
1300–
BC , dee sto e stelae, a o pa ied
stone khirigsuur mounds and ritual horsesacrifice features, appear to be the archaeological signature of the first horse-riding nomadic
pasto alists i the Easte “teppe of Eu asia. Ho se t a spo t i this Dee “to e-Khirigsuur
Co ple
ould i pl i po ta t ha ges i
o ilit , so ial st atifi atio a d structure (Anthony
et al. 1991; Honeychurch 2015: 212–15), and suggest an expanded role in regional patterns of
social interaction during the late Bronze Age.
Where other forms of direct evidence are lacking, faunal pathology is a promising means
of identifying equine transport through archaeological data (Dietz 2003). Dental morphology
(Anthony & Brown 1998) and other osseous changes to the appendicularand axial skeleton have
been linked to equestrian activity (Levine 1999; Olsen 2006b:93; Bendrey 2007). Archaeologists
have, however, struggled to pinpoint pathological markers of riding or traction that pre-date the
use of the metal bit and can be regularly assessed in archaeological samples. This paper
develops expectations for anatomical changes to the equine skull that should accompany the
use of do esti ho ses fo t a spo t. Ho se t a spo t he e efe s to oth ou ted ho se a k
riding and the use of horses as draught animals to pull chariots or other vehicles. Using precision
measurement of 3D models, these predictions are tested using a sample of feral, captive and
domestic horse remains from museum collections. Finally, the results are applied to an
31
assemblage of horse skulls from archaeological sites belonging to the Deer Stone-Khirigsuur
(DSK) Complex to evaluate the possibility of horse transport in the Eastern Steppe during the
late Bronze Age.
3.1.1 The horse in ancient Mongolia and beyond
Between 1300 and 700 BC, and perhaps earlier, deer stones and khirigsuur monuments
spread across north-west and central Mongolia. Khirigsuurs are large, fenced stone burial
mounds. They regularly contain human remains (Littleton et al. 2012), although they may have
also served non-mortuary functions (Wright 2014). Deer stones may have been memorials for
revered warriors. These standing stones typically depict stylised earrings, belts and
representations of the face, along with belts, weapons, deer and other animal carvings
(Honeychurch et al. 2013: 80). Together, these monument types appear to be archaeological
manifestations of a single cultural complex (Fitzhugh 2009a). Many have suggested that DSK
people were also pastoralists using the horse for transport (Allard et al. 2007; Houle 2010;
Honeychurch et al. 2013), a contention that is supported by developments elsewhere in Eurasia.
From the late third and early second millennium BC, there was an expansion in the use of
chariots across the continent, and by 1200 BC, cultures using the horse for transport had already
spread eastwards out of Central Asia (Hanks 2010:475–76). Iconographic depictions of horse
riders, and bone cheekpieces from mortuary contexts, show that horse-control technology was
present in the forested regions bordering northern Mongolia c. 1400–1000 BC, coeval with the
early DSK period (Legrand 2006).
Due to an absence of actual tack or riding artefacts in the DSK archaeological record, there
remains some question as to how horses were used by DSK people (Honeychurch et al. 2009).
Horse sacrifice was the most important aspect of ceremonial activity at deer stones and
khirigsuurs, and DSK sites have produced circumstantial evidence for horseback riding and
chariotry. Small stone mounds around the perimeter of both monument types contain equine
skulls, often accompanied by cervical vertebrae and hoof bones (Fitzhugh 2009a). Previous
faunal analyses suggest that horses were culled and eaten by DSK people (Allard et al. 2007;
Houle 2010: 126–29). Most compellingly, deer stone carvings show artefacts and other features
that suggest the ho se as used fo t a spo t. Fo e a ple, the elt of weapons and tools
carved into many of these deer stones commonly includes a small horse representation,
alongside weapons and other important equipment (Volkov 2002) (Figure 3.1, left). Deer stone
carvings show bow-shaped objects, often found in Chinese chariot burials (Wu 2013: 40), which
might have been used as chariot rein hooks (Fitzhugh 2009b; Fitzhugh & Bayarsaikhan 2011:
178) (Figure 3.1, right). Although only one deer stone depicts a chariot (Volkov 2002), such
vehicles are a regular feature of Mongolian rock art panels attributed to the late Bronze Age
(Honeychurch 2015: 192–93). Given these considerations, it is possible that people of the DSK
Complex were nomadic horsepastoralists (Honeychurch et al. 2013).
32
Figure 3.1. Depictions of small horses alongside weapons such as daggers, bows and quivers
(left–centre) on deer stones in Mongolia; also depicted are chariots (second from right) and
ha iot ei hooks o
o -shaped o je ts fa ight efe e ed in the text; modified from
Volkov (2002).
If DSK people did indeed use horses for riding or chariotry, they may have played an
underappreciated role in the spread of the horse into other parts of East Asia. Centuries before
the “ilk ‘oad t ade outes e e fo alised, the g assla ds of the “teppe acted as an informal
“teppe ‘oad , fa ilitati g ultu al a d e o o i e ha ge a oss the Eu asia o ti e t
(Christian 2000). Domestic horses first reached China, along with chariots, during the late Shang
Dynasty (1600–1050 BC), the earliest specimens dating to c. 1300–1200 BC (Yuan & Flad 2006;
Kelekna 2009b), much later than elsewhere in Central Asia. The geographic source of these first
animals is an open question (Yuan & Flad 2006: 258–59), but severa lines of evidence implicate
the steppe cultures of Mo golia. Alo g Chi a s o the f o tie , steppe artefacts in late Bronze
Age burials, particularly those of elites, suggest an acceleration of Sino-Mongolian interaction
(Shelach 2009: 128–29). Perhaps most interestingly, recent genetic research indicates a close
phylogenetic link between ancient Chinese and modern Mongolian horses (Cai et al. 2009).
Clarifying the role of the horse in DSK society is thus crucial to an understanding of East Asian
social dynamics in the first and second millennia BC (Honeychurch 2015: 205–10).
3.1.2 Archaeozoological identification of riding and chariotry
Although human management of domestic horses dates to the Eneolithic, c. 3500 BC (Olsen
2006a; Outram et al. 2009), archaeologists disagree as to when domestic horses were first used
33
for riding and human transport (e.g. Renfrew 1998; Anthony 2007), and how to identify the
signature of such transport in the archaeological record (Levine 1999). Diagnostic horse-control
devices, such as metal bits, are rarely recovered in East Asia from before the first millennium BC
(Mair 2003: 170). Leather harnesses and other organic methods of control used by early
equestrians are unlikely to have been preserved in most archaeological contexts (Olsen 2006b).
In the absence of texts or exceptional preservation, palaeopathology provides the most direct
dataset for the evaluation of ancient horse transport (Dietz 2003).
Osteological techniques for identifying equestrianism in horse remains have been debated at
length (e.g.Anthony&Brown 1998, 2003; Levine 1999; Olsen 2006a,b; Bendrey 2007). The bestk o
zooa haeologi al i de of e uest ia is is it ea : lo alised e elli g of the anterior
surface of the second premolar caused by grinding or chewing a bit. Experimental and
comparative studies have suggested that bevels greater than 3mm in magnitude are evidence of
equestrianism (Anthony & Brown 1998, 2003; Anthony et al. 2006). In recent years, additional
research has bolstered the argument that metal bits can produce archaeologically recognisable
ha ges to the ho se s se o d p e ola , a d ause e o e formation to the diastema of the
lower jaw (Bendrey 2007; Outramet al. 2009). The impact of an organic bit or halter on premolar
form is less clear. Although Anthony et al. (2006) argue that organic bits should also cause
measurable bevelling, natural malocclusion can produce similar changes to the teeth of
unworked horses (Levine 1999; Olsen 2006b:100–101).More importantly, many forms of early
horse control appear to have relied on pressure from a noseband, without the use of a bit at all
(Littauer 1969). Difficulty in resolving the bit wear debate increases the importance of seeking
alternative archaeozoological criteria for identifying horse transport.
The high frequency of equine crania in the archaeological record of many parts of Central Asia
(Kuzmina 2006) makes them particularly useful for the palaeopathological study of horse
transport. Bendrey (2008) compared dozens of the skulls of horses used in riding and traction
with those of E. przewalskii, which has never been domesticated. He identified that new bone
formation at the site of nuchal ligament attachment (enthesopathy) occurred in high frequency
among highly trained horses. Although similar features can be caused by other factors such as
bacterial infection (e.g. Bendrey et al. 2011), nuchal enthesopathy appears to be commonly
caused by habitual activity such as horseback riding (Figure 3.2a). Despite this interesting
pattern, Bendrey concluded that nuchal pathologies had limited utility for archaeological
identification of horse use, as age dependency was a major concern (Bendrey 2008: 30). In
addition, the E. przewalskii specimens showed a wide range of ossification levels, overlapping
sig ifi a tl ith o ked ho ses used for traction (Figure 3.2B).
The e thesopathi patte s of P ze alski s ho ses e o ded
Be d e
, ho e e , may
not accurately characterise those of predomesticate horses. Most or all of the E. przewalskii
spe i e s i Be d e s stud a e f o zoo collections (Robin Bendrey, pers.comm.). Although
these captive equids were never driven or ridden, the impact of zoo related stress on the equine
skeleton may mimic the effects of horseback riding. Horsesrespond to negative stimuli through
avoidance o pa i ked flight Dietz
:
. I apti e a i als, f ust atio of these atu al
avoidance mechanisms can induce neurological problems that cause nuchal stress (Hosey et al.
2013: 231). For example, up to 40% of wild e uids i zoos de elop ste eot pies , he e the
animal engages in repetitive headshaking or similar behaviour (McDonnell 1988). Other aspects
of zoo life, such as chronic posture changes associated with feeding, may also increase neck
34
st ai o e a ho se s lifeti e. As a result, undomesticated but captive equids are not an ideal
comparative sample for the identification of cranial pathologies related to transport.
Figure 3.2. A) Nuchal ossification on a ridden horse (left); B) ossification scores for horses used
for riding, traction o d i i g , as o pa ed to u o ked E. przewalskii from European zoos
(right); modified from Bendrey (2008).
Figure 3.3 Medial (A) and lateral (B) groove formation on the nasal process of the premaxilla
(incisive bone) of a ridden horse, US General Joh J. Pe shi g s a ho se Kid o left , a d the
same region on a feral Chincoteague pony (right); specimens from the Smithsonian National
Museum of Natural History.
In addition to nuchal bone formation, osseous changes to the nasal portion of the skull are a
new and potentially useful marker of ancient equine transport. Siberian people used pointed
bone cheekpieces with tightened halters to control domestic reindeer during the Iron Age, and
this strategy may have a more ancient history in the region (Fedorova 2003a & b). Studded
nosebands (Dietz 2003: 191) or burred cheekpieces were especially common methods of control
in early horse headgear (Littauer 1969: 290–92). Such devices, which rely on stimulation of
pressure-sensitive areas of the face, may have preceded the first use of the bit (Littauer 1969:
293), and were used in bridles for chariot horses on the northern steppes as early as the third
35
millennium BC (Kuzmina 2000). Pressure on the nose and cheek from nosebands or burred
cheekpieces will irritate sensitive facial nerves, and nosebands may hinder the breathing of
animals to the point of tissue damage (Littauer 1969: 293; Brownrigg 2006: 170). Despite the
great antiquity of these devices, most modern bridles still rely to some degree on pressure and
stimulation of the nasal region of the horse for control (Dietz 2003: 191).
In the collections we examined, we discovered that many modern, ridden horse skulls have a
pronounced groove along the dorso-medial border of the premaxilla/incisive bone (hereafter
efe ed to as the edial g oo e Figu e .3). This feature has been investigated in several
veterinary studies (Perez & Martin 2001; Vanderwegen & Simoens 2002). It is sometimes
accompanied by a second, exterior groove, located rostrally along the o e s late al a gi
late al g oo e . T o elated a ato i al e ha is s a e p o a l i ol ed i su h g oo e
formation. Medial grooves are associated with activity of the lateralis nasi muscle and its
accessory cartilage. It is hypothesised that sustained nostril dilation under conditions of chronic
heavy breathing causes this muscle to hypertrophy, which in turn causes bone remodelling
(Perez & Martin 2001). The second, lateral groove may be developmentally related. This lateral
grooving appears, however, to be related to an internal nasal branch of the infraorbital nerve
(Perez &Martin 2001). Preliminary study suggests that both kinds of remodelling are generally
absent from wild equids such as zebra (Vanderwegen & Simoens 2002: 200).
Insofar as the use of horses for transport causes increased respiration, grooves may track
meaningful differences in human horse use. Domestic ridden animals should demonstrate
extensive nasal remodelling caused by chronic exertion.Given that heavy breathing and nasal
dilation are common stress responses in captive animals (Casey 2002; Harris et al. 2006; Hosey
et al. 2013: 237), grooving should be more severe in zoo populations than in feral animals. In
contrast, neither exertion nor other anthropogenic stressors should affect feral horses, where
little grooving is expected. Finally, amongst animals where human transport drives osteological
changes, high levels of nuchal ossification should also be matched by deeper nasal grooves.
3.2 MATERIALS AND METHODS
We studied a sample of 31 feral, ridden and zoo horse crania from museum collections at the
National Museum of Mongolia, Khustai Nuruu National Park, the Museum of Southwestern
Biology, the Smithsonian National Museum of Natural History and educational collections at the
Navajo Nation Veterinary Clinic in Chinle, Arizona (see Appendix III). Using a NextEngine3D
scanner, the nasal and nuchal portions of the skull were scanned at a resolution of 2000 dots
per inch (DPI). For each horse, the maximum extent of new bone formation at the nuchal crest
was measured from a 3D model using open-source measurement software. Following criteria
outlined in Bendrey (2008), we assigned a qualitative score of 1–6 to each specimen based on
coverage and depth of new bone formation. In cases of a split score between the upper and
lower portion of the occipital (e.g. 3/2), the average of the two values (in this case 2.5) was used
in analysis. To compare these score distributions across groups, we followed this with a
nonparametric Kruskal-Wallis analysis of variance by rank and pairwise Wilcoxon sign-rank tests.
36
Figure 3.4. Medial groove depth, measured perpendicular to the intersection of groove walls and
the dorsal surface of the premaxilla (incisive bone), shown here on an archaeological specimen.
Figure 3.5. Nuchal ossification/musculoskeletal stress marker (MSM) scores (1–6) for museum
sample specimens from ridden horses (Bendrey 2008 and data from this study); driven horses
(Bendrey 2008); E. przewalskii from probable zoo provena e Be d e
; P z.
; ho ses of
k o zoo p o e a e P z.
, this stud a d fe al a i als this stud .
37
Next, the maximum depth of medial and lateral nasal grooves was measured digitally for
specimens in each group. From the point of deepest groove formation, a straight line along the
plane of the nasal process of the premaxilla was drawn at the point of intersection between the
g oo e all a d the a of the o e s do sal su fa e Figu e 3.4). We measured groove depth
perpendicular to this first line. In cases of asymmetry, we recorded the deeper of the two
measurements. To account for variation in size between breeds, we subsequently normalised
eachmeasurement to the diameter of the bone in the area of groove formation. As
environmentally stimulated bone changes may be age-dependent, demographic differences
between samples might affect the observed patterns. To correct for this, we calculated an age
estimate for each specimen using dental eruption and wear guides (Evans et al. 2007). When
possible, we constrained estimates based on incisor morphology with crown-height
measurements of cheek teeth (after Levine 1982). In cases where a precise estimate was not
possible, we employed the median of the estimated age range in analysis.
Whether or not a historically documented age was available, we recorded dental estimates and
used these in analysis, in the hopes of maximising data comparability, and ensuring that bias
was at least consistent across specimens. Ossification scores are ordinal data, so we assessed
the relationship between estimated age and nuchal ossification using a correlation test
“pea a s ho . A O di a Least “ ua es (OLS) linear regression between age and groove
depth helped to estimate the effects of age on nasal remodelling. Using this regression, we then
calculated an age-predicted lateral and medial groove depth for each specimen. Finally, we
tabulated the residual between each spe i e s o se ed depth a d its age-predicted value,
and compared this age-corrected metric across groups using a one-way ANOVA and pairwise ttests. Results for all tests are given below.
3.3 RESULTS
3.3.1 Nuchal ossification
Nuchal ossification scores differ markedly between feral and zoo specimens (Figure 3.5).
Corroborating findings by Bendrey (2008), ridden horses in museum collections had a unimodal,
left-ske ed dist i utio of ossifi atio s o es, e t ed o alues of
a o , hypertrophic
projection between 7.5–
i le gth ; Be d e
:
. E. przewalskii from zoos shared
this pattern, supporting the hypothesis that nuchal ossification in captive animals may be
exacerbated by differences in posture, stereotypy or other captivity-related stress to the neck
area. Feral horses, in contrast, tended to have dramatically lower ossification levels. A few feral
horses developed extreme enthesopathy, but scores for this group tended to a ds alues of
(no ossification). A Kruskal-Wallis analysis of variance by ranks test suggests that these
differences are significant across groups (K-W χ2 = 32.96, df = 4, p =
<0.001), and pairwise Wilcoxon rank-sum tests indicate that this significance is driven by higher
ossification levels in ridden horses than in feral (p<0.001), driven (p<0.01), or zoo
Przewalski (p<0.001) horses.
Nuchal ossification scores across all groups are also significantly age-dependent “pea a s
correlation test p<0.01). Feral horses in this study had a younger mean age than the ridden
sample, so differences in nuchal ossification could be influenced by systematic differences in
sample age. Nonetheless, a pattern of reduced ossification in feral horses appears to persist
38
39
40
Figure 3.6. Nuchal ossification/musculoskeletal stress marker (MSM) scores for ridden horses
(Bendrey 2008), driven horses (Bendrey 2008), Przewalski s ho ses f o Eu opea zoos Be d e
2008), and feral horses analysed in this study.
across all adult age classes except the very youngest, where all horses display similarly low
scores (Figure 3.6). When compared with feral specimens, nuchal enthesopathy in ridden horses
thus seems to be much more compelling evidence for horse transport than previously
recognised. Additional study will be necessary to assess the impact of other factors, such as
body size, on nuchal bone formation.
3.3.2 Nasal remodelling
As hypothesised, nasal remodelling also differs significantly across horses with different work
histories. A one-way ANOVA (F = 9.74, p<0.001, with 2 and 28 degrees of freedom) provides
strong evidence against the null hypothesis of equality in medial groove depth (Figure 3.7). Feral
horses have a lower mean depth than ridden specimens (p<0.01), even after normalising the
data to bone size and correcting for age (p<0.01). Zoo specimens show intermediate levels of
medial remodelling, with deeper medial grooves than feral horses (p<0.01), and cannot be
statistically distinguished fromridden specimens. Given the sedentary nature of zoo life, this
nasal remodelling is probably not due to physical exertion, although it might be linked to
captivity stress (e.g. heavy breathing). If so, captive equids should exhibit deeper lateral grooves
than their wild counterparts. Groove measurements from one free- a ge P ze alski s ho se a e
indeed markedly shallower than observations from E. przewalskii residing in zoos, providing
preliminary support for this hypothesis (Figure 3.7). Akin to nuchal ossification, an OLS linear
regression model indicates that medial groove depth is also nominally age-dependent (p<0.01).
The correlation coefficient, however, is very small (0.028mm/yr), and age explains very little of
the observed variance in medial groove depth (adjusted R2 = 0.18). Most importantly, even after
calculating residuals between observed and age-predicted OLS residuals, ridden horses can still
be clearly distinguished from feral specimens (p<0.01, Figure 3.7c). Ridden animals also show an
association between groove depth and nuchal ossification. In feral and captive horses with
either high nuchal scores or groove depths, extreme values of the corresponding pathology do
not commonly co-occur (Figure 3.8). This supports the contention that a common mechanism,
use in transport, drives the development of both features. In contrast, variation in pathology
levels among feral and captive zoo horses is probably driven by a wider range of context-specific
causes.
Among all horses, lateral grooves formed somewhat inconsistently. Nonetheless, ridden horses
appear to develop them at much higher frequency (Figure 3.9), and a one-way ANOVA followed
by pairwise t-tests indicate that ridden horses have significantly deeper grooves than feral
specimens (F = 5.166, p<0.05). Similar to medial groove depth, age and lateral groove depth are
loosely related (coefficient=0.016, p<0.10, adjusted R2 =0.07).Due to the high frequency of
specimens without lateral grooves, including all sub-adult and most feral/zoo horses, regression
may be a flawed technique for age-correction. Regardless, comparing OLS residuals did not
remove differences in lateral groove depth between wild and ridden horses (ANOVA p = 0.07,
Figure 3.9b). Moreover, when lateral grooving did occur, it was often matched with extreme
medial depths. Among captive horses even pronounced medial grooves were not accompanied
by significant lateral remodelling. As a result, it appears unlikely that inter-sample age
differences are driving lateral groove patterns. One mechanism that might increase the
41
Figure 3.7. A) Medial nasal groove depth across ridden, feral and zoo samples (top); B) the same
data normalised to premaxilla (incisive bone) width (bottom left); C) corrected for age using OLS
residuals (bottom right).
42
Figure 3.8. Plot of medial groove depth and nuchal ossification score showing co-occurrence of
high values in ridden specimens.
Figure 3.9. A) Lateral groove depth by group (left); B) after normalisation to bone width and
correcting for age (right).
43
Figure 3.10. Schematic diagram of horse cranium, indicating position of simple rope halter
relative to nasal remodelling, and the path of the infraorbital nerve (arrow).
frequency of lateral remodelling is pressure on the nasal region and infraorbital nerve from
bridle components, such as a low noseband or bridle cheekpiece (Figure 3.10). Variation in horse
use and bridle morphology could explain the high frequency of lateral grooves among ridden
horses, as well as their occasional asymmetry. The most extreme case of lateral remodelling
o se ed i this stud elo gs to Ge e al Joh Pe shi g s a ho se Kidron, which saw active
duty in the Spanish-American war. Extreme lateral remodelling is also present on horses from
ancient Pazyryk (c. 600–300 BC) and Turkic (c. AD 600–800) burials in collections at the National
Museum of Mongolia. Further research is needed to substantiate this hypothesis, but if lateral
grooving is related to riding equipment, it may ultimately prove to be an especially valuable
index of human horse use. These results indicate that nasal remodelling tracks both exertion
and other forms of stress in horses. Further study of wild equids under high predation pressure
may thus be needed before nasal pathologies can conclusively distinguish ridden from wild
animals. Modern feral horses experience little in the way of predation, and might exhibit less
nasal remodelling than heavily hunted populations.
In contrast, horses experiencing high predation pressure in antiquity, such as pre-domesticate
equids of Central Asia, would be expected to demonstrate deeper and more frequent medial
grooves. These same horses, however, should also have infrequent lateral remodelling and
limited nuchal ossification.Consideration of all three measures should enable the separation of
equine transport from other mechanisms that might cause medial grooving or other cranial
pathology in isolation.
3.4 ARCHAEOLOGICAL APPLICATIONS
44
Given the marked differences between feral and ridden horses reported here, cranial
pathologies can be used to evaluate horse use in antiquity. Nasal groove depth and nuchal
ossification scores provide an independent dataset for testing the hypothesis that DSK horses
were used for riding or chariotry. Following the methods described earlier, we analysed a
sample of 25 DSK horse crania from sites in central Mongolia, scanning these at high resolution.
Eighteen of these specimens had associated radiocarbon dates, falling between 1337–769 cal BC
(at 2-sigma confidence interval, see Fitzhugh 2009c: 219–20). For those specimens with
sufficient preservation for nasal (n = 9) or nuchal (n = 6) analysis, we measured lateral and
medial groove depth, assigned a nuchal ossification score and estimated age for each specimen.
We compared the resultant palaeopathological data from the DSK specimens with the feral and
domestic samples to test the hypothesis of DSK equestrianism.
3.5 DEER STONE-KHIRIGSUUR RESULTS
Nu hal ossifi atio s o es fo the D“K sa ple ha e a ode of
a o h pe t ophi
p oje tio less tha .
i le gth ; Be d e
:
. Although the sa ple size is s all, this
result is statistically distinguishable from scores of the modern feral sample (p<0.05), and
consistent with values from worked animals (Figure 3.11a). Although DSK nuchal ossification
scores appear lower than modern ridden specimens, these values are also inconsistent with
those of feral horses, and their distribution is visuall si ila to that of Be d e s
di e
population. Nasal remodelling provides stronger support for the hypothesis that DSK horses
were used for transportation. A one-way ANOVA for medial groove depth between ridden, feral
and DSK horses (p = 0.001), followed by Holm-corrected pairwise t-tests, indicates that the DSK
sample is similar to ridden horses, and can be distinguished from the feral group (p<0.05, Figure
3.11b). This pattern holds even after controlling for the effects of both size (p<0.05) and age
(p<0.01). As in ridden comparatives, deep groove scores correspond with higher nuchal
ossification scores among DSK specimens. Lateral groove depth also occurs in the DSK sample at
a high frequency similar to that of ridden horses (Figure 3.11c), and despite the small sample
size, pairwise t-tests provide some evidence to separate uncorrected DSK lateral groove values
from the feral sample (p = 0.10). Most tellingly, deep lateral and medial grooves co-occur in the
DSK sample, as they did in the ridden comparatives (Figure 3.12). If the people of the DSK
Complex were indeed equestrian pastoralists, these results would support the idea that
transport activity is involved in lateral groove formation, and could implicate the use of a bridle
or headgear in late Bronze Age Mongolia.
When present, elevated levels of nuchal ossification and medial and lateral nasal remodelling
appear to be robust indicators of equine transport, and may be useful for evaluating prehistoric
horse use in other archaeological contexts. The compelling pathological signature identified in
DSK specimens supports the contention that equine transport and increased mobility played a
key role in social transformations in Mongolia and East Asia towards the end of the Bronze Age
(Honeychurch et al. 2009; Houle 2009; Wright 2014). Chariots and riding artefacts may be
absent from the late Bronze Age archaeological record in Mongolia, but the equine crania
analysed here suggest that many DSK horses were heavily exerted (and perhaps bridled).
Although these osteological techniques cannot reliably distinguish between chariotry, cart
traction or horseback riding, the data imply that the horse was used for transport in the
Mongolian Steppe as early as 1300 BC. Models for the spread of equine transport into East Asia
45
may thus have greatly underestimated the role played by steppe peoples from the Mongolian
Plateau.
Figure 3.11. A) Nuchal ossification score for DSK sample (top), as compared with known groups,
d i i g a d idi g data from Bendrey (2008); B) normalised and age-corrected medial groove
depth for DSK sample (lower left), as compared to known groups; C) normalised and agecorrected lateral groove depth for DSK and comparative horses (lower right).
46
Figure 3.12. Lateral vs medial groove depth across groups, showing co-occurrence of high values
in ridden and DSK samples.
47
CHAPTER 4: RECONSTRUCTING EQUINE BRIDLES IN THE MONGOLIAN
BRONZE AGE
Journal of Ethnobiology 36(3): 554–570
William Timothy Treal Taylor1*, Tumurbaatar Tuvshinjargal2, and Jamsranjav Bayarsaikhan2
A haeozoologi al e ai s p o ide a ke dataset fo u de sta di g ho se o t ol i Mo golia s
Deer
Stone-Khirigsuur (DSK) Complex, a late Bronze Age culture dating to circa 1300–700 BC.
Although no horse tack has been recovered from DSK contexts, archaeological finds from nearby
areas of East and Central Asia suggest that a bridle with a noseband, soft organic bit, and rigid
cheekpieces was used by late Bronze Age Mongolian herders. Osteological data from a sample
of 25 ritually interred horse crania corroborate these inferences. Deformation to the bridge of
the nose on several archaeological specimens suggests that DSK bridles incorporated a
noseband, while limited damage to the premolars or diastema is consistent with organic
mouthpiece use. A preliminary comparison between archaeological and contemporary horses
ridden with known bridle equipment imply that osteological changes to the lateral margin of the
premaxilla, present in the DSK sample, might have been produced by a bridle cheekpiece. This
study highlights the promise of combining multiple lines of skeletal evidence with other
archaeological data to reconstruct ancient equine bridles and tack.
Keywords: horses, transport, osteology, Bronze Age, Mongolia
1
Department of Anthropology, University of New Mexico, MSC01-1040, Albuquerque, NM
87131.
2
National Museum of Mongolia.
*Corresponding author (wtaylor@unm.edu)
4.1 INTRODUCTION
The development of effective horse control revolutionized human societies in ancient Eurasia.
As early as 3500 BC or before, domestic horses provided a source of milk, meat, and transport to
people living in the steppes of western Central Asia (Outram et al. 2009). In the late third
millennium BC, horse-drawn wheeled vehicles were interred in burials belonging to the Ural
egio s “i tashta ultu e, a d the iddle of the se o d ille iu , had e o e idesp ead
across much of the Eurasian continent (Kelekna 2009b:63). The spread of equine transport
stimulated new forms of social organization (Anthony et al. 1991), prompted the expansion of
trade networks (Christian 2000), and laid the foundation for new lifeways, such as nomadic
horse pastoralism (Kuzmina 2003).
The domestic horse did not apparently arrive in the eastern steppes of Mongolia until the late
Bronze Age, circa 1300 BC (Hanks 2010:475–76). At this time, some scholars hypothesize that
innovations in horse transportation enabled the rapid development of mobile pastoralism in the
region (e.g., Beardsley
1953:26). The earliest direct evidence for domestic horses in Mongolia comes from ritual
inhumations found near stone monuments of the Deer Stone-Khirigsuur (DSK) Complex circa
48
1300–700 BC (Fitzhugh 2009a; Frohlich et al. 2009). Although mounted horseback riding is not
clearly evident in Mongolia before the early first millennium BC (Hanks 2010:476–77;
Honeychurch et al. 2009), many DSK horses predate this mark by several centuries (Fitzhugh
2009b). A growing body of evidence suggests that these horses were used for transport (Taylor
et al. 2015). However, little is known about how they might have been controlled or bridled, or
whether they were used in traction or mounted riding. Characterizing
DSK horse use is thus an important step towards understanding the development of nomadic
societies in the Eastern Steppe.
In this paper, we use historical and ethnographic data in tandem with zooarchaeological
evidence to explore DSK bridling and horse control. We describe archaeological horse
equipment from late Bronze and early Iron Age contexts in Mongolia, China, and South Siberia,
which provide helpful analogs for DSK bridle technology. Next, we summarize the various ways
in which halters and bridles may be identified through cranial osteology, including new evidence
for deformation to the nasal bones caused by a noseband. Using a sample of well-documented
contemporary and archaeological horses, we explore the potential osteological effects of bridle
hardware on the premaxilla. Finally, we present results from an osteological study of 25 DSK
horse crania, suggesting that DSK bridles incorporated a noseband for communication and
braking, a soft organic mouthpiece, and a rigid cheekpiece for turning and lateral control. These
initial results highlight the value of cranial osteology in the study of early horse equipment and
provide a starting point for reconstructing the development of equine transport in the Eastern
Steppe.
4.1.1 Late Bronze Age Archaeology and Early Horse Use in Mongolia
Horses were an important component of subsistence and ritual in the DSK Co ple . Dee
sto e is the te fo a th opo o phi sta di g sto es, hi h might have been memorials for
warriors or particular ancestors (Fitzhugh and Bayarsaikhan 2011), while khirigsuurs are stone
mounds that at least sometimes served a mortuary function. These monuments are commonly
accompanied by ritually interred horse skulls, buried in smaller stone mounds surrounding deer
stones or khirigsuurs (Fitzhugh 2009a). The distribution of DSK sites throughout the Mongolian
steppe might suggest they played a role in the initial spread of horses into China (Honeychurch
2015:193-4), where chariots and horses appear in late Shang Dynasty burials circa 1180 BC
(Kelekna 2009b:136). Previous archaeozoological studies indicate that DSK horses were
consumed for meat (Houle 2010:127) and were likely used for transport (Taylor et al. 2015). In
this context, equine skeletal remains from the DSK period hold important clues about early
horse use in eastern Eurasia.
Prior to the first millennium BC, carts and chariots were an important means of horse transport
in other Central Asian cultures. Coercing a horse to be ridden requires overcoming a host of
o sta les, i ludi g the ho se s ph si al discomfort and panicked flight response (Dietz
2003:190–91). When hitched to a chariot, the presence of another horse would have had a
calming effect, the heavy restraints of draft equipment mitigating many other behavioral issues
(Dietz 2003:190). At an earlier stage of domestication, such chariots might have been a more
reliable form of transport than riding horseback (Dietz 2003:190; Drews 2004). Bronze objects
connected to chariotry have been found in second millennium BC archaeological contexts from
the Minusinsk Basin, adjoining Mongolia to the northwest (Wu 2013:35–39; Figure 4.1:2).
49
Although few artifacts were intentionally buried in DSK contexts (Frohlich et al. 2009), rock art
carvings of chariots attributed to the late Bronze Age are common in central and western areas
of Mongolia (Honeychurch 2015:192–94) and a few vehicles are even depicted on western
Mongolian deer stones (e.g., Volkov 2002). This scenario raises the possibility that chariots were
known and used by DSK people.
Beyond circumstantial evidence for chariots, people of the DSK Complex may also have been
among the first in East Asia to use the horse for riding. In East Asia, nomadic groups likely began
riding horses before sedentary peoples (Mair 2003:181). Herders in late Bronze Age Mongolia
had extensive experience with equine management and seasonal mobility, experience which
may have provided the necessary skillset to experiment with methods of horse control
Ho e hu h
:
,
. A haeologi al ta k fou d i Mo golia
sla
u ial sites
implicates mounted riding in the ninth century BC (Honeychurch et al. 2009:347), concurrent
with later dates for deer stones and khirigsuurs. In short, despite a sparse material record
pertaining to horse use, the DSK period encompasses a watershed period in the history of horse
control—the emergence of sophisticated mounted riding and equestrian societies in East Asia.
The archaeological record of other Bronze and Iron Age cultures in the region can help shed light
on how DSK horses were bridled during this important transition.
4.1.2 Ancient East and Central Asian Bridles
The record of archaeological horse tack from Siberia, China, and Mongolia suggest that DSK
bridles incorporated a cheekpiece. As used here, the term heekpie e efe s to a a of etal
or organic material situated against the sides of the ho se s fa e, hi h helps to sta ilize the
mouthpiece and ensures its proper positioning in the mouth. Bridles with rigid cheekpieces have
been recovered from many late Bronze and early Iron Age contexts in eastern and central
Eurasia. In such bridles, when the reins are pulled on one side, the rigid bar would have been
compressed against the opposite cheek, coercing the horse to turn in the desired direction
Littaue .d. . Ka asuk ultu e sites i “i e ia s Minusinsk Basin have produced three-holed
bone cheekpieces that probably date to between the eleventh and ninth centuries BC
(Honeychurch 2015:257). Although few late Bronze Age chariot burials from China contain
preserved bridle equipment, some have yielded rectangular bronze cheekpieces (Cooke
2000:88–89; Wu 2013:54). In Chinese bridles of the early first millennium BC, elongated
cheekpieces of antler and bronze were common (e.g., Wu 2013:13). Rigid cheekpieces are also
known from first millennium BC, non-DSK archaeological contexts in Mongolia. At the slab burial
site of B-007 in the Egiin Gol Valley, antler cheekpieces (Figure 4.2) were found in association
with equine skulls and bridle decorations (Honeychurch et al. 2009:347). Hard antler tines
running along each cheek would have been secured to the bridle via straps, attached to the
small holes visible at each end. A radiocarbon date from this burial feature places it between
circa 940–800 cal yrs BC (Honeychurch 2015:129), coeval with later dates for DSK sites in other
areas of Mongolia. These artifacts suggest that the cheekpiece was an important bridle element
in East Asia during the late Bronze Age.
The archaeological record of Late Bronze and Early Iron Age bridles also raises the possibility
that DSK bridles used an organic bit. When preserved wood, bone, or bronze cheekpieces are
found in situ without a mouthpiece, the original presence of a bit of perishable material can
sometimes be inferred (Drews 2004:84). In China, many second millennium BC horse burials
50
yielded in-place bridle decorations or cheekpieces, but no mouthpiece (e.g., Cooke 2000:88–
89;Wu 2013:54). Bitless bridles are one important possible explanation for this scenario (Dietz
2003), but cheekpieces with a thin and flat central aperture probably once accommodated a soft
leather strap or cord bit (Drews 2004:84). Several Karasuk cheekpieces from the Minusinsk Basin
have such an opening (see Legrand 2006:857). Organic connecting straps can of course also be
used to affix a separate, metal mouthpiece (e.g., Dietz 2006). However, this configuration
became common in the first millennium BC (Dietz 2006:158), several centuries later than these
Karasuk and early Chinese examples. As a result, it is likely that the scarcity of bits in these
archaeological contexts reflects the degradation of organic mouthpieces.
Figure 4.1. Khirigsuur and deer stone sites included in the study (filled dots), as they relate to
contemporary political boundaries, the Minusinsk Basin in South Siberia, and Anyang, China
(Shang Dynasty capital).
Archaeological materials from Mongolia indicate that organic bits were used in the region well
into the first millennium BCE. At BG-007, the cheekpieces shown in Figure 4.2 were recovered
with bridle decorations, but no accompanying mouthpiece (Wright 2006:275). Similarly, four
sets of bronze cheekpieces were recovered from Jargalantyn Am Structure 3 in Central
Mongolia, a slab burial built from repurposed deer stones (Turbat 2011; Volkov 1990). Each
cheekpiece boasts three thin holes. According to the initial investigator, these artifacts were
found in situ with remnant leather mouthpieces (Sanjmyatav 1993:34). Although the original
faunal materials have been lost, a horse tooth recovered from site backfill dates these artifacts
to between 790–542 cal yrs BC (2520 +/- 30 14C BP, Beta #363202). In the context of other
archaeological finds already noted, this constitutes compelling evidence that organic bits
remained in use in Mongolia until at least eighth century BC.
Finally, these archaeological comparisons also suggest that DSK bridles incorporated a
noseband. A noseband is a bridle strap that runs transverse across the nose of the animal. If
attached to the reins, it places pressure on sensitive facial tissues, prompting the horse to
51
Figure 4.2. Interior and exterior views of antler tine bridle cheekpieces from the site of B-007 in
Egiin Gol Valley, Mongolia, dated to circa 940–800 BC (Honeychurch 2015:129). Drawing by Dr.
Joshua Wright, reprinted with permission. A mouthpiece would likely have been hemmed in
between leather straps attached to the two holes, connecting to the bridle headstall.
instinctively lower its head and slow (Dietz 2003:192). As a means of braking, a key challenge of
early horse transport (Drews 2004:88), the noseband was a major improvement over more
rudimentary systems, such as the nose-ring (Littauer 1969). Although nosebands were phased
out of some bridle systems after the invention of the jointed metal snaffle (Drews 2004:89), soft
organic mouthpieces probably did not produce enough pressure for effective braking on their
own (Drews 2004:83–86). In Mongolia and other parts of Central Asia, nosebands have been
used to control horses throughout antiquity (Brownrigg 2006:168). As a result, it is reasonable
to hypothesize that DSK bridles probably incorporated a similar feature.
4.2 RECONSTRUCTING ANCIENT BRIDLES THROUGH EQUINE OSTEOLOGY
This review of archaeological tack raises the possibility that DSK bridles incorporated three key
components—a noseband, an organic bit, and a rigid cheekpiece. Because of historical
variability in bridle design and the absence of organic components due to poor preservation,
bridle reconstructions based on incomplete artifacts sometimes yield controversial results (Dietz
2003:193–97; Drews 2004:15–19). A clear understanding of DSK horse control thus requires
consideration of other forms of evidence. One promising line of inquiry comes from faunal
remains. Recent studies (e.g., Anthony and Brown 1998; Anthony et al. 2006; Bartosiewicz
2014:135; Bendrey 2007, 2008; Taylor et al. 2015) indicate that various osteological changes to
the skull and mandible accompany the use of the horse for transport. Here, we outline several
changes to the equine cranium that help identify components of DSK bridle technology.
52
4.2.1 Noseband Use and Nasal Remodeling
Defo atio to the idge of a ho se s ose o asio all a o pa ies the use of a halter or
bridle noseband. When present, such deformation can be used to identify this bridle component
in the archaeological record. In the horse, very little tissue covers the bone at the bridge of the
nose, facilitating osteological changes to this area of the skull. As one example, tight haltering of
developing juvenile animals can cause the bone to deform as the horse matures (Scott Bender,
personal communication, February 12, 2015). An extreme example is illustrated here by the
skull of a horse who apparently grew to maturity while wearing an undersized halter (Figure 4.3,
left . As the a i al s head grew larger, the halter placed consistent pressure on the nasal bones,
resulting in grotesque deformation. In less dramatic fashion, the skulls of constantly bridled or
haltered adult animals may also deform under pressures from regular use (Bartosiewicz 2014;
Takacs 1985). For example, we discovered a pronounced nasal depression in the skull of several
adult male Mongolian riding horses (Figure 4.3, center). Unlike most western bridles, the
traditional Mongolian bridle still uses a noseband that is directly connected to the reins (Figure
4.3, right). In cases of chronic use, this configuration alone might be enough to prompt bone
remodeling.
Nasal divots such as those described above are also common in a group of modern horses from
the Altai of western China, who are controlled with a bridle nearly identical to its Mongolian
counterpart (Figure 4.4, top; see also Jenkins 2014:77). The Kazakh horseman who owns the
animals, Mr. Norbek, suggests that nasal remodeling observed in his horses may be a result of
traction work and jugen cart racing (Nils Larsen, personal communication, January 29, 2015).
When lo g ei s a e looped th ough te ets o othe ha ess pa ts hi h eak the line of the
reins (Figure 4.4, bottom), this likely increases leverage and magnifies the d i e s o igi al
pressure (Littauer 1969:290). Paired with a direct attachment between reins and noseband,
chronic traction work with long reins is thus one possible explanation for the Altai horse
patterns. Whether nasal deformation relates to chronic bridling, traction work, or other factors,
in all cases this osteological feature provides clear evidence of noseband or halter use.
Figure 4.3. Left: adult horse with facial bones badly deformed around undersized halter, found in
Wyoming. Photo courtesy of Dr. Danny Walker. Center: nasal deformation in a contemporary
Mongolian riding horse. Right: diagram showing direct connection between reins and noseband
in Mongolian bridles.
53
4.2.2 Bit/Mouthpie e Use a d Bit Wea
Dental and lower jaw anomalies can shed light on bit/mouthpiece use in antiquity (Bendrey
2007; Outram et al. 2009). A unique pattern of dental wear, o
o l efe ed to as it
ea , o sists of ha ges to the lo e se o d premolar from interaction between tooth and
mouthpiece (Anthony and Brown 1998, 2003; Anthony et al. 2006). According to Anthony and
Brown (1998; 2003), riding horses with a mouthpiece regularly produces measurable beveling to
the occlusal surface of the lower P2, and wear of more than 3 mm in magnitude can be taken as
evidence of bit use. Unfortunately, without careful control over factors such as malocclusion
and abrasion, these occlusal bevels can be an unreliable measure of human influence (Bendrey
2007; Olsen 2006b). Nonetheless, other changes to the second premolar, including anterior
enamel exposures on the lower P2 as well as damage and new bone formation on the diastema,
may also be useful for the identification of bitted horses (Bendrey 2007).
4.2.3 Cheekpieces and Premaxillary Remodeling
Recent research links two separate changes to the equine premaxilla with horse transport, and
may help to identify the use of bridle cheekpieces. The first feature, a groove forming along the
medial aspect of the premaxilla, is probably caused by hypertrophy of the lateralis nasi muscle
and its accessory cartilage, which are involved in nasal dilation (Perez and Martin 2001;
Vanderwegen and Simoens 2002; Figure 4. :A . ‘efe ed to he eafte as
edial e odeli g,
this groove appears to be more severe in captive and ridden domestic animals, and is plausibly
linked to heavy breathing from stress or exertion during transport (Taylor et al. 2015:863–66).
The second feature occurs along the lateral aspect of the same bone (Figure 4.5:B). Referred to
he e as late al e odeli g, this g oo e is asso iated ith a internal nasal branch of the
infraorbital nerve (Perez and Martin 2001). This feature could also be developmentally related
to heavy exertion, wherein the rigid lateralis nasi on a heavily worked horse presses the nerve
against the premaxilla and causes remodeling to avoid nerve compression (Perez and Martin
2001). Unlike medial remodeling, however, lateral remodeling appears inconsistently, even
among some extensively ridden animals (Taylor et al. 2015:866), and is often highly asymmetric
in specimens we observed.
One possible explanation for this pattern is that lateral remodeling is exacerbated by bridle
equipment. The internal nasal branch of the infraorbital nerve is situated near the facial
exterior, where it lies in close proximity to the margin of the premaxilla (Figure 4.5, B). For those
horses bridled with a hard cheekpiece, chronic pressure or irritation of this area could
exacerbate remodeling of the premaxilla to prevent nerve compression. If so, the presence of
this feature would be especially valuable for the reconstruction of ancient horse control
technology.
Premaxilla morphology in a small sample of contemporary and archaeological horses, ridden
with documented equipment, supports that these features of bone remodeling relate to use of
bridle cheekpieces. If cheekpieces are involved in lateral remodeling, this feature should be
limited or absent from unridden horses, and reduced in horses ridden with bridles that use less
exterior pressure. The loose-ring snaffle bit, for example, relies primarily on pressure at the
54
corners of the mouth and unless very large connecting rings are used, places minimal hardware
in the relevant areas of the cheek (Figure 4.6, bridle A). Five historical American racehorse
specimens, most of which were definitively ridden with a loose-ring snaffle, exhibit limited
lateral remodeling depths (0.6 mm or less, Figure 4.7, top). We also observed minimal lateral
remodeling in definitively unbridled wild equids. Eleven paleontological specimens (late
Pleistocene Equus scotti, 30–75 ka; Pliocene Equus simplicidens, 3.5 Ma: and Pliocene Equus
stenonis, 2.8 Ma) all lacked measurable lateral remodeling. Only shallow lateral remodeling was
observed in three wild Equus hemionus skulls from Mongolia and this feature was uncommon
among wild and feral equids examined in a prior study (Taylor et al. 2015; Figure 4.7, top).
Figure 4.4. Top: nasal depressions on working horses in the Altai of Xinjiang, China.Bottom: Altai
horses in traction work, showing long reins looped through a body harness and attached to
bridle headstall. Photos courtesy of Nils Larsen, Altai Skis.
55
Figure 4.5. Diagram showing remodeling to the medial (A) and lateral (B) aspects of the equine
premaxilla. Illustration by Rebecca Tuccillo.
Figure 4.6. Left: equipment of horses analyzed for premaxillary remodeling. A) simple loose ring
snaffle, B) Turkic-era snaffle bit with S-shaped iron cheekpiece, C) Pazyryk snaffle with wooden
cheekpiece, and D) Weymouth bridle under rein pressure. Right: US Cavalry curb bit similar to
equipment used on Kidron s We outh idle, ith black line indicating the path of the
infraorbital nerve in area of lateral remodeling.
56
Figure 4.7. Top: lateral vs. medial remodeling depth across a sample of wild extant and fossil
equids, feral domestic horses, captive E. przewalskii, and ridden horses with documented
equipment (A simple loose ring snaffle, B and C- archaeological snaffle with rigid cheekpiece, DWeymouth or double bridle). Bottom: lateral vs. medial remodeling depth for DSK horses (black)
as compared to a sample of wild extant and fossil equids, feral domestic horses, captive E.
przewalskii, and ridden horses with documented equipment (A- simple loose ring snaffle, B and
C- archaeological snaffle with rigid cheekpiece, D- Weymouth or double bridle).
57
I o t ast, idles usi g full heeks pla e o e p essu e o the sides of the fa e D ape et
al. 2014:427) and horses ridden with such bridles should exhibit heavier premaxillary
remodeling. Historical bridles used by Pazyryk (circa 600–300 BC) and Turkic Khaganate (circa
600–700 AD) cultures used a large rigid cheekpiece, which ran perpendicular to the mouth
(Figure 4.6, bridles B and C). Two Pazyryk and Turkic horses from western Mongolian burials
exhibited comparatively deeper lateral remodeling (0.7 and 1 mm in depth, respectively).
“i ila l , t o t e tieth e tu spe i e s i ludi g Ge e al Joh Pe shi g s a ho se Kidron)
were ridden with a Weymouth bridle, a style of tack that uses both a snaffle and a curb bit
simultaneously. The curb bit amplifies rein pressure using an arm or shank attached to the reins
Ma Fa la d
:
. This it s p i a a tio is o the oof of the ho se s outh, ut the
curb shank extends dorsally, where it it may pressure the infraorbital nerve directly, or irritate
the face and cause swelling and compression (Figure 4.6, bridle D). These two specimens
exhibited marked lateral remodeling (Figure 4.7, top).A larger comparative sample is necessary
to confirm the validity of these patterns and assess the impact of potentially confounding
a ia les, su h as a ho se s age, ho se a ship o idi g st le, a d o k histo . Ho e e , these
preliminary data raise the possibility that a bridle cheekpiece exacerbates lateral remodeling of
the premaxilla. As such, this feature is useful to consider in tandem with other lines of
osteological evidence to evaluate late Bronze Age equine bridling in Mongolia (summarized in
Table 4.1).
4.3 METHODS
To test the hypothesis that DSK bridles incorporated a noseband, rigid cheekpiece, and soft
organic bit, we analyzed a sample of 25 horse crania for evidence of nasal depression, bit wear,
and premaxillary remodeling. Although the majority of these skulls were badly fragmented, two
skulls had complete preservation of the upper nasal area.We scanned these at a resolution of
2000 DPI with a NextEngine 3D Scanner, visually inspecting them for recesses related to
noseband use. To identify whether bitting damage affected DSK horses, we assessed lower
premolar beveling following the protocol outlined by Anthony and Brown (2003). Excluding
deciduous or broken specimens, teeth from 13 individual horses remained for analysis. For each
lower P2, we measured bevel depth at the anterior-most border of the tooth perpendicular to
the occlusal surface, using scale profile photographs in the open-source measurement program,
ImageJ. When measurable bevels could be identified, we compared tooth row morphology of
both upper and lower jaws to identify malocclusion-related causes. For each lower P2, we also
analyzed the anterior morphology for exposed cementum or enamel following Bendrey (2007).
In cases of exposed enamel, we sought to identify parallel-sided wear exposures that might be
indicative of bit use and compared anterior exposures with the lingual sides of the tooth to rule
out natural tooth wear. For DSK specimens with sufficient preservation (n = 8), we scored
diastema bone changes according to the categorical ranking system provided by Bendrey (2007).
Finally, we compared previously published digital measurements of nine DSK premaxillary
fragments (Taylor et al. 2015) with data from the documented specimens outlined above in
order to explore implications for cheekpiece use.
58
Feature
Anatomical mechanism
Equipment implications
Premolar beveling
Contact between mouthpiece
and lower premolars
OR
Dentistry/malocclusion
Presence of a mouthpiece
OR
None
Diastema bone formation
Contact between mouthpiece
and bars of the mouth
Presence of a mouthpiece
Nasal bone depression
Medial remodeling to the
premaxilla
Lateral modeling to the
premaxilla
Downward pressure on the
nasal bones during
development OR chronic
work
Hypertrophy of lateralis nasi
and accessory cartilage (due
to heavy exertion and stress)
Developmentally related to
medial remodeling
OR
Lateral pressure/irritation of
the face near point of contact
between prexaxilla and
branch of infraorbital nerve
Presence of a bridle noseband
or tight halter
None hypothesized
Unknown, possibly
exacerbated by chronic use of
a rigid cheekpiece
Table 4.1. Osteological features of the skull and their potential significance for equine harness
equipment.
4.4 RESULTS
One of two horses with sufficient preservation for morphological study provided unequivocal
evidence of a bridle or halter noseband (Figure 4.8, left). This specimen, an elderly animal of
indeterminate sex from the site of Khushuutiin Gol, in northern Mongolia, was radiocarbon
dated to 1224–980 cal yrs BC (calibrated usi g I tCAL
Fitzhugh
. The a i al s skull
exhibits a deep recess to the bridge of the nose, situated above the third premolar. This
depression is similar to pathologies identified by Takacs (1985) in sixteenth century AD
specimens from Hungary, as well as the animals from contemporary Xinjiang and Mongolia
discussed above. While the second complete horse exhibited no deformation, a third partially
complete specimen, a juvenile between 2–2.5 years in age from the site of Tsatstain Khushuu
exhibits thinning and possible deformation to the nasal bones (Figure 4.8, right). Unfortunately,
taphonomic damage reduces confidence in this assessment. Nonetheless, at least one specimen
provides compelling evidence that DSK horses were controlled with a noseband.
Diastema and premolar form revealed no diagnostic evidence of bit wear in the DSK sample.
Among adult lower P2s (n = 13), eight lacked a measurable bevel and only one specimen
produced a value greater than 3 mm (Supplementary online material, Appendix B). When fitted
with the opposing upper jaw, this feature was clearly attributable to malocclusion, caused by a
badly impacted upper molar. Anterior premolar wear and diastema bone formation were also
nearly absent from the DSK sample. Ten DSK lower P2 specimens show some form of anterior
cementum or enamel loss. However, most instances of apparent enamel wear also affected
other portions of the tooth beyond the anterior edge, and none exhibited the parallel sides that
59
are characteristic of metal bit wear. As a result, it remains unclear whether this anterior wear is
entirely natural or relates to the use of a softer bit. In any case, none of the seven DSK
specimens with diastema preservation demonstrated more than faint bony changes to the
diastema, falling within the range of variation observed by Bendrey (2007) in unbitted horses.
Several of the DSK horses displayed lateral remodeling depths similar to those observed in
horses bridled with a rigid cheekpiece. Four of the DSK specimens with measurable premaxillae
had no lateral remodeling (that is, levels comparable to feral horses and other wild equids).
However, five DSK premaxillary fragments had measurable external grooves of greater than 0.5
mm (Figure 4.7, bottom). In particular, the Khushuutiin Gol specimen, previously noted for its
noseband depression, had pronounced lateral remodeling of nearly 2 mm in depth. Two other
DSK specimens fell between 0.7 and 0.9 mm, measurements comparable to those observed in
the Pazyryk, Turkic, and modern Weymouth bridle specimens.
4.5 DISCUSSION
Remodeling of the nasal bones in at least one DSK horse skull corroborates the inference of a
noseband or halter, with several possible modes of formation. In contemporary Mongolia,
young foals are often haltered and tied for long periods during the summer, when the mares are
milked to produce airag(fermented horse milk; Figure 9). Young horses that will be used for
riding also begin their training at around one year of age (Enkhtuvshin and Tumurjav 2011:173–
74). Either of these practices could produce chronic pressure to the bridge of the nose, at an age
when the nasal bones would be developing and thus particularly sensitive to deformation. The
extreme deformation on the specimen from Khushuutiin Gol probably indicates that DSK bridles
used a direct connection between reins and noseband, as seen in the Altai and contemporary
Mongolian examples. A compelling additional possibility is that traction work using long reins
(i.e., chariotry or carts) increased the pressure on this point of the skull.
Figure 4.8. 3D model showing facial deformation from noseband use in a specimen from the site
of Khushuutiin Gol (left, center) radiocarbon dated to 2910 +/- 40 14C BP (1224–980 cal yrs BC),
and possible deformation in a young horse from Tsatstain Khushuu (right, 2920 +/- 40 14C BP).
60
Figure 4.9. Young foal haltered and tied to a rope line with other foals during summer milking
season, Bayankhongor province, Mongolia.
The absence of appreciable diastema or P2 damage to sample DSK specimens may reflect
organic bit use. While experimental efforts have come to conflicting conclusions about the
effect of softer organic bits on equine dentition (Anthony et al. 2006; Brownrigg 2006), a less
abrasive mouthpiece of leather or hemp could have a reduced effect on the diastema and lower
P2 (Bendrey 2007:1048). It should be noted that the absence of bitting damage in our sample
does not necessarily rule out use of a metal bit; factors such as bridle design and style of
horsemanship probably alter the skeletal impact of even hard metal mouthpieces (Bendrey et al.
2013:98). DSK horsemen could also have used a bitless bridle, a technology that remained
common throughout the Bronze Age (Dietz 2003). However, as archaeological tack
demonstrates the use of organic bits well into the first millennium BC in other Mongolian
archaeological contexts, we suggest that the minimal bitting damage in the DSK sample reflects
the use of leather, wood, or bone mouthpieces.
61
If future study validates the link between osteological changes to the premaxilla and lateral
bridle pressure, our sample would also support the presence of a hard cheekpiece in DSK
bridles. Although Weymouth or curb-bit bridles are not known from the archaeological record of
eastern Eurasia in prehistory, this style of bridle pla es o e ha d a e i the a i al s heek
region than many other configurations, and thus could cause more regular interaction with the
infraorbital nerve near the premaxillary margin. Grooving to the lateral margin of the premaxilla
in DSK specimens is similar to contemporary horses ridden with a Weymouth bridle and
archaeological specimens controlled with a rigid bar cheekpiece. Bars of metal, bone, or wood
situated alo g the sides of the ho se s face were an important element of Mongolian bridles for
centuries following the DSK period and would have enabled DSK riders or charioteers to turn the
horse effectively.
4.6 CONCLUSION
Several key challenges complicate the osteological study of equine bridles. Foremost among
these is the difficulty of acquiring specimens with suitably detailed histories, as well as the
complex and continuous nature of osteological remodeling processes in the equine skull.
However, our results indicate that osteology can be used to identify particular bridle
components when skulls are preserved in the archaeological record, even in the absence of
preserved tack. Drawing on both osteology and analogy, it is likely that DSK bridles incorporated
a noseband, organic bit, and hard cheekpieces. This style of bridle could have been used to drive
chariots/carts or for experiments in early horseback riding (Bokovenko 2000; Honeychurch
2015:128). In either case, DSK bridle technology would have been critically important for ancient
nomadic activities, and may have facilitated the development and spread of mobile pastoralism
in the Eastern Steppe. With an improved understanding of osteological formation processes, the
cranial changes identified here may one day be useful for evaluating temporal patterns in bridle
technology across the late Bronze Age. This approach will help to clarify the changing role of the
horse in ancient societies, as well as the ways Mongolian nomads may have affected the
transition from chariotry to mounted horseback riding in East Asia.
62
CHAPTER 5: HORSEBACK RIDING, ASYMMETRY, AND ANTHROPOGENIC
CHANGES TO THE EQUINE SKULL: EVIDENCE FOR MOUNTED RIDING IN
MONGOLIA “ LATE B‘ONZE AGE
In review, Oxbow Books – Proceedings of the 6th Animal Paleopathology Working Group,
International Council for Archaeozoology, Budapest, Hungary
William Taylor1 and Tumurbaatar Tuvshinjargal2
A primary obstacle facing the study of early horse transport is the challenge of identifying ridden
horses in the archaeological record. Although changes to the equine skull and dentition may
help identify animals that were bridled and used for transport in the archaeofaunal record,
these features are insufficient to distinguish riding mounts from animals used to pull vehicles.
This paper presents evidence that asymmetry in cranial deformations may be anthropogenic,
and useful for identifying ridden horses on the basis of skeletal remains. Many contemporary
nomadic herders in Mongolia use a bridle which directly pressures the skull in several places,
riding with the reins typically held in the left hand. Preliminary analysis of equine crania from
modern and historical contexts suggests that this riding style may leave an asymmetric
osteological signature, including deformation and thinning of the left nasal bone and
remodelling of the right margins of the premaxilla. A small sample of late Bronze Age horses
from Mongolian archaeological contexts also displayed this asymmetric deformation to the left
nasal bone and right premaxilla, a pattern which may help understand the early chronology of
equine transport in the region. This research suggests that consideration of cranial asymmetry
may help to distinguish riding mounts in the archaeological record, and supports other evidence
that horseback riding was established in Mongolia by circa 1200 BCE.
Keywords: horseback riding, osteology, asymmetry, Late Bronze Age, Mongolia
5.1. INTRODUCTION
Although horses were domesticated in Central Asia as early as the fourth millennium BCE (Olsen
2006; Outram et al. 2009), the timing of the emergence of mounted horseback riding is less well
understood. Horses were used to pull chariots across much of the contintental interior during
the second millennium BCE (Drews 2004:50-51; Kelekna 2009b:63), and some scholars suggest
that horses must also have been ridden by Central Asian nomads at this time (Anthony et al.
1991; Anthony and Brown 2003). However, the first unequivocal historical records of competent
mounted riding appear to date to the early first millennium BCE (Argent 2011:31; Drews
2004:66).
Some of the earliest domestic horses known from Mongolia come from an archaeological
culture known as the Deer Stone-Khirigsuur (DSK) complex (Fitzhugh 2009:189; Honeychurch
2015:121). Named for the carved stone megaliths (deer stones) and burials (khirigsuurs) that
were constructed across much of Mongolia and eastern Central Asia during the late Bronze Age
(ca. 1200-700 BCE), this culture has been linked with a mobile herding lifestyle and the
emergence of social inequality in the region (Houle 2009:372). Many DSK ritual sites are
characterized by large numbers of small stone mounds, containing the heads and hooves of
sacrificed horses. Despite their ubiquity, however, it is unclear how these DSK horses would
63
have been used. Deformation to the nasal bones of both old and young horses recovered from
such contexts suggests that many were bridled or haltered (Taylor et al. 2016), while changes to
the premaxilla linked to heavy exertion suggest they were also used for transport (Taylor et al.
2015). A few deer stones depict chariot images, and many researchers assume that DSK people
used horses to pull chariots (e.g. Erdene-Ochir and Khyadkov 2016:23-30).
However, it is likely that nomadic peoples began mounted riding prior to its widespread
emergence during the early first millennium BCE (Mair 2003:181). The rapid spread of horse
ritual features across Mongolia ca. 1200 BCE hints at a major, horse-related social
transformation that is perhaps linked with the adoption of horseback riding (Taylor et al. in
review). Other than the faunal remains of sacrificed horses, however, no grave goods and few
artifacts have been recovered from DSK sites with which to evaluate directly how these horses
were used by late Bronze Age people.
5.1.1 Identifying Mongolian riding: an ethnoarchaeological approach
One potential avenue for distinguishing horses used to pull chariots or carts from those used for
mounted horseback riding may be found in the riding style employed by many nomadic people
in Central Asia. Just as in some other riding traditions where the right hand must be used often
for other purposes (such as historic American cavalry, or competition riding in the western
United States), Mongolian herders typically ride with the reins held in the left hand (Figure 5.1).
For the right-handed rider, this approach enables the more dexterous hand to hold other tools
such as a whip (Mongolian: tashuur), lasso, or lasso pole. Mongolian bridles traditionally
incorporate a noseband directly attached to the reins. When under tension, this noseband
directly pressures the bridge of the nose. The bit used in most Mongol bridles is a kind of jointed
snaffle, with somewhat unique elongated, curved canons that protrude far beyond the margins
of the mouth, and focus pressure on the corners of the mouth. These bridles are used in
conjunction with many different styles of cheekpiece, including small rings, large rings, and rings
with vertical bar extensions. When riding at a gallop, Mongolian riders stand in the stirrups,
using the reins for stability (Figure 5.2).
Figure 5.1. A group of Mongolian riders watch a horse race in Khuvsgul province, northern
Mongolia. Image shows the ubiquity of the left-handed riding posture.
64
This combination of tack and riding style might be expected to produce osteological
deformations to the equine nasal bones. Deformation caused by bridling or chronic halter use
has been previously recognized on archaeological horse specimens (e.g. Bartosiewicz 2014:132;
Takács 1985), and modern Central Asian horses (Taylor et al. 2016). Many factors likely influence
the formation of this feature, including the age of the animal when bridled, type and fit of the
harness, and the frequency and type of transport for which the animal is used (Taylor et al.
2016). The constant presence of an overtight halter may be one especially important factor
influencing deformation (Takács 1985:312). However, unlike a tight halter, the left-handed
riding technique employed by Mongolian horsemen should produce more frequent or
pronounced pressure on the left side of the nose while under rein pressure. Consequently, this
fact should be reflected in asymmetric remodeling of modern Mongolian horse skulls.
Bridle cheekpieces may also produce changes to the skulls of horses ridden by contemporary
Mongolian nomads. Equine crania we observed in museum collections often display a groove to
the lateral aspect of the premaxilla (Figure 5.3), which appears linked to use in transport (Taylor
et al. 2015). This groove is associated with a nasal branch of the infraorbital nerve, which runs
close the margin of the premaxilla. Bone remodeling of the premaxilla at thie location probably
occurs to protect the nerve and blood vessels from compression (Perez and Martin 2001:358).
The source of this compression is unclear. Although this feature was initially linked to the
development of rigid nasal muscles in heavily trained animals, a recent comparative study raises
the possibility that grooving is exacerbated by chronic pressure or irritation caused by bridle
equipment (Taylor et al. 2016).
According to our ethnographic informants, the contemporary Mongolian zuuzai or cheekpiece
functions not only as a turning aid, but also to prevent the bit from passing entirely through the
mouth when the reins are pulled. Experimental work shows that when a single rein is pulled on
a snaffle bridle, the opposing cheekpiece is moved medially, where it contacts the side of the
mouth and face, opposite the pulled rein (Clayton and Lee 1984). With the reins held in the left
hand, the cheekpiece is thus more likely to contact the right facial exterior during riding
activities unless an appropriate countering force is consistently applied. If premaxillary
remodeling is indeed reliably linked to some form of interaction between the cheekpiece and
the infraorbital nerve, contemporary and ancient horses ridden with a Mongolian bridle or
similar configuration should display more severe remodeling on the right premaxilla.
Lastly, the use of a metal bit can cause oral damage which may help identify left-handed horse
riding. One of the most well-known anthropogenic features connected with horse transport is
it ea , o e eli g of the se o d lo e p e ola aused
etal it use A tho et al.
1991; Anthony and Brown 2003; Anthony and Brown 2006). Because natural problems with
dental occlusion can also alter the second premolar, the validity of bit wear as evidence for
horseback riding has been questioned over concerns about equifinality (Bendrey 2007; Levine
1999; Olsen 2006). Some scholars have even doubted the very premise that a metal bit can
interact with the premolars long enough to cause recognizable alterations (e.g. Sasada 2013).
Nonetheless, bit chewing has been observed under clinical examination (Clayton and Lee 1984;
Manfredi et al. 2010). Some contemporary equine dentists link this behavior with specific
changes to the teeth - displacement, remodeling of the alveoli, formation of a smooth, domeshape to the upper premolars, and a flat, smooth ramp on the lower premolars (e.g. Johnson
and Porter 2006). Horses that chew the bit sometimes exhibit a preference for one side of the
65
mouth, but they more usually favor both sides equally (Johnson and Porter 2006). Consequently,
any occlusal beveling caused by bit chewing behavior would be unlikely to exhibit asymmetry.
Ho e e , ho se a k idi g a also ause i ide tal o ta t ith the ho se s p e ola s du i g
use that could produce asymmetric dental damage. Single reining produces a caudal
displacement of the bit, bringing it closer to the premolar margins on the side being pulled
(Clayton and Lee 1984). Unlike most Euro-American bridle systems, the Mongolian bit protrudes
sig ifi a tl e o d the sides of the ho se s outh – enabling looser movement – and during
ethnographic observations we often observed the bit being pulled back to a point of contact
with the lower second premolars. Such contact can damage the anterior margin of the lower
second premolar in a characteristic fashion. In contrast to occlusal damage, this anterior wear
occurs only in very rare cases among unbitted animals, making it a more reliable index of bit use
(Bendrey 2007:1041,1049). As a result, horses ridden with a Mongolian bridle and riding style
might exhibit an increased frequency of dental changes to the left side of the mouth.
Figure 5.2. Mongolian herder riding left-handed, leaning to one side and stabilizing himself with
the reins, with visible pressure the left nasal area. Herder using lasso pole visible in background.
Photo by Orsoo Bayarsaikhan photography.
66
Figure 5.3. Asymmetric lateral remodelling to the premaxilla caused by remodeling of the bone in
the area of the infraorbital nerve, shown on an archaeological specimen from Mongolia.
Insofar as they hold for modern animals, these predictions should also hold for ridden horses
from archaeological contexts. Finds of ancient of horse tack indicate that ancient Mongolian
bridles also used a direct noseband attachment, with cheekpieces as turning aids (Taylor et al.
2016). Images and artifacts also suggest that the left-handed riding style may have great
antiquity in eastern Central Asia. Through to the present day, depictions of mounted nomadic
warriors from the early and late middle Ages (e.g. Yatsenko 2015) nearly always show riders
holding the reins in the left hand (Figure 5.4). Although not directly related to riding posture,
well-p ese ed idles f o the Paz k ultu e of the fi st ille iu BCE so eti es had a lead
ei o the a i al s left side A ge t
:
, suggesting that riders handled and mounted
horses from the left. Prior to the invention of stirrups in the first millennium CE, late Bronze and
67
early Iron Age riders may have also used the reins to stabilize and balance themselves to an
even greater degree.
Figure 5.4. Statue depicting a warrior from the Great Mongol Empire, 13th-14th centuries CE,
outside the Parliament building in the capital city of Ulaanbaatar.
Thus, if asymmetric cranial changes characterize contemporary Mongolian horses, similar
patterns should also be observed on archaeological horses from the first millennium BCE and
after. Would such a finding indicate prehistoric riding, as opposed to chariot driving?
It is possible that ancient chariot horses might also have experienced asymmetric rein pressures.
Carvings on Mongolian rock panels (Honeychurch 2015:121) and deer stones themselves
(Nyambat and Odbaatar 2010:63-64) indicate that late Bronze Age Mongolian people used
chariots. These light, two-horse carts would have been controlled by a single driver, with
separate sets of reins for each animal on the left and right. If a horse was kept in the same team
68
position over the course of its lifetime, it might conceivably experience unequal chronic tension
from a single direction, despite never having been used for mounted riding. In the aggregate,
though, this scenario should produce roughly equal numbers of horses used on on either the left
or the right, rather than the consistent asymmetry anticipated from left-handed horseback
riding.
A second, more problematic possibility is that the behavior of the chariot driver could also result
more regular pressure from the left direction. Based carvings with visible reins, it seems that
early Mongolian chariots were at least sometimes controlled by reins running freely from the
bridle to the driver. If a charioteer favored left-sided turns for tactical reasons or due to natural
instincts, rein activity could conceivably produce chronic asymmetric pressures favoring the
a i al s left side. Futu e study will be necessary to explore this possibility in depth. However,
petroglyphs consistently depict reins held by the charioteer with both hands or tied to the
center of the driving box, and sometimes apparently running through terrets or guides attached
to the central draught pole (Figure 5.5). Subsequently, it seems that pressure asymmetry should
be less frequent and less pronounced among chariot animals. In short, the presence of marked
asymmetry in archaeological horses would strongly support the hypothesis that said horses
were ridden, rather than driven.
Figure 5.5. Petroglyphs from Tsagaan Gol in western Mongolia, showing driver holding two sets
of reins, and reins running through a terret affixed to the pole (right). Photographs: Gary Tepfer.
Copyright: Mongolian Altai Inventory Collection, University of Oregon. Reprinted here with
permission.
5.2. MATERIALS AND METHODS
To test the hypothesis that assymetry is related to left-handed riding, we conducted osteological
analysis of modern and archaeological horse skulls from Mongolia, comparing these specimens
to previously analyzed control samples of wild and domestic horses from museum collections
(Table 1). As Mongolian horses begin training for riding between one and two years of age
(Enktuvshin and Tumurjav 2011:173- , a d e ause a ho se s pe a e t p e ola s e e ge at
around 2.5 years, we excluded all animals younger than three years (estimated by dental
eruption following Evans et al. [2006]) from our analysis.
69
5.2.1 Contemporary Mongolian horses
We collected a sample of 15 adult horse skulls via surface collection in the Mongolian
countryside in several regions of central and western Mongolia, including Tuv, Uvurkhangai, and
Gobi-Altai provinces. Because similar bridle styles are used by herders across the region, these
crania should effectively characterize deformation patterns among animals ridden with a
Mongolian bridle. Age and sex estimates of these (and all subsequent) sample specimens are
provided in Appendix IV.
5.2.2 Iron and Middle Age Mongolian horses
We analyzed the cranial remains of 8 adult archaeological horses buried with riding tack, and
dating to the era of mounted horseback riding cultures – the Iron Age and early Middle Ages.
These included one Pazyryk (ca. 600-200 BCE) horse from western Mongolia, two Xiongnu (ca.
200 BCE-100 CE) specimens from north-central Mongolia, one Xianbei horse from Orkhon
province in central Mongolia (ca. 150-250 CE), three horses from the time of the Turkic
Khaganate in western and central Mongolia (ca. 6th-8th centuries CE), and one male horse from
the Khitan Period (10th century CE). Of these, two consisted of only a lower mandible, and lacked
relevant portions of the cranium (nasal bones or premaxilla).
5.2.3 Contemporary American and Przewalski horses
We also studied a sample of previously collected, high resolution 3D scans of 12 domestic
American racehorses, farm horses, and military horses from American museum collections
(Appendix IV). Some of these sample specimens (the war horse Kidron ridden by John Pershing,
the racehorses Lexington, Hanover, Sysonby, Haleb, and the competition horse Indraff) had
photographic documentation of tack. However, none of the bridles we identified had a link
between the noseband or halter and the reins, making them unlikely to produce pronounced
deformation of the nasal bones or left-biased asymmetry. Moreover, although some of these
animals were controlled with rigid cheekpieces, the primary effect of these documented bits
(such as a curb or snaffle) is on the palate or bars of the mouth. Consequently, these animals
should exhibit a greater degree of bilateral symmetry in cranial deformations linked to human
activity.
We compared these to a group of 13 adult animals which had never been bridled or ridden,
including six feral domestic horse skulls – museum specimens recovered from areas occupied by
feral herds on Assateague island in Virginia/Maryland, and northwestern New Mexico – along
ith se e P ze alski s ho se skulls.
5.2.4 Bronze Age Mongolian horses
Finally, we compared our compiled data to a large sample of 46 adult specimens recovered from
individual horse burial features at deer stone and khirigsuur sites across Mongolia. Twelve of
these horses had sufficient preservation to assess premaxillary morphology, while and only two
skulls had sufficient preservation to assess the presence of nasal remodeling (described in Taylor
et al. 2016:563).
70
5.2.5 Data collection protocols
5.2.5.1 Nasal and premaxillary remodeling
Using a NextEngine3D desktop laser scanner, we created a digital 3D model of each specimen at
a resolution of 2000 DPI. For contemporary American domestic and feral animals, as well as
P ze alski s ho ses, e used p e iousl olle ted D data. We used these odels to easu e
the maximum depth of premaxillary and nasal remodeling on both the left and the right aspect
of the skull using open-source measurement software (GOM Inspect).
Specimens
Contemporary
Mongolian horses
Iron and Middle Age
Mongolian horses
Contemporary
American domestic
horses
Contemporary
American feral
horses
Contemporary
Przewalski horses
Bronze Age
Mongolian horses
Number Examined
With cranial data
With dentition data
15
15
6
8
6
8
12
12
---
7
7
---
6
6
---
48
13
48
Table 5.1. Samples used in this study, along with number of specimens analyzed for cranial
deformations and oral bitting damage.
5.2.5.2 Dental pathologies linked to bitting
We measured the beveling to the occlusal surface of the lower premolars on all specimens
except the contemporary American and Przewalski horses, for which only previously collected
3D models of the upper crania were available. We followed the protocol outlined by Anthony
and Brown (2003) and used Mitutoyo digital calipers. For specimens exhibiting a measurable
premolar bevel, we refit the skull with the lower jaw to identify cases caused by malocclusion.
We also e o ded the p ese e o a se e of the G ea es effe t , he ei the e a el a d
cementum wear naturally at different rates due to differential composition and hardness. When
the Greaves effect is absent – meaning that the enamel and cementum have worn evenly and
flat, and the jaw shows few signs of malocclusion when refit – an occlusal premolar bevel may
be indicative of bit wear (Olsen 2006:100-101). For each horse, we recorded instances of
parallel-sided enamel exposure to the anterior P2 margin (Bendrey 2007), along with cases of
non-diagnostic enamel exposure, premortem tooth fractures, alveolar remodeling, and other
abnormalities for both upper and lower premolars.
71
Figure 5.6. The nasal bones of a horse from Uvurkhangai province in central Mongolia, showing
p o ou ed tapho o i eathe i g to the a i al s left side i the a ea of asal defo atio .
Figure 5.7. Asymmetric deformation to the nasal bones on a mummified horse dating to the
Middle Ages from Ulaan-Uneet (left), and similar feature on a late Bronze Age horse from the
site of Khushuutiin Gol in northern Mongolia (right).
72
Figure 5.8A (top), showing measured left vs. right maximum premaxilla groove depths for feral
American horses (n = 6), Przewalski horses (n = 7), contemporary American horses (n =11),
contemporary Mongolian horses (n=13), post-Bronze Age archaeological horses (n = 7), and
those from deer stones and khirigsuurs (DSK, n = 12). B (bottom), shows left minus right
73
maximum premaxilla groove depths for feral American horses, Przewalski horses, contemporary
American horses, contemporary Mongolian horses, post-Bronze Age archaeological horses, and
those from deer stones and khirigsuurs (DSK). Observations above the dotted line indicate deeper
grooves on the left side of the skull, while those below the line represent a deeper groove on the
right. Specimens without both left and right premaxillary measurements were excluded from
Figure 5.8B. Each observation is represented by a black dot.
5.3 RESULTS
5.3.1 Nasal remodeling
Three of the 13 analyzed contemporary Mongolian horses displayed a marked concavity to the
bridge of the nose, and two of these also displayed asymmetric bone thinning. One adult male
horse from Morin Mort, Bayankhongor province displayed especially dramatic nasal
deformation of 3.7 mm in depth, which has been described elsewhere (Taylor et al. 2016:558).
This feature is nearly perfectly symmetric, and may have been caused by a halter. Both other
horses with significant depressions also appear to have asymmetric thinning of the nasal bones,
as suggested by the greater degree of weathering to the left side (Figure 5.6). It should be noted
that as all modern Mongolian specimens were acquired through surface collection in different
areas of central Mongolia, they likely experienced variable taphonomic conditions that cannot
easily be controlled for.
Among the Mongolian archaeological horses dating to the Iron Age and onwards, very few (n =
4) had sufficient preservation to assess nasal morphology. One of these specimens, a partially
mummified young male horse from the site of Ulaan-Uneet, dating to the time of the 10th
century CE, exhibited marked and asymmetric remodeling - a deep recess of over 4 mm in depth
on the left side of the nasal bones (Figure 5.7, left).
Within our control group of 12 contemporary American domestic horses (which included
military horses, race horses, farm horses, and other animals definitively used for riding) none
exhibited any clear evidence of deformation to the bridge of the nose. Only one specimen,
Kidron, exhibited a possible instance of deformation: a slight, symmetric interruption in the
nasal profile which could relate to the chronic use of a U.S. Cavalry bridle, incorporating a
detached noseband only indirectly connected to the reins. Nasal deformation features were
e ti el a se t f o o te po a P ze alski s ho ses a d fe al do esti ho ses.
Nasal deformation on one of two complete Bronze Age horses, from the site of Khushuutiin Gol
in northern Mongolia, was markedly asymmetric – with a deep depression of more than 4mm in
depth on the left nasal bone, and only a shallow groove of around 1mm on the right. Symmetric
nasal remodeling was also visible on two juvenile horses (1-3 years old) which exhibited
moderate deformation.
5.3.2 Premaxillary remodeling
Seven of the 13 contemporary Mongolian horses with measurable premaxillae displayed deeper
premaxillary grooves on the right side, in some cases showing a discrepancy of more than 1mm
between the left and right premaxilla. In contrast, only three observed specimens were
74
symmetrical (i.e. no premaxilla grooving), and three exhibited a slightly deeper groove on the
left (Figure 5.8). Fewer specimens were available to characterize archaeological riding mounts
dating to the Iron Age and onwards (7 adult horses), premaxilla grooving also appears
asymmetric in this sample (Figure 5.8, second from right). Interestingly, two animals dating to
the early Turkic period (6th-8th centuries AD) had an appreciably larger groove on the left
premaxilla (Figure 5.8B). Still, the mean depth was larger for right premaxillary grooves –one
specimen from the Xiongnu culture (ca. 200 BCE- 100 CE) had a negative groove differential of
nearly 1mm. Because of the small sample and effect size, these apparent patterns could not be
statistically validated.
Among the studied sample of contemporary American domestic horses from museum
collections, grooving to the exterior of the premaxilla is remarkably symmetrical, even among
those with comparatively severe remodeling. The same trait also characterizes the lateral
grooves observed in unridden feral and captive wild horses.
A one-way analysis of variance (ANOVA) between feral American horse (n = 6), Przewalski horse
(n = 7), and contemporary American domestic horse (n = 11) samples provides some evidence
that the contemporary Mongolian horse sample (n =13) has more negative groove differentials
-- i.e. deeper right premaxilla grooves – tha the othe g oups p < . . Mo eo e , a Ba tlett s
test for equal variance suggests that these four groups have different variances (p < 0.01), with
the modern Mongol horse sample displaying the greatest variation in premaxilla groove depth.
Because study samples were drawn from museum and opportunistic surface collections, it is
unclear how reliably they may represent the larger populations. A test of sample normality in
the statistical package R using the qqplot() function also shows a heavy-tailed distribution,
suggesting that the assumption of normality underpinning these tests may not be entirely
justified.
Only a handful of late Bronze Age specimens had both left and right margins present and
sufficiently preserved for analysis (n = 4), invalidating attempts at statistical comparison. Three
of these exhibited deeper grooves to the right premaxilla, and among all measured specimens (n
= 12), the mean depth for right premaxilla grooves (0.83mm) was higher than that for left
premaxilla grooves (0.49 mm).
5.3.3 Oral and bitting damage
Bitting damage on contemporary Mongolian horse specimens consisted primarily of severe,
parallel-sided wear to the anterior margin of the lower second premolar, similar to that noted
by Bendrey (2007). Of the six total mandibular specimens analyzed, four exhibited this type of
damage, but there was no discernable pattern in the length or severity of anterior enamel wear
between the left and right. Two horses exhibited severe premortem enamel chips and erosion
of the lower margin of the left P2. We observed no instances of occlusal premolar beveling in
modern horses, but one specimen collected from Gobi-Altai province in southwestern Mongolia
had a strange occlusal concavity on the anterior portion of the lower left P2.
Archaeological horse specimens from the Iron and Middle Ages exhibited a variety of tooth
damage which may be related to metal bits. These include occlusal beveling with even
cementum and enamel wear, parallel anterior enamel exposure on the upper and lower
premolars, enamel chips and cracks, and bone formation (Table 6.2). While anterior enamel
75
wear indicative of bitting was common on both the left and right lower premolars, all three
cases of occlusal beveling to the lower P2 were more extreme on the left side. Several horses
also displayed damage to the upper premolars, including concave wear of the upper occlusal
surface similar to that linked by Johson and Porter (2006) with bit-chewing (Figure 5.9A) as well
as flat, even wear to both upper and lower premolars (Figure 5.9B). This occlusal damage
removed a significant portion of the anterior part of the tooth, and must have been caused by
either intentional rasping/dentistry, or direct wear to the tooth margin during periods of
extreme rein tension. Finally, one specimen displayed new bone formation to the diastema at
the corner of the lower left P2 (Figure 5.9C).
Previous analysis of bit wear in DSK archaeological samples showed little evidence of occlusal
beveling or other bitting trauma (Taylor et al. 2016). However, this study did reveal a high
instance of premortem chipping and cracking with asymmetric frequency. Nine of 48 DSK
specimens exhibited non-taphonomic chips to the left premolars, with only four of 48 specimens
displaying a similarly damaged right premolar. One specimen, a horse from the site of
Zeerdegchingiin Khoshuu in northern Mongolia, displayed chips of identical size and placement
to the anterior margin of both the left and right lower premolar (Figure 5.10).
Specimen
LP2 Bevel
Historical
period
Greaves
effect
Left
Right
Malocclusion
caused?
Anterior enamel
wear
Left
Right
Other
Upper
occlusal
wear (UL
and UR P2)
Upper
occlusal
wear (UL
and UR P2)
Concavity in
LRP2
anterior
margin
Cracked
enamel
(LLP2)
Upper
occlusal
wear (UL
and UR P2)
NMM 013
Pazyryk (6th2nd cent.
BCE)
7.35
NA
Yes
No
U
---
NMM 071
Xiongnu (2nd
cen. BCE- 1st
cent. CE)
6.86*
5.37
Yes
No
U
U
NMM 080
Xiongnu (2nd
cen. BCE- 1st
cent. CE)
0
0
No
---
L
U
L
NMM 094
Xiongnu or
Xianbei (1st3rd cent. CE)
0.66
0.79
No
---
L
---
NMM 011
Turkic (6-8th
cent. CE)
9.81*
8.22
Yes
No
L
L
NMM 081
Turkic (6-8th
cent. CE)
6.83*
4.84
Yes
Unknown
---
---
---
L
Bone
formation
(Left),
Enamel chip
(ULP2)
NMM 082
*de otes deepe
Turkic (6-8th
cent. CE)
3.12
0.77
No
---
e el o a tooth ith o G ea es effe t e e e a el a d e e tu
L
ea
Table 5.2 Possible Bit-related oral damage among adult horses from post-Bronze Age
archaeological contexts.
76
Figure 5.9A (top), showing concave wear to the upper P2 occlusal surface and flat beveling of the
lower P2 in a Pazyryk horse from western Mongolia. B (center), flat beveling of both lower and
upper premolars in a Xiongnu period horse from western Mongolia. C (bottom), bone formation
on the left mandibular exterior on a horse dating to the Turkic period, likely caused by a bit.
Figure 5.10. Identical enamel chips on the anterior surface of the lower second premolars of a
horse from the site of Zeerdegchingiin Khoshuu in northern Mongolia, which may have been
caused by a hard bar bit.
77
5.4. DISCUSSION
These data provide support for the idea that riding horses with a bridle placing chronic pressure
on key areas of the nose and mouth produces asymmetric deformations to the equine skull, and
therefore this practice might be identifiable archaeologically.
Nasal remodeling likely caused by a bridle noseband was identified in contemporary Mongolian
horses, but largely absent from the analyzed sample of race, military, and farm horses from
American museum collections. By itself, such deformation is not indicative of horseback riding,
as it can occur on haltered but unridden animals, those used for pulling carts or sleds, or in
agriculture (Taylor et al. 2016).
Nonetheless, the presence of larger taphonomic holes on the left side of the nose suggests
preferential thinning of the nasal bones, which may be related to asymmetric pressures during
use. A young horse recovered from a 10th century CE burial at the site of Ulaan-Uneet, in
association with riding equipment, exhibited an extreme example of this left-side deformation,
strengthening the argument that this feature is caused by riding activities. Another adult male
horse also dating to this period, recovered from Bayan-Ulgii province, displayed a small
depression on its left side.
Asymmetric premaxillary grooving is also a feature of the contemporary Mongolian domestic
horse skulls examined, a trend which might relate to riding activity. This grooving, which is
associated with a branch of the infraorbital nerve, might develop in response to chronic
p essu e o i fla
atio aused
the idle s heekpie e o heek i g du i g idi g. Those
Mongolian horses analyzed in this study displayed consistently deeper grooves to the right
premaxilla margin. The archaeological riding horses from Iron and Middle Age burials also
showed more asymmetry than contemporary domestic and wild horses from American museum
collections, although this pattern was less consistent in terms of deeper right premaxilla
grooves. In early nomadic bridles, the large rigid metal, antler, or wooden bars flanking the bit
on either side of the cheek probably placed even more substantial pressure on this area of the
ho se s a ato
o oth sides of the fa e tha do o te po a
idles, hi h ay help
explain this variability. A larger dataset will be necessary to clarify whether premaxillary
grooving asymmetry identified in these samples is indicative of broader trends in contemporary
and ancient populations.
The dentition of 15 modern Mongolian horses analyzed for this study reveals contact between
bit and premolar, but little evidence of asymmetry. Most horses in this group exhibited severe
wear to the anterior margin of the second premolar with morphology diagnostic of bit use. A
localized concavity on the lower left P2 of one modern horse could have been caused by bit
chewing: a behavior commonly observed among contemporary Mongolian horses, but not
otherwise connected with osteological changes in the study sample. Despite extreme bit
pressures observed on the teeth during our ethnographic study, none of the analyzed specimens
exhibited definitive occlusal bit wear. Modern Mongolian bits have a unique structure in
comparison to their ancient counterparts – with large, curved canons that may alte the it s
position in relation to teeth under rein tension, and make it more difficult to produce occlusal
changes during horseback riding. This difference may explain the general absence of occlusal
tooth wear, and comparatively high frequency of anterior damage in this group.
78
In contrast, several archaeological riding horses from the Iron and Middle Ages displayed severe,
flat occlusal damage to the lower premolars, with more invasive beveling on the lower left
premolar. An expanded sample of historical horses from Mongolian contexts will help explore
whether this asymmetry is meaningful, or related to horseback riding. Other kinds of tooth
wear, including anterior enamel exposure, upper premolar wear, and bone formation were also
common in this group, although few directional trends emerged. Two kinds of upper premolar
beveling identified here are also worth of further study, and could relate to bit chewing or direct
wear during mounted riding.
5.4.1 Horse monument at Arvaikheer
One issue with quantitative comparison of contemporary and ancient horses is that of sampling
bias. Most of the analyzed horses interred in nomadic burials from the Iron Age and onwards
were recovered along with bridles, saddles, stirrups, and other tack. Consequently, they may
have been used quite intensively as both herding animals and war mounts. In contrast,
contemporary animals recovered from the Mongolian countryside may not have been ridden as
often nor as hard as their historical counterparts. It is also likely that the rigid cheekpieces used
i a ie t idles had a o e se e e effe t o the ho se s fa e tha the si ple i gs o i gwith-bar configurations used today.
To check our results against a sample of intensively trained and ridden animals, we visited the
racehorse monument near Arvaikheer in Arkhangai province, central Mongolia. For many years,
local people have placed the head of successful race horses or favored personal riding horses in
lo g o s ehi d the o u e t s ho se statues. Due to thi k egetation and differential
specimen preservation, the total number of horses at this monument is difficult to calculate, but
we observed at least 296 individual horse skulls. These horses are revered – many adorned with
special khadag or prayer scarves. Because of this, their skulls could not be disturbed or handled
from their original position. Moreover, only a limited number were fully exposed at the surface,
with preservation levels ranging from freshly deceased and fully fleshed to indistinct bone
scatters. Quantitative conclusions cannot thus be reliably drawn from this sample regarding the
actual prevalence of cranial changes in a live population of Mongolian riding horses.
Nonetheless, several inferences can be drawn from observations of Arvaikheer horse skulls.
First, even allowing for taphonomic degradation, the absolute frequency of nasal deformations
appears relatively low. We noted visible premaxillary grooving deformations on only ten
animals, and only ten cases of demonstrable nasal remodeling or thinning. This suggests that
other factors – perhaps related to equipment fit and riding style – influence cranial remodeling.
Most skulls with visible premaxillae also had exposed and badly damaged nasal bones, while
crania with intact nasalia were partially buried. Consequently, it was not possible to assess
whether any specimens displayed both kinds of remodeling. Still, these specimens exhibited
consistent patterns in asymmetry which provide independent support for our hypothesis. Those
specimens with premaxillary remodeling visible to the naked eye all showed apparently deeper
g oo es o the a i al s ight side Figu e 5.11, top). Moreover, of the eight specimens with
visible thinning of the nasalia, seven displayed appreciably larger holes on the left side of the
nose (Figure 5.11, bottom). This suggests a pattern of greater bone thinning on the left side of
contemporary riding horses. These results provide independent support for the idea that
contemporary Mongolian horsemanship produces recognizable, asymmetric deformations to
the equine skull.
79
Figure 5.11. Racehorse skulls at Arvaikheer displaying premaxillary remodeling (top), and nasal
thinning (bottom).
5.4.2 Assessing late Bronze Age horse use
In light of these finds, the asymmetric cranial bony changes identified on horses recovered from
deer stones and khirigsuurs may be plausibly linked to horseback riding. In the context of
contemporary and historic comparative samples, the presence of a markedly asymmetric nasal
deformation in the best-preserved DSK skull is noteworthy, and must have been caused by
either left-handed rein tension, or an alternative source of similarly consistent and asymmetric
80
pressures on the equine skull. Sample size and preservation prevent robust quantitative
comparison with modern samples, but the Bronze Age horses considered in this study also
displayed generally deeper grooves on the right premaxilla.
The anaylzed sample of Bronze Age Mongolian horses does not display occlusal beveling,
consistent with the inference that organic bits were used in the region at this time (Taylor et al.
2016). However, the analyzed sample did exhibit a high frequency of chips and cracks with a
slightly higher frequency on the left. This result could have any number of natural or
taphonomic causes, could relate to riding strategy. To a k the ho se s e te io tooth e a el
with such regularity, it is likely that at least some DSK bits were made of a solid bar of bone,
rather than wood or leather. This inference is supported by two identically-placed chips to the
midsection of the anterior margin of the lower second premolars on a horse from the site of
Zeerdegchingiin Khoshuu in northern Mongolia (Figure 5.10), possibly caused by a single contact
event with a hard bar bit. If enamel chips on late Bronze Age Mongolian horse teeth are
anthropogenic, the strong left-biased asymmetry may be attributable to horse riding.
Horseback riding in the DSK complex would have several key implications for the development
of nomadic culture and horse transport in eastern Eurasia. As most other conclusive traces of
equestrianism can be dated to the early first millennium BCE (Drews 2004), DSK culture might
have been among the earliest in eastern Eurasia to engage in reliable, widespread riding.
Because DSK culture is also linked with the emergence of mobile pastoralism (Houle 2010:180),
evidence for DSK riding would support the idea that early pastoralism was linked to the
development of mounted riding (Beardsley 1953).
Future applications of the techniques presented here will help evaluate the generalizability of
patterns identified here, along with hypothesized links to mounted horseback riding and lefthanded reining. Doing so will require an expanded sample of modern and ancient skulls, and
detailed comparison with specimens used only in ancient wheeled vehicles – to rule out the
possibility that chariot use could produce similar results. Nonetheless, it appears that study of
equine cranial asymmetry is a particularly fruitful line of inquiry for tracing the transition to
mounted riding using only prehistoric archaeofaunal material. This method may help resolve key
debates related to the chronology of horse transport in other early Eurasian archaeological
contexts, where skeletal remains are often the only direct evidence for how horses were used
in antiquity. The approach outlined here expands the scope of archaeozoological inquiry to
include fine-grained aspects of transport type and riding style, and should be investigated in
other archaeological contexts relating to horse use.
5.5 CONCLUSIONS
Ethnoarchaeological study among contemporary Mongolian herders raises the possibility that
the bridle and riding style used in Mongolia today causes asymmetric effects to the skull of the
horse. These assymetric features can be identified through osteological study. Detailed
comparison of modern and historical horse skulls points to preferential impacts to the left side
of the nasal bones and right side of the premaxilla, which may be caused by horseback riding.
Future research will be necessary to investigate whether such cranial changes also develop in
the context of ancient chariot use. A sample of 46 late Bronze Age horses from deer stones and
khirigsuurs exhibits asymmetric deformation of the premaxilla and nasal bones that may be
81
consistent with mounted riding. Methodological refinement will move archaeologists closer
towards reliable identification of mounted horseback riding in other prehistoric contexts, and
improve our understanding of how equine transport shaped human societies.
82
CHAPTER 6: A BAYESIAN CHRONOLOGY FOR EARLY DOMESTIC HORSE USE
IN THE EURASIAN STEPPE
In review, Journal of Archaeological Science
William Timothy Treal Taylor1*, Jargalan Burentogtokh2, K. Bryce Lowry3, Julia Clark4,
Tumurbaatar Tuvshinjargal5, and Jamsranjav Bayarsaikhan6
A haeologi al ho se e ai s f o Mo golia s late B o ze Age Dee “to e-Khirigsuur (DSK)
culture present some of the oldest direct radiocarbon dates for horses in northeast Asia, hinting
at an important link between late Bronze Age social developments and the adoption or
innovation of horse transport in the region. However, wide error ranges and imprecision
associated with calibrated radiocarbon dates obscure the chronology of early domestic horse
use in Mongolia and make it difficult to evaluate the role of processes like environmental
change, economic interactions, or technological development in the formation of mobile
pastoral societies. Using a large sample of new and published radiocarbon dates, this study
presents a Bayesian chronological model for the initiation of domestic horse sacrifice at DSK
culture sites in Mongolia. Results reveal the rapid spread of horse ritual over a large portion of
the eastern Steppe circa 1200 BCE, concurrent with the first appearance of chariots and horses
in China during the late Shang dynasty. These results suggest that key late Bronze Age cultural
transformations – specifically the adoption of mobile pastoralism and early horseback riding –
took place during a period of climate amelioration, and may be linked to the expansion of horses
into other areas of East Asia.
Keywords: horse domestication, pastoralism, Bayesian modeling
1
University of New Mexico, MSC01-1050, Albuquerque, NM 87131
2
Yale University
3
University of Chicago
4
American Center for Mongolian Studies
5
National Museum of Mongolia
*corresponding author
6.1 INTRODUCTION
Researchers studying eastern Eurasia have considered a wide range of potential processes to
explain the first formation of mobile pastoral groups in the region. These include prolonged
drought and/or climate deterioration, a growing dependency on agricultural economies in
China, and the invention of the bronze snaffle bit (Honeychurch 2015:128; Khazanov 1984:9394). Horses increase the mobility of hunters and herders, and provide critical subsistence
advantages in arid and cold environments (Anthony et al. 1991). As a result, the innovation or
adoption of horseback riding has also been connected with the emergence of migratory herding
societies in eastern Eurasia during the late Bronze and early Iron Age (e.g. Beardsley 1953;
Lattimore 1940). However, as these different social, technological and environmental processes
83
took place at different times and scales in prehistoric Eurasia, assessing the relationship
between horseback riding, incipient mobile pastoralism, and other hypothesized causes requires
a precise and reliable chronological framework for domestic horse use.
A variety of archaeological evidence places a shift towards highly mobile pastoralism in
Mongolia during the late Bronze Age. Although people in eastern Central Asia practiced mixed
hunting, agriculture, and cattle-breeding as far back as the Neolithic, important social
transformations appear to have occurred towards the end of the second millennium BCE (Houle
2010:4-10). At this time, large stone mounds known as khirigsuurs were first constructed across
the steppes of Mongolia, southern Tuva, eastern Kazakhstan, and northern Xinjiang
(Bayarsaikhan 2016). These mounds often contain human burials, and are sometimes
accompanied by anthropomorphic deer stones – tall standing stones decorated with weapons,
tools, and often elaborate deer images. Together, these two types of monument are referred to
as the Deer Stone-Khirigsuur (DSK) Complex (Fitzhugh 2009a). Analysis of campsites and faunal
remains from this period point to residential mobility and domestic sheep, goat, and cattle
consumption (Broderick et al. 2014; Houle 2010). Importantly, ritual inhumations of horse skulls,
hooves, and neck bones, oriented to face east, are also common at deer stones and khirigsuurs
(Allard and Erdenebaatar 2005). Characteristic osteological changes to the skull indicate that
many of these horses were bridled and heavily exerted, while demographic data from dentition
suggest that adult male animals were buried in prominent ritual locations (Taylor et al. 2015;
Taylor 2016). Together, these data suggest an increasingly important role for horses in DSK
society, concurrent with the adoption of mobile herding lifeways.
6.1.1 DSK horse use in chronological context
In addition to the association between DSK culture and early mobile herding, the DSK period
spans a critical transition in the history of horse use in eastern Eurasia. Horses were likely
domesticated in the steppes of western Central Asia ca. 3500 BCE (Outram et al. 2009). By at
least the second millennium horse-drawn vehicles were employed by semi-nomadic,
agropastoral people in limited seasonal migrations in the western Central Asian steppes
(Khazanov 1984:93-94). Although wild E. przewalskii persisted in Mongolia until the 20th century,
there is no direct archaeological evidence for domestic horses in Mongolia prior to the late
Bronze Age (Honeychurch 2015:121). Nonetheless, sites attributed to the Afanasievo culture,
which in other regions have been linked with horses and wheeled vehicles, are found in some
areas of Mongolia as far back as the third millennium BCE (Kovalev and Erdenebaatar 2010;
Houle 2010:4). Additionally, a large corpus of chariot petroglyphs can be found on Mongolian
rock art panels, variously attributed to the 3rd through the 1st millennium BCE (Erdene-Ochir and
Khodyakov 2016: 23-30). By ca. 1200 BCE, horses and chariots had reached central China,
appearing in oracle bone records and elite burials at the site of Yinxu in Henan province.
Other archaeological data demonstrate the emergence of mounted horseback riding during the
late Bronze Age, prior to most estimates for the end of the DSK period (ca. 700 BCE, Fitzhugh
2009a). Early consensus evidence for mounted riding in eastern Asia includes horse tack interred
i the ku ga of A zha I, dati g to a.
BCE, a d si ila fi ds f o sites of the sla u ial
culture in Mongolia (Honeychurch et al. 2009: 347). These dates for archaeological horse tack
from Mongolia also correspond closely to the first historical mentions of mounted warriors in
classical histories from western Eurasia (Argent 2011:31). If, as some suggest, nomadic peoples
were among the first to adopt mounted riding (Mair 2003:181), the emergence of horsemanship
84
in East Asia must have occurred in the preceding decades or centuries – concurrent with the
construction of deer stones and khirigsuurs.
Due to challenges with monument dating and aggregation, however, the exact relationships
between the DSK complex, changes in horse transport, and processes of social or environmental
change are difficult to distinguish. Horse burials can be found at both deer stones and
khirigsuurs. However, the earliest deer stones appear to postdate the earliest khirigsuurs by at
least a century (Fitzhugh 2009a:189; Honeychurch 2015:117). Consequently, viable estimates for
incipient horse use may fall across a relatively wide interval, between ca. 1500-1200 BCE (e.g.
Fitzhugh 2009a; Honeychurch 2015:112-121). The precise timing of DSK horse use within this
interval has critical implications for the role of environmental change in early mobile
pastoralism. For example, many explicitly link the development of East Asian mobile herding
societies with a prolonged period of drought during the second millennium BCE (e.g., Khazanov
1984:94). Recent syntheses of paleoclimate data place the end of this drought period at ca. 3000
14
C Yr BP, or the 13th century BCE (Wang et al. 2011), a date which is difficult to interpret given
the wide range of estimates for DSK cultural developments. Improved chronological precision is
also necessary to evaluate links between late Bronze Age horse use in Mongolia and the broader
Eurasian region. For example, some researchers have hypothesized that DSK sites may have
greater antiquity in northern Mongolia than elsewhere in the eastern steppes (Clark 2014:72;
Fitzhugh 2009b:402). If valid, this might reflect a gradual diffusion of horses into the region out
of southern Siberia and Kazakhstan circa 1400 BCE, before reaching China during the 12th
century BCE (Honeychurch 2015:121). Thus, clarifying the implications of DSK horse ritual for the
spread of horses into East Asia, as well as the ecological and environmental context of early
pastoralism in the region, requires improved chronological precision.
6.2 MATERIALS AND METHODS
To estimate the timing of DSK horse use, we compiled new and published radiocarbon dates
from late Bronze Age archaeological sites. Radiocarbon dating is based on the ratio of carbon
isotopes in organic materials. The proportion of 14C (the unstable isotope of carbon) present in
a o ga is s tissues e ai s i e uili iu
ith its e i o e t u til its death. F o this point
on, the ratio changes as the unstable isotope decays away exponentially. By measuring the
remaining proportion of 14C in archaeological material and then correcting (or calibrating) this
result for past variations in the concentration of 14C in the environment, archaeologists can
o tai a ale d i al esti ate fo the o ga is s death. U fo tu atel , these ali ated date
ranges often span several centuries and produce irregular probability distributions, complicating
fine-grained temporal analysis or aggregate analysis of multiple dates (Dee et al. 2013). One
solution to this issue is the application of Bayesian statistics, which use prior archaeological
information to model cultural phenomena (Ramsey et al. 2009). Bayesian techniques constrain
error ranges and increases the precision of aggregate radiocarbon date analysis.
6.2.1 Aggregating published 14C dates
We surveyed Mongolian and English language academic publications for direct dates on
archaeological Horse bones from deer stones or khirigsuurs. Excluding measurements or
samples of equivocal association to DSK monuments, those identified by the excavator as
problematic, or those publications which did not report original uncalibrated measurements, we
identified a total of 45 published dates on horse bone or tooth specimens from satellite burial
features located at deer stones and khirigsuurs across Mongolia.
85
6.2.2 New 14C analysis
We collected new archaeological horse material from 16 DSK horse features at localities in
underrepresented regions, including Uvs, Zavkhan, Bulgan, and Bayankhongor provinces, to
correct for oversampling in other areas of Mongolia (especially Khuvsgul province in northern
Mongolia). For each newly processed sample, we demineralized each bone or tooth sample
using hydrochloric acid, before removing humics using sodium hydroxide and rinsing with weak
acid. We then gelatinized collagen from the bone solids, froze and lyophilized each using a low
vacuum pump, and measured the carbon isotope ratios using the Accelerator Mass
Spectrometry laboratory at the University of Arizona, Tucson, AZ.
6.2.3 Modeling DSK horse use
Using the resulting sample of 61 uncalibrated dates on DSK horse remains (Appendix V), we
produced a single-phase Bayesian model with a uniform prior using the program OXCAL and the
INTCAL13 radiocarbon calibration curve (Bronk Ramsey and Lee 2013). To identify potential
spatio-te po al g adie ts i ho se use, e p odu ed ti e sli e
aps sho i g odeled
posterior probabilities for each calibrated date, using GPS coordinates from published field
reports or personal correspondence from the original investigator. We repeated this analysis
o e ith a outlie
odel hi h ide tifies a d do -weighs anomalous measurements
(Bronk Ramsey 2009:356). To accommodate the possibility that a uniform prior does not
adequately characterize the likelihood of sampling horse remains from the DSK period, we also
ran the model using a trapezoid prior (Lee and Bronk Ramsey et al. 2012). This approach allows
for greater sampling likelihood to a ds the e te of the phase i.e. attleship u e , a featu e
that is often more characteristic of archaeological phenomena than a uniform probability across
time. All models ran successfully until completion.
6.2.4 Modeling deer stone and khirigsuur construction
To assess the relationship between early domestic horse use and late Bronze Age cultural
developments, we also modeled construction of non-horse features at deer stones and
khirigsuurs, using 48 new and published radiocarbon dates. These included 13 dates from
charcoal excavated from within satellite features at deer stones, 29 dates on human bone from
inside khirigsuurs, one date on charcoal from a khirigsuur satellite feature, and five dates on
sheep or unspecified animal remains from deer stone and khirigsuur satellite features (Appendix
V).
Because most khirigsuurs appear to have been constructed as mortuary features (Littleton et al.
2012), radiocarbon dates on human remains from these features can be reasonably assumed to
date the time of feature construction. Linking dates from ritual features surrounding DSK
monuments to the event of construction is more problematic. Some researchers have argued
that mounds accumulated around monuments over a prolonged period of time (Wright
2014:154). However, most stone circles and mounds associated with DSK monuments show
evidence of feasting probably associated with monument dedication ceremonies (Fitzhugh
2009a:189), and radiocarbon dates from different features at the same monument often
produce nearly indistinguishable radiocarbon measurements (Fitzhugh and Bayarsaikhan
2009:219). Moreover, ritual features seem to produce dates more reliably connected with DSK
cultural activity than other alternatives, such as organic material recovered near the stone base
86
(Fitzhugh 2004:14-17). It is important to note that because the khirigsuur dates used here are
predominantly drawn from Khuvsgul province in northern Mongolia (Frohlich et al. 2009), this
phase model may not characterize the timing of cultural developments across a broader region.
However, these data provide an independent sample with which to compare the chronology of
horse ritual with other cultural activities at deer stones and khirigsuurs. Using the modeled
posterior probabilities, e tested the h pothesis that sta t ou da ies fo ea h t pe of
o u e t dee sto es a d khi igsuu s p e eded the sta t ou da fo D“K ho se itual
usi g O Cal s O de fu tio .
6.3 RESULTS
Estimates for the start of horse ritual at deer stones and khirigsuurs across all models place the
onset of domestic horse burials at DSK sites at ca. 1200 BCE. Our trapezoid model produced a
boundary estimate of 1262-1127 cal. BCE (95% probability) or 1227-1159 cal. BCE (68%
probability), with a median value of 1193 cal. BCE (Figure 6.1). The substitution of a uniform
prior resulted in a similar but earlier boundary midpoint estimate of 1271-1151 cal. BCE (95%
probability) or 1240-1171 cal. BCE (68% probability). Because the algorithm used by OxCal
allows the tails of the t apezoid dist i utio to a a o di g to the dist i utio of the data,
the similarity of these two modeled start boundaries implies that the uniform prior assumption
of a rapid phase transition was robust (Lee and Ramsey 2012:121). Although a few samples
yielded agreement indices below the arbitrary threshold of 60%, the application of an outlier
model did not significantly alter boundary estimates. Trapezoid model estimates for the
termination of DSK horse ritual place this boundary between 870 and 684 cal. BCE.
Comparison of the horse model with estimated trapezoid phase start dates drawn from human
remains, non-horse livestock, and charcoal from deer stones and khirigsuurs supports the idea
that by the time ritual inhumation of horses was initiated at DSK sites, khirigsuurs had been
constructed in Mongolia for a century or more (start boundary estimate of 1439-1345 cal. BCE,
68% probability, Figure 6.2). In contrast, the estimated start boundary for deer stone
construction derived from non-horse material does not differ significantly from the horse start
boundary estimate (1291-1141 cal. BCE, 68% probability). A test of the relative ordering of these
th ee sta t ou da ies usi g the O de fu tio i O Cal o fi s these i te p etatio s (Table
6.1), indicating a high probability that khirigsuur construction preceded the first deer stones
(95.02%) as well as the first construction of horse ritual features (99.93%). On the other hand,
the Order function does not provide strong evidence to differentiate the first deer stone
construction from horse ritual (66.58%).
Spatial pattern analysis indicates that very soon after its initial adoption, horse ritual was
practiced over a wide geographic expanse of the Mongolian steppe. Figure 6.3 shows time slice
maps of all horse remains with associated GPS or geographic location information, with the
diameter of each circle corresponding to the relative percentage of total posterior probability
for each date. The map shows that by just after 1200 BCE, horse ritual was practiced across
much of the territory of modern Mongolia (Figure 6.3, A). Importantly, this process does not
seem to have had a recognizable spatial gradient, with some of the earliest dates occurring on
samples from Dundgovi province in southeastern Mongolia, Bayankhongor province in central
Mongolia, and the Darkhad basin along the Siberian border. The youngest dates on deer stone
horses appear to have persisted in the northern reaches of the country until ca. 750 BCE (Figure
6.3, C and D bottom).
87
Figure 6.1. Posterior calibrated probability ranges for 14C dates from horse remains at deer
stones and khirigsuurs. Prior distribution i di ated i light g a . Dist i utio la eled D“K Ho se
ep ese ts the output of O Cal s “u
fu tion, and summarizes the general chronological
spread of the data.
88
Figure 6.2. Modeled start and end dates for DSK horses, Khirigsuurs, and deer stones. Dashed
line indicates median modeled start date for DSK horse ritual, falling within the 1-sigma range
for deer stones but outside the modeled probability distribution for khirigsuurs.
Event 1
Event 2
DS
KS
Horse
DS
---
KS
4.977%
Horse
66.58%
95.02%
---
99.92%
33.42%
0.0783%
---
Table 6.1. Probability that t1 (left column) precedes t2 top o
89
usi g OXCAL s O de fu tio .
Figure 6.3. Spatial distribution of DSK horse radiocarbon dates with available geographic
provenience. For each date, the diameter of each circle corresponds to the percentage of the
date s poste io p o a ilit distribution which falls within the time-slice.
90
6.4 DISCUSSION
These models suggest a rapid adoption of horse ritual across the Mongolian steppe circa 1200
BCE and provide several important clues to the origins of nomadic societies in East Asia. The
modeled start date for DSK horse ritual is remarkably consistent with estimates for the arrival of
domestic horses in China, which archaeologists typically place somewhere between ca. 12501150 BCE (e.g. Kelekna 2009b; Linduff 2003; Wu 2013). In recent years, several researchers have
advanced the idea that these chariots and horses came to the region via the Mongolian steppe
(e.g. Honeychurch 2015; Shelach 2009). Our results are consistent with this hypothesis, and
suggest that the first appearance of horses and chariots in China may have been linked to the
expansion of horse ritual and the erection of deer stones in Mongolia.
The suggestion that the earliest khirigsuur construction preceded the earliest DSK horse ritual
features by nearly a century implies the incorporation of new domestic horse ritual practices
into an existing culture, rather than the immigration of a new people into the region. It must be
noted, however, that most of the earliest dates on khirigsuurs driving this pattern are derived
from human bone (Appendix V). A significant dietary contribution from freshwater resources
can produce an offset in radiocarbon measurements, and is known to bias human remains to
yield an older date on the order of several centuries (Phillipsen 2013). Given the apparent
dietary emphasis on domestic livestock in DSK culture (Houle 2010) and lack of evidence for
meaningful fish or aquatic resource consumption, this explanation appears unlikely.
Nonetheless, many of the oldest khirigsuur dates in the analyzed sample come from human
bone derived from lake-rich areas of northern Mongolia - Khuvsgul and Uvs provinces – making
freshwater reservoir effects a valid methodological concern. Resolving the issue further may
require a detailed study of contemporary isotope signatures. In any case, the rapid, widespread
appearance of DSK horse burials across the Eastern Steppe, without a recognizable spatial
gradient, seems inconsistent with a gradual diffusion of domestic horses into the region.
Many cultures have used horses, and conducted equine funerary ritual, without these processes
leaving an archaeological signature (e.g., Mitchell 2015:110). Subsequently, the spread of horse
burials during the DSK period could simply indicate a resurgence in ritual practice, rather than a
meaningful shift in horse use. However, a proliferation of associated ritual activity often reflects
increased investment in managing a domestic resource (Zeder 2016:334). Moreover, the
similarity between modeled dates for deer stones and horse ritual features suggests that this
period also witnessed important social transformations, which are often linked with the
adoption of horse transport (Anthony et al. 1991).
The appearance of horses in ritual features ca. 1200 BCE is also mirrored in another late Bronze
Age culture found in southern and eastern regions of Mongolia, known variously as the
Ulaa zuukh, Te sh, “hape Bu ial, o “ho goolji Bulsh A t-shape u ial ultu e. Bu ials of
this culture began as early as the middle Bronze Age (1739-1528 cal. BCE, 95% probability,
Tumen et al. 2012). Ulaanzuukh features often contain domestic fauna, and the people who
erected them appear to have lived a pastoral lifestyle (Honeychurch 2015:122-3). However, the
small handful of directly dated features containing horse remains all yielded radiocarbon dates
of ca. 3000 14C yr BP or later (Table 6.2), precisely coeval with the earliest horse dates from deer
stones and khirigsuurs. The consistency of this pattern across two different LBA cultures is
difficult to reconcile with endogenous changes in horse ritual practices. Instead, it suggests a
major, pan-cultural change in domestic horse use at this time, such as the introduction of horses
as a livestock animal or the development of horseback riding.
91
Given the remarkable consistency of model results with the first dates for horses in China
(Figure 6.4), the spread of DSK horse ritual practices could correspond to the very first
introduction of both horses and chariots into the Eastern Steppes. Further research will be
necessary to assess how the earliest domestic horses were used by DSK people. However, the
ubiquity of chariot petroglyphs in some areas of Mongolia (Honeychurch 2015:121) combined
with the presence of older cultures known to have used horse chariots, such as the Afanasievo,
suggest that horses could have been present in Mongolia long before the DSK period. In any
case, our model indicates that DSK horse ritual persisted in northern Mongolia until at least 800
BCE, coeval with the burials at Arzhan 1 (Figure 6.3). At this site in southern Siberia,
archaeologists discovered bronze snaffle bits, cheekpieces, and other evidence for mounted
riding (Jacobson-Tepfer 2015:245), along with a portion of an inhumed deer stone (Rolle
1980:44).This means that for at least the latest portion of the DSK period, horseback riding was
actively practiced in adjoining areas of northeast Asia, by a culture with ties to the DSK complex.
Whether or not the spread of DSK horse ritual was directly linked with horseback riding, the
modeled date of ca. 1200 BCE suggested by our Bayesian analysis provides compelling evidence
against a causative role for drought or environmental scarcity in the formation of East Asian
mobile pastoral groups. A synthesis of regional paleoclimate data (Wang et al. 2011:82)
indicates that DSK horse ritual began after a prolonged period of regional drought, and
concurrent with the onset of an apparently wetter climate regime that began during the 13th
century BCE (Figure 6.4). If the DSK complex indeed represents the emergence of mobile
pastoralism in Mongolia, this chronology casts serious doubt on causative links between drought
and the adoption of nomadic herding lifeways (e.g. Khazanov 1984:94), instead suggesting that
the spread of horse herding and transport in Mongolia took place in the context of climate
amelioration.
Table 6.2. Radiocarbon dates from Ulaanzuukh/Tevsh/Shorgooljin Bulsh features containing
horse remains.
14
C Date
Ref
C
Date
(BP)
Uncertainty
σ
IAAA103370
3054
29
IAAA103373
3006
30
Dundgovi aimag, BGC,
Baga Mongol EX 07.23
Not
reported
2990
40
Bayankhongor aimag,
Ulziit sum, Bulgan Uul
AA108307
2482
27
14
ID
Sukhbaatar aimag,
Dornod Mongol
Ulaanzuukh Burial C
Sukhbaatar aimag,
Dornod Mongol
Ulaanzuukh Burial 3
Material
Human Bone
(assoc. w/
horse)
Human Bone
(assoc. w/
horse)
Human Bone
(assoc. w/
horse)
Horse tooth
Monument type
Reference
Ulaanzuukh/Shorgooljin
Tumen et al. 2012
Ulaanzuukh/Shorgooljin
Tumen et al. 2012
Ulaanzuukh/Shorgooljin
Nelson et al. 2009
Ulaanzuukh/Shorgooljin
This study
In several recent works, scholars have posited a relationship between wetter climate intervals,
grassland productivity, and the expansion of nomadic polities (Kradin 2015:45-46; Putnam et al.
2016; Pederson et al. 2014). The short Mongolian summer features mild temperatures, and is
wet enough to sustain relatively productive grasslands (Goulden et al. 2011:91). However, due
to the extreme seasonality of precipitation, plant cover regenerates slowly and is particularly
susceptible to damage from grazing. Consideration of these factors raises the possibility that
ecological decision-making played an important role in the origins of East Asian mobile
pastoralism. The logistical difficulties of using light horse chariots for transport in mountainous
steppe terrain have been noted by those studying Central Asian chariot images (Jacobson-Tepfer
92
2012:7). Horseback riders can move 2-3 times as far per day as those moving on foot alone,
permitting mobile pastoralists to tend larger herds over larger pastures and allow grasses to
replenish (Anthony et al. 1991; Anthony and Brown 2003). In the context of improving climate
and its accompanying opportunities for grazing, the development of horse transport– whether
through riding skill, better horse equipment, or by breeding horses with a more manageable
temperament – would have enabled herders to tend more animals and capitalize on new
ecological opportunities. Given the increasing returns to scale associated with livestock herding
(e.g. Borgerhoff-Mulder 2010), this process might have favored rapid territorial expansion in
DSK society. In this case, changes in horse transport among early Mongolian nomads might have
prompted interaction between new groups of people, and facilitated the spread of horses and
chariots to China ca. 1200 BCE.
Results from the Bayesian analysis of archaeological radiocarbon dates indicate that late Bronze
Age people rapidly adopted horse ritual practices across much of the Mongolian steppe circa
1200 BCE, concurrent with the first appearance of horse chariots in China and the cessation of a
prolonged drought across much of Mongolia. Although it remains unclear whether this process
was linked to the initial introduction of domestic horses or the adoption of horseback riding,
contextual evidence links the spread of horse ritual practices with the construction of deer stone
monuments, and a major change in horse use during the late Bronze Age. The proposed
chronology is inconsistent with a link between drought and increased mobility or nomadic
lifeways, and invites further study into the ecological context of early horseback riding.
Figure 6.4. Modeled cultural phase start dates, as compared to large-scale climate data from
Wang et al. 2011 (yellow), and important regional events in horse use.
93
CHAPTER 7: CONCLUSIONS
7.1 OVERVIEW
Previous research linked the emergence of nomadic herding life in Mongolia to the late Bronze
Age, in conjunction with the construction of stone monuments of the Deer Stone-Khirigsuur
culture. Although the ubiquity of horse burials at DSK sites hints at an important role for horses
in late Bronze Age social and subsistence transformations, data with which to evaluate this
premise are limited. Moreover, without a precise chronological framework, the relationships
between DSK culture, horse transport, and hypothesized environmental or climate processes
linked with the first nomadic pastoralism remain unclear.
In this dissertation, I used archaeozoological data from deer stones and khirigsuurs to provide
direct evidence for domestic horse herding and transport in late Bronze Age Mongolia.
Demographic profiles show that DSK people actively bred and managed horses as livestock,
selecting young animals and those beyond the age of reproduction for sacrifice in ritual
activities. People of this culture also buried adult male horses in special locations at the eastern
edge of deer stones and khirigsuurs, demonstrating a prominent role for horses in DSK culture
and ritual practices at this time. When considered alongside previous studies linking this period
with residential mobility and the consumption of sheep, cattle, and horse, these data support
the idea that DSK culture represents one of the earliest highly mobile pastoral societies in
eastern Eurasia.
Osteological techniques developed through this dissertation help to effectively identify horses
used for riding or chariotry using equine cranial remains, even in the absence of tack or
historical records. Detailed comparison of contemporary and archaeological horses ridden with
known tack indicates that some specific bridle components – including a noseband, metal bit,
and perhaps a rigid cheekpiece – can be inferred from osteologi al ha ges to the ho se s skull
visible in archaeological specimens. While these changes alone cannot distinguish mounted
riding from other transport uses, such as pulling carts, asymmetry in these features
characterizes the skulls of ridden horses from contemporary Mongolia, and might help identify
horseback riding.
The identification of these anthropogenic changes in a sample of DSK horses indicates clearly
that some of these animals were bridled and heavily exerted in transport, and may have been
ridden. Carvings on Mongolian rock art attributed to the late Bronze Age, as well as a handful of
carvings made directly on deer stones depict horse chariots. Consequently, it is almost certain
that DSK people used horses to pull wheeled vehicles. However, the sample of late Bronze Age
horse remains analyzed here display asymmetric deformation patterns consistent with those
seen on contemporary ridden animals, raising the possibility that DSK nomads were among the
earliest to engage in mounted riding in East Asia. This evidence corroborates reports of human
skeletal pathologies linked with horseback riding in human burials from khirigsuurs (Frohlich et
al. 2009:107), as well as cultural links between DSK culture and first millennium BCE equestrian
peoples in Tuva and south Siberia (Hanks 2012). Interestingly, these DSK horses show little of
the oral bitting damage typically associated with metal bit use – indicating that they were
controlled with a bitless bridle or organic bit made of leather, bone, or other material. If these
animals were indeed used as mounts, this finding would contradict hypothesized links between
the invention of particular horse equipment – such as the metal snaffle- and the initial spread of
mounted horseback riding (e.g. Drews 2004:90; Honeychurch 2015:128, 210-11).
94
Bayesian statistical analysis places these developments in chronological context, suggesting that
a widespread emergence of domestic horse ritual took place circa 1200 BCE. This period was
one of climate amelioration and increased rainfall in the eastern Eurasian steppe, weakening
explanatory frameworks which prioritize resource scarcity or climate stress as causal factors in
the origins of East Asian nomadic pastoralism. The apparent rapidity of this spread of horses was
also concurrent with the first construction of deer stones, and the initial arrival of domestic
horses in other areas of the continent – such as Shang Dynasty China. This model thus links the
spread of DSK horse ritual with key social changes and the territorial expansion of horses.
Because similar processes have been linked with horseback riding in other historical and
archaeological contexts (Anthony et al. 1991), these data provide further evidence connecting
DSK culture with the spread of mounted horseback riding in the Eastern Steppe.
7.2 IMPLICATIONS FOR THE ORIGINS OF HORSE RIDING AND NOMADIC
SOCIETIES IN EAST ASIA
One of the key puzzles in the story of horse domestication is the question of when, and why,
horseback riding was first practiced on a wide scale – and why this process apparently lagged
centuries behind the development of horse carts and chariots. Due to the logistical challenges
involved in herding horses, some researchers argue that mounted riding must have been
practiced since the early days of horse domestication (e.g. Anthony 2007). Nonetheless, apart
from the occasional image or textual reference suggestive of horse riding (e.g. Khazanov
1984:92), neither the historical nor the archaeological record provides unambiguous evidence
for reliable or widespread horse riding until the first millennium BCE (Drews 2004).
Archaeologists have yet to settle on a consensus explanation for this discrepancy, but the case
study provided by late Bronze Age Mongolia may provide one useful explanation for the delayed
emergence of mounted riding in eastern Eurasia.
While horse riding may seem intuitively easier than chariot or cart traction to the modern
observer, horse transport introduced a series of behavioral and logistic obstacles which may be
more easily solved by chariots than by riding (Dietz 2003). Early horses likely had an aggressive
disposition, and unique anatomical issues that would have made riding dangerous for the rider
and difficult for the horse. Chariots would have placed less anatomical strain on the back and
front quarters, while the presence of a second horse in a chariot team, presuming the animals
were agreeable to one another, would soothe the a i al s atu al pa i ked flight espo se
(Dietz 2003:190). Overcoming these barriers to riding would likely have required not only
learning and experimentation by humans, but also sustained, multigenerational genetic changes
in horses.
In fact, detailed full- o e age ge o i o pa iso of do esti ho ses ith P ze alski s ho se –
their closest living relative— indicates that many divergent alleles between these two species
are related to metabolism, cardiac function, and musculature. These differences probably reflect
changes related to anthropogenic selection in domestic horses (der Sarkissian et al. 2015:2579.
Breeding and genetic changes can be considered a form of long-term, direct investment in the
improvement of a resource – a behavior usually practiced in conditions of stable, abundant
resources by those with detailed traditional ecological knowledge, an important component
driving the evolutionary trajectories of domestic animals (Zeder 2016:332-4). Based on the
admittedly sparse archaeological record of pastoral groups in the early and middle Bronze Age,
it is reasonable to infer that by the second millennium BCE, Mongolian groups had prolonged
familiarity with several kinds of domestic livestock, including horses. Selective culling of young,
95
likely male horses – evidenced by mortality profiles from DSK sites – would have reduced mate
competition, and meant that the selective choices of Bronze Age herders had a lasting genetic
lega o e ologi al i he ita e )ede
:
. Recent full-genome DNA analyses of early
Iron Age horses Pazyryk from the Altai Mountains show that few deleterious mutations related
to anthropogenic selection had accumulated by the mid-first millennium BCE (Pennisi 2016).
This result seems consistent with the idea that sophisticated horse riding first began during the
DSK period, in which case targeted efforts at breeding horses for riding may have only been a
few centuries old.
Because traditional ecological knowledge is often directly reflected in ritual practices and the
built environment (Zeder 2016:332), broad-scale patterns in horse ritual may help explain the
relative chronology of late Bronze Age horse use in Central Asia. Although horses still played an
important role in ritual activities, archaeological sites from Kazakhstan and western Central Asia
show a gradual decrease in the visibility of domestic horses in the archaeological record from
their initial domestication until ca. 900-700 BCE (Frachetti 2008:160; Outram et al. 2010:119120). This decline may have accompanied the transition from sedentary hunting and herding to
a specialized, semi-nomadic herding lifestyle. In this scenario, horses may have been used for
transport by middle Bronze Age groups who herded cattle, sheep, and goat, but were no longer
the key to subsistence (Outram et al. 2010:126) – a striking contrast to their economic
importance in later eastern Eurasian nomadic societies. A delayed chronology for the
emergence of horseback riding offers a solution to this puzzle. Perhaps in the centuries before
the advent of riding, smaller numbers of horses were kept for use as draft (chariot) animals and
other economic activities, like dairying.
The absence of horseback riding before the DSK period may also help explain some interesting
aspects of the Bronze Age archaeological record in Mongolia. The high Altai and Khangai
mountain fronts capture rain moving westward into the eastern Steppe, making precipitation
more seasonally stable than adjoining areas of Mongolia. Montane pastures and alpine
meadows in interior Central Asia are inaccessible much of the year because of snow, but can be
incredibly productive in summer (Frachetti 2008:88-98). If Mongolian groups began to adopt
domestic livestock in the 3rd millennium BCE, the limited mobility offered by wheeled carts may
have been sufficient for limited seasonal migration in these more reliable mountainous regions
– particularly during the dry interval preceding the late Bronze Age. The lack of mounted
transport might thus explain apparent clustering of chariot petroglyphs in the mountains of
central and western Mongolia (Honeychurch 2015:193).
The decreasing archaeological visibility of horses in western Central Asia into the early first
millennium BCE is in marked contrast to the expansion of megalithic structures, ritual, and
feasting activities related to horse ritual in DSK culture circa 1200 BCE. Similar proliferation of
ritual activity often indicates increased investment in managing a domestic resource (Zeder
2016:334). Consequently, a viable explanation for the rapid geographic spread of DSK horse
ritual circa 1200 BCE observed in Bayesian modeling is that this period witnessed the initial
development of horseback riding and mobile pastoralism.
Armed with detailed traditional ecological knowledge of domestic livestock, and prompted by
the ameliorating climate, late Bronze Age herders in Mongolia may have been uniquely
positioned to overcome the inherent challenges of using horses for mounted riding. By
incorporating horses into domestic livestock herds, pastoralists could maintain larger herds with
better winter survival in the arid Eastern Steppe. The grazing opportunities from an improved
96
precipitation regime would have provided strong to experiment with new uses of the horse. As
grasslands expanded, reliable horseback riding would enable DSK nomads to move herds over
larger distances, capitalizing on the new pasturelands that were still susceptible to overgrazing
because of climate seasonality. Mounted transport would have lowered the costs of defending
large swaths of territory and productive pasture. Most importantly, the increasing returns to
scale documented for ethnographic livestock herds (Borgerhoff Mulder et al. 2010), and the
unexploited niche presented by these pastures would have provided a mechanism for rapid
territorial expansion across the Eastern Steppe.
7.2.1 Connectivity, communication, and trade
In human prehistory, changes in the scale of interaction and communication often prompted
renegotiation of political boundaries, economic relations, and social relationships (Frachetti
2008:28). Among pastoralists, even minor changes in the scale of movement can spark the
development of new networks of interaction, and influence the spread of ideas and materials
(Frachetti 2008:24). The adoption of sophisticated horseback riding by DSK society might have
stimulated these processes on a continental scale.
Predating the formal trade route known as the Silk Road, continental trade flourished through
i fo al “teppe ‘oads egotiated
B o ze Age pasto alists Ch istia
. I deed, the
more southerly routes now popularly associated with the Silk Road may have been a deliberate
creation in the late first millennium BCE, as the Han Dynasty sought relief from the control of
steppe routes by the nomadic Xiongnu (Christian 2000:85). Linguistic and archaeological data
o e t the fi st ho ses a d ha iots appea i g i elite u ials du i g Chi a s late “ha g D ast
in the late second millennium BCE likely derived from steppe regions to the north (Mair
2003:182). These horses were also accompanied by a surge in steppe-provenanced artifacts and
designs, such as animal-headed knives (Wu 2013:39). A desirable trade good themselves, horse
transport and increased mobility would have positioned Eastern Steppe nomads to capitalize on
trade through the continental interior like never before. Early trans-Eurasian trade networks
saw an intensification of exchange and an expansion of the scale of social interaction during the
early first millennium BCE (Christian 2000:82-83; Frachetti 2008:141). As one key example, the
western Eurasian domesticates wheat and barley made their first appearance on the Tibetan
plateau during the late second millennium BCE, perhaps in conjunction with the spread of
pasto alis a d ho ses i to adjoi i g a eas d Alpoi Guedes et al.
:
-6). The new
trade networks facilitating such critical ecological exchanges could have been prompted by the
innovation of horse riding and the concurrent spread of mobile pastoralism in Mongolia
(Honeychurch 2015:69).
In a changing global system brought about by increasing connectivity, those groups able to
successfully leverage their advantages (such as geographic location, ecologically favorable
circumstances, or technology) often benefit greatly at the expense of those who are not (Mann
2011). As the steppe improved under a cooler, wetter climate, ridden horses would have
provided DSK people with all three. The speed of mounted horseback riding and leap in
connectivity associated with DSK horse use and mobile pastoralism –developed or adopted for
pastoral purposes – might have nonetheless drastically reshaped the trade networks, political
relationships, and social systems of the region during the late Bronze Age.
7.2.2 Social legacy
97
The innovation of mounted riding may also explain changes in social dynamics behind the
construction of large stone monuments and the scale of animal sacrifice at deer stones and
khirigsuurs. Because niche construction produces lasting ecological modifications that improve
esou e a aila ilit , it i eases the oppo tu it fo f ee ide s to e ploit e
esou es
without contributing to their production (Zeder 2016:333). These additional resources provide
incentive for the development of cooperative behaviors, as people move to monopolize access
a d e lude heate s. As ou ted idi g ha ged the e ologi al pa a ete s of the d
Eastern Steppe, new difficulties protecting herds and newly viable areas of grassland would also
have emerged. Seasonal pastures might now lie at great distances, introducing the danger of
neighbors grazing a favorite pasture or rustling livestock. These risks might have encouraged
DSK people to develop a means of monopolizing territory through monument construction, and
engage in cooperative behaviors like the large feasts and animal sacrifices associated with deer
stone and khirigsuur construction. The new demands and incentives provided by horse riding,
and the ecological niche it opened up, probably stimulated monument building and the
development of larger, cooperative social networks.
Even as horse riding brought new opportunities, the unique challenges associated with mobile
pastoralism in Mongolia likely facilitated social stratification. Recent simulation research
suggests that over repeated generations, the unequal geographic distribution of quality pasture
combined with intermittent, extreme winter livestock losses (a regular feature of mobile
pastoralism in the Eastern Steppe, referred to as a dzud) would have been enough to some
herding groups comparatively wealthy (Borgerhoff-Mulder 2010; Shultz and Costopolous n.d.).
This incipient inequality is more likely to develop under conditions of heterogeneous resource
distribution and increased carrying capacity, such as the wetter interval observed during the
early DSK period (Shultz and Costopolous n.d.). Consequently, the expansion of Mongolian
herding groups into drier and riskier areas of the Eastern Steppes enabled by horseback riding
created a new need for social networks and cooperative behavior, while also indirectly
stimulating inequality in animal wealth. Together, these processes may help to explain the
emergence of enormous monument complexes and associated animal sacrifices like those at Urt
Bulagyn, where nearly 2000 individual horses were sacrificed (Allard and Erdenebaatar 2005), as
well as the emergence of complex, hierarchical social structures associated with early steppe
states linked with the late Bronze Age (e.g. Rogers 2012:213).
In the centuries following the DSK period, horses would influence the social landscape in other,
equally influential ways. As horse control became increasingly sophisticated, horse cavalry
underwrote pastoral military successes, laying the foundation for the spread of nomadic horse
cultures across most of the Eurasian interior (Drews 2004:73) and the periodic emergence of
massive steppe empires (Rogers 2012:209). Concurrent with the fluorescence of horse culture
was the sp ead of a i al-st le a t as fa as easte Eu ope, hi h a ha e its ea liest o igi s
in deer stone designs (Fitzhugh 2009a:193). The mobility offered by mounted horseback riding
likely affected the religious landscape, too, influencing factors such as the distance between
khirigsuur clusters and the location of sacred places (Houle 2010:192; Rogers 2012:211). DSK
ritual sites would continue to be reused as important burial locations for later cultures, serving
as important foci in the ritual landscape (Clark 2014:152). In addition to establishing patterns of
connectivity and interaction, the changes in horse use effected by DSK people thus appear to
have had a lasting impact on both religious practices and social structure in the Mongolian
steppe (Fitzhugh 2009b: 406).
98
7.3 CONCLUSION
Archaeofaunal evidence from ritual horse burials at late Bronze Age archaeological sites point to
the adoption of horse herding and transport in the Eastern Steppe circa 1200 BCE. Previous
studies have associated this period with the emergence of nomadic pastoralism in eastern Asia,
and demonstrated that the influence of sedentary agricultural societies is a poor explanatory
framework. Osteological data suggest that DSK horses may have been used not only for pulling
chariots, but also for early mounted riding, predating other direct evidence for equestrianism in
eastern Eurasia by several centuries. A high resolution chronological model for DSK horse use
suggests that major changes in equine transport in late Bronze Age Mongolia are not
attributable to drought or resource scarcity, but instead took place during a period of increased
precipitation and improved grassland productivity. These results align well with predictions from
cultural niche construction theory, and suggest that horseback riding could have been
developed by late Bronze Age herders as a means of capitalizing on new opportunities
presented by climate amelioration during the late second millennium BCE. Consequent changes
to communication and connectivity may have altered the course of Eurasian prehistory,
prompting the development of nomadic social hierarchy, the expansion and reorganization of
transcontinental trade networks, and the exchange of horses to new areas of the continent.
99
APPENDIX I. DATA USED IN DENTAL ESTIMATES OF AGE AND SEX, ALONG WITH PROVENIENCE DATA FOR
ANALYZED DSK SAMPLE (CH.2).
CH = crown height, ER = eruption, GS = grinding surface/wear
ID
Location
Provenience
DS/
KS
Median
age est
Range
Canines
Est.
basis
Crown
Height(
mm)
Tooth
CH2
Tooth
CH3
Tooth
Notes
Grinding
surface
Source
---
Central
incisors
twice as
thick as are
wide (~24),
nearly acute
angle of
incidence
(90◦
Triangular
(18+)
Bayarsaikhan
(2008), Fitzhugh
(2008)
---
---
---
Bayarsaikhan
(2008), Fitzhugh
(2008)
Triangular
(18+)
Bayarsaikhan
(2008), Fitzhugh
(2008)
Rectangular
Bayarsaikhan
(2008), Fitzhugh
(2008)
Triangular
(18+)
Fitzhugh (2005)
Rectangular
Fitzhugh (2005)
NMM
1
Khuvsgul,
Tsagaan
Uul,
Khushuut
in Gol F2
E? (missing
stone)
DS
27.5
20--35
Fewer
than four
CH,
ER, GS
12.94
LRP2
5.2
UP2
NMM
2
Khuvsgul,
Tsagaan
Uul, Bogd
Uul /Bor
Hujiriin
Gol F2
W exterior
DS
14.5
14-15
indet
CH
13.35
LRP2
---
---
NMM
3
Khuvsgul,
Tsagaan
Uul,
Khushuut
in Gol F3
E interior
DS
27.5
20-35
Fewer
than four
CH,
ER, GS
18.94
LLM3
---
---
---
---
NMM
8
BayanUlgii,
Tsengel,
On Khad
E interior
KS
6.5
6-7
YES
ER, GS
---
---
---
---
---
---
East of DS
DS
27.5
20-35
YES
CH,
ER, GS
13.78
ULM2
14.26
ULM3
---
---
E
DS
2.25
2-2.5
indet
ER
---
---
---
---
---
---
NMM
9
NMM
10
Khuvsgul,
Renchinl
khumbe,
Tsatstain
Kh. F2
Khuvsgul,
Renchinl
khumbe,
Tsatstain
Kh. F1
105
---
---
Central
incisors
twice as
thick as are
wide (~24),
acute angle
of incidence
< ◦
Cups
missing
from lower
central
incisors (6),
intermediat
e angle of
incidence
(110◦
Central
incisors
twice as
thick as are
wide (~24)
M2 in,
central
incisors and
P2 not in,
steep angle
of incidence
(160◦
NMM
14
NMM
15
NMM
16
NMM
17
NMM
18
NMM
20
Zavkhan,
Telmen,
Uguumor
DS 2
Zavkhan,
Telmen,
Uguumor
DS 8
Zavkhan,
Shiluustei
, Daagan
Del
Khuvsgul,
AnarErdene,
Ulaan
Tolgoi DS
4 F6
Khuvsgul,
AnarErdene,
Ulaan
Tolgoi
DS4 F5
Tuv,
Zaamar,
AD 40-3
Bayarsaikhan
and
Tuvshinjargal
(2013)
Bayarsaikhan
and
Tuvshinjargal
(2013)
NE of DS
DS
2
2
indet
ER
---
---
---
---
---
---
M2 in
Rectangular
E
DS
1.75
1.5-2
indet
ER
---
---
---
---
---
---
M2 erupting
---
Rounded(918)
Bayarsaikhan
and
Tuvshinjargal
(2013)
20.91
LLM3
---
---
---
---
Nearly
acute angle
of incidence
(incisor
malocclusio
n). Nippers
of upper
jaw twice as
thick as
broad (27)
SE exterior
DS
27.5
20-35
NO
CH,
ER, GS
E/SE of DS
DS
14.5
11-18
indet
CH
38.59
LRM3
23.78
URM3
---
---
---
---
Fitzhugh (2005)
NW of DS
DS
0.875
0.75-1
indet
ER
---
---
---
---
---
---
M1 erupting
---
Fitzhugh (2005)
E interior
KS
11
10-12
indet
CH, GS
33.3
LP3
41.8
LM3
---
---
---
Rectangular
National
Museum (2013)
---
National
Museum (2013)
---
National
Museum (2013)
Rectangular/r
ound (9-18)
National
Museum (2013)
Rectangular
Bayarsaikhan
(2011)
NMM
21
Tuv,
Zaamar,
AD 40-1
E interior
KS
2.5
2.5
indet
ER
---
---
---
---
---
---
P2 erupted,
deciduous
P3 and P4
(2.5)
NMM
22
Tuv,
Zaamar,
AD 40-4
E interior
KS
11
8-14
indet
CH
31.47`
LM3
38.47
LM2
46.24
LP3
---
NMM
23
Tuv,
Zaamar,
AD 40-5
E interior
KS
12
11-13
YES
CH, GS
17.07
LP2
41.95
LM3
37.21
LM1
NMM
24
Arkhanga
i, UndurUlaan,
Jargalant
yn Am F5
E of DS
DS
0.75
0.75
indet
ER
---
---
---
---
---
---
106
Cups worn
from upper
incisors
(12+),
Upper
enamel ring
present (<
13-16)
Corner
deciduous
incisors
present, M1
nearly
NMM
25
NMM
26
NMM
27
Arkhanga
i, UndurUlaan
Jargalant
yn Am F4
Arkhanga
i, UndurUlaan,
Urt
Bulagyn
KYRI 22
Khuvsgul,
AnarErdene,
Ulaan
Tolgoi
DS5F2
E of DS
DS
8
7-9
YES
CH,
ER, GS
31.16
URP3
50.28
URM3
---
---
SE exterior
mound
KS
2.25
2-2.5
indet
ER
---
---
---
---
---
---
YES
CH,
ER, GS
E/SE of DS
DS
7.5
6-9
43.76
ULP2
---
---
---
erupted (~9
months)
Cups gone
from lower
central and
middle
incisors (78)
Rectangular
Bayarsaikhan
(2011)
M2
erupted, P2
still
unerupted
---
Fitzhugh (2006,
2009b),
Bayarsaikhan
(2006)
---
Cups going
from lower
central
incisors (67)
Rectangular
Fitzhugh (2005)
Rounded
Fitzhugh (2006),
Bayarsaikhan
(2006)
NMM
28
Khuvsgul,
Renchinl
khumbe,
Zeerdegc
hingiin
Khoshuu
M1
E interior
mound
KS
10.5
9-12
YES
CH,
ER, GS
35.54
ULM3
---
---
---
---
Cups gone
from upper
central and
middle
incisors (910),
Intermediat
e angle of
incidence
NMM
29
Khuvsgul,
Galt,
Nukthiin
Am M1
F1
E interior
mound
KS
8
7-9
YES
CH,
ER, GS
57.23
LRM3
58.48
ULM3
---
---
All cups
present in
upper
incisors (<9)
Rectangular
Fitzhugh (2006),
Bayarsaikhan
(2006)
Rounded/Tria
ngular
Fitzhugh (2006,
2009b),
Bayarsaikhan
(2006)
NMM
30
NMM
31
NMM
32
NMM
33
Arkhanga
i, UndurUlaan,
Urt
Bulagyn
KYRI 21
Khuvsgul,
Galt,
Nukhtiin
Am DS F1
Khuvsgul,
AnarErdene,
Ulaan
Tolgoi
DS5F3L2
Khuvsgul,
Anar-
SE interior
mound
KS
13.5
13-14
YES
CH,
ER, GS
30.17
ULP3
---
---
---
---
Smooth
mouthed
(>12), 11-yr
hook (> 11),
No enamel
ring (13-16),
Intermediat
e angle of
incidence
E interior
mound
DS
12
11-13
indet
CH
33.32
ULP3
30.52
URP2
---
---
---
---
Fitzhugh (2006),
Bayarsaikhan
(2006)
NE of DS
DS
0.3125
0.1250.5
indet
ER, GS
---
---
---
---
---
---
Corner
incisors and
M1 not in
(<6 months)
---
Fitzhugh (2005)
NW of DS
DS
0.3125
0.1250.5
indet
ER, GS
---
---
---
---
---
---
Corner
incisors and
Rectangular
Fitzhugh (2005)
107
Erdene,
Ulaan
Tolgoi
DS5F4
M1 not in
(<6 months)
108
APPENDIX II. AGE AND SEX DATA UTILIZED IN THIS STUDY (CH. 2)
from Allard et al. (2007), Benecke (2007), and Takahama et al. (2006)
ID
Site
Location
Feature
type
Median
est. age
Sex
estimate
2
Urt Bulagyn
E exterior
KS
6.5
Indet.
4
Urt Bulagyn
E interior
KS
19.5
Male
8
Urt Bulagyn
SW exterior
KS
15+
Female
9
Urt Bulagyn
SW exterior
KS
Juvenile
Indet.
10
Urt Bulagyn
SW exterior
KS
15+
Female
11
Urt Bulagyn
SW exterior
KS
Juvenile
Indet.
SC5
Ushigiin Ovor
SE
DS
Adult
Indet.
SC7
Ushigiin Ovor
E/NE? (missing deer stone)
DS
Adult
Male
SH10
Ushigiin Ovor
E exterior
KS
~0.75
Indet.
SH11
Ushigiin Ovor
E interior
KS
Adult
Male.
SH12
Ushigiin Ovor
E exterior
KS
Adult
Indet.
SH14
Ushigiin Ovor
E interior
KS
Juvenile
Indet.
SH15
Ushigiin Ovor
E interior
KS
Adult
Male
SH16
Ushigiin Ovor
E exterior
KS
Juvenile
Indet.
SH17
Ushigiin Ovor
E exterior
KS
~0.75
Indet.
SH18
Ushigiin Ovor
E exterior
KS
Adult
Indet.
SH20
Ushigiin Ovor
E exterior
KS
~0.75
Indet.
SH3
Ushigiin Ovor
NE exterior
KS
Juvenile
Indet.
SH4
Ushigiin Ovor
E interior
KS
Juvenile
Indet.
SH9
Ushigiin Ovor
E interior
KS
Adult
Male
1
---
---
---
12.5
Male
2
---
---
---
9.5
Male
3
---
---
---
13.5
Male
4
---
---
---
12.5
Male
5
---
---
---
13.5
Male
6
---
---
---
8.5
Male
105
Source
Allard et al.
(2007)
Allard et al.
(2007)
Allard et al.
(2007)
Allard et al.
(2007)
Allard et al.
(2007)
Allard et al.
(2007)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Takahama et
al. (2006)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
7
---
---
---
19.5
Male
8
---
---
---
12.5
Male
9
---
---
---
12.5
Male
10
---
---
---
12.5
Male
11
---
---
---
15.5
Male
12
---
---
---
13.5
Male
13
---
---
---
19.5
Male
14
---
---
---
19.5
Male
106
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
Benecke
(2007)
APPENDIX III. AGE AND PATHOLOGY MEASUREMENTS/SCORES FOR
HORSES INCLUDED IN THE STUDY (CH. 3)
Institution/ID
Category
Estimated
Age
Estimated Sex
Nuchal
ossification
score (1-6)
Medial
depth
(mm)
Lateral
depth
(mm)
Nasoincisve
width
Era
NMM 12
Ridden
2
indeterminate
1
0.698
NA
NA
archaeological
(Pazyryk)
Personal
collection
Ridden
4
female
3/2
1.17
0.466
10.462
modern
NMNH
174960
Ridden
6
male
5
2.071
0.828
13.881
modern
KNNP 2
Ridden
6.5
female
NA
0.603
0.558
9.815
modern
NMM 11
Ridden
8
male
4
1.459
1.03
9.193
archaeological
(Turkic)
NMNH
172454
Ridden
8
male
3/2
1.955
0
8.382
modern
NMNH 843
Ridden
9
male
5
1.107
0.239
11.293
modern
MSB 56502
Ridden
10
male
5
0.471
0
9.65
modern
MSB 193704
Ridden
12
male
5
1.081
0.943
11.408
modern
NMM 13
Ridden
16
male
NA
1.174
0.712
11.039
archaeological
(Pazyryk)
NNV 6
Ridden
20
male
6
1.741
0
9.233
modern
NMNH
174968
Ridden
30
female
5
1.656
0.435
12.555
modern
NMNH
270900
Ridden
30
male
6
1.756
0.82
9.117
modern
Ridden mean
---
12.42308
---
4.272727
1.303231
0.502583
---
---
NMM 18
DSK
1
indeterminate
NA
0.696
0
11.075
archaeological
(Bronze Age)
2
indeterminate
2
0.505
0
6.517
archaeological
(Bronze Age)
7
male
NA
0.954
0.613
11.692
archaeological
(Bronze Age)
7
male
4
1.488
0.871
9.546
archaeological
(Bronze Age)
11.5
male
4
0.813
0
9.081
archaeological
(Bronze Age)
13
male
NA
1.662
0.702
10.842
archaeological
(Bronze Age)
14.5
indeterminate
5
NA
NA
NA
archaeological
(Bronze Age)
23
female
4
1.821
1.879
11.726
archaeological
NMM 10
NMM 27
NMM 8
NMM 28
NMM 30
NMM 2
NMM 3
DSK
DSK
DSK
DSK
DSK
DSK
DSK
107
(Bronze Age)
NMM 1
NMM 9
DSK
DSK
25
indeterminate
NA
0.61
0.551
11.564
archaeological
(Bronze Age)
25
male
4
1.576
0
7.98
archaeological
(Bronze Age)
DSK mean
---
12.9
---
3.833333
1.125
0.512889
---
---
MSB 198378
Feral E.
caballus
1.5
indeterminate
3/2
0.164
0
8.138
modern
NNV 4
Feral E.
caballus
2.5
indeterminate
2/1
0.518
0
8.865
modern
NNV 2
Feral E.
caballus
4
male
2
1.281
0
12.837
modern
MSB 146537
Feral E.
caballus
5
female
1
0.493
0
10.533
modern
NMNH
395180
Feral E.
caballus
5.5
indeterminate
1
0.735
0
10.658
modern
MSB 150587
Feral E.
caballus
6
female
4
0.693
0
10.761
modern
NMNH
268938
Feral E.
caballus
8
female
2/1
0.413
0.272
10.826
modern
NNV 1
Feral E.
caballus
8
male
5
0.577
0
10.252
modern
NNV 3
Feral E.
caballus
8
male
3/2
0
0
8.518
modern
NNV 5
Feral E.
caballus
9
male
1
0.739
0.709
11.239
modern
NMNH
302898
Feral E.
caballus
11
female
2
0.261
0.279
10.412
modern
NMNH
395432
Feral E.
caballus
20
female
3/2
1.034
0.25
11.468
modern
Feral mean
---
7.375
---
2.208333
0.575667
0.125833
---
---
MSB 54743
Zoo E.
Przewalskii
5.5
male
4
0.998
0
11.405
modern
NMNH 23811
Zoo E.
Przewalskii
9
male
5
0.942
0
8.578
modern
NMNH
311033
Zoo E.
Przewalskii
25
female
2
1.097
0
9.254
modern
NMNH
582088
Zoo E.
Przewalskii
6
female
3/2
1.343
0.056
9.613
modern
NMNH
582467
Zoo E.
Przewalskii
8
female
5
0.928
0
10.115
modern
NMNH
582910
Zoo E.
Przewalskii
7
male
5
0.837
0.794
11.262
modern
Zoo mean
---
10.08333
---
3.916667
1.024167
0.141667
---
---
108
KNNP 1
Wild E.
Przewalskii
7
male
3
0.393
0
11.909
modern
Wild E.
przewalskii
mean
---
7
---
3
0.393
0
---
---
MSB = Museum of Southwestern Biology, NMM = National Museum of Mongolia, NMNH = Smithsonian National Museum of Natural
History, KNPP = Khustai Nuruu National Park, Mongolia, NNV = Navajo Nation Veterinary Clinic, Chinle, AZ. Sex estimated based on
presence/absence of 4 adult canines.
109
APPENDIX IV. DENTAL AND CRANIAL OSTEOLOGICAL DATA FOR HORSES USED IN THIS STUDY (CH. 5)
Premaxilla depth
ID
NMM
001
Era
Bronze
Age-DSK
Provenience
Khuvsgul, Tsagaan Uul sum,
Khushuutin Gol DS Feature 2
Estim.
age
Estim.
sex
14-15
(wear)
LIKELY
MALE
NMM
002
Bronze
Age-DSK
Khuvsgul, Tsagaan Uul sum,
Bor Hujiriin Gol 1 Feature 2
14-15
(wear)
indet.
NMM
003
Bronze
Age-DSK
Khuvsgul, Tsagaan Uul sum,
Khushuutin Gol DS Feature 3
20+
(wear)
LIKELY
MALE
L
0.186
R
0.882
LeftRigh
t
Nasal
remod
eling
-0.696
LP2 Bevel
L
R
0
0
0
1.762
NMM
008
Bronze
Age-DSK
Bayan Ulgii, Tsengel sum, On
Khad KS
6-7
(wear)
MALE
0.758
NMM
009
Bronze
Age-DSK
Khuvsgul, Renchinlkhumbe
sum, Tsatstain Khushuu DS
Feature 2
20+
(wear)
MALE
0.356
NMM
016
Bronze
Age-DSK
Zavkhan, Shiluustei sum,
Daagan Del DS
20+
(wear)
FEMALE
NMM
017
NMM
020
NMM
022
NMM
023
Bronze
Age-DSK
Bronze
Age-DSK
Bronze
Age-DSK
Bronze
Age-DSK
11-18
(wear)
10-12
(wear)
10-14
(wear)
10-15
(wear)
NMM
025
Bronze
Age-DSK
NMM
027
Bronze
Age-DSK
NMM
028
Bronze
Age-DSK
11-12
(wear)
MALE
NMM
029
Bronze
Age-DSK
Khuvsgul, Alag-Erdene sum,
Ulaan Tolgoi DS 4 feature 6
Tuv, Zaamar sum, Ulaan
Khadnii Am 40 feature 3
Tuv, Zaamar sum, Ulaan
Khadnii Am AD 40 feature 4
Tuv, Zaamar sum, Ulaan
Khadnii Am AD 40 feature 5
Arkhangai, Undur-Ulaan sum,
Jargalantyn Am F4 2011
Khanui Valley
Khuvsgul, Alag-Erdene sum,
Ulaan Tolgoi DS 5 feature 2
Khuvsgul, Renchinlkhumbe
sum, Zeerdegchingiin
Khushuu KS F1 (2006)
Khuvsgul, Galt sum, Nukhtiin
Am Mound 1 feature 1
(8-9),(78)
MALE
NMM
030
Bronze
Age-DSK
Arkhangai, Undoor Ulaan
sum, Urt Bulagyn KS KYRI 21
11-16
(wear)
MALE
NMM
031
Bronze
Age-DSK
Khuvsgul, Galt sum, Nukhtiin
Am Deer Stone Site Feature 1
11-13
(wear)
LIKELY
MALE
NMM
034
Bronze
Age-DSK
Khuvsgul, Tumurbulag sum,
Zunii Gol A1F3
11-14
(wear)
Indet.
NMM
035
NMM
036A
NMM
036B
Bronze
Age-DSK
Bronze
Age-DSK
Bronze
Age-DSK
Bulgan, Khutag-Undur sum,
Uurgiin Gol 4 1-064-03
Bulgan, Khutag-Undur sum,
Uurgiin Gol 4 1-064-04A
Bulgan, Khutag-Undur sum,
Uurgiin Gol 4 1-064-04B
10-16
(wear)
13-15
(wear)
11-13
(wear)
LIKELY
MALE
LIKELY
MALE
LIKELY
MALE
NMM
037
Bronze
Age-DSK
Bulgan, Khutag-Undur sum,
Uurgiin Gol 4 1-064-02
8-12
(wear)
NMM
038
Bronze
Age-DSK
Bulgan, Khutag-Undur sum,
Uurgiin Gol 4 1-064-05
8-12
(wear)
2.331
0.889
-0.569
+
-0.131
UP2
bevel
Bevel
cause
+ (R)
Yes
+ (L,
R)
Anthr
opog
(uppe
r)
0
Yes
1.8
2.27
Nat.
maloc
c.
2.4
6
1.2
Nat.
maloc
c.
Enamel
exposure
L
R
Bit
mor
phol
ogy?
No
Enamel chip
Notes
L
R
+ (L)
+ (L)
Greaves effect (UL)
No
+ (L)
+ (L)
No
-
LIKELY
MALE
indeter
minate
+ (L)
No
+ (L)
0
indet.
MALE
0
8-13
(wear)
indet.
0
6-9
(wear)
MALE
0.613
0
0
0
0
0
2.41
Indet.
0.702
8.5
24
5.26
Nat.
maloc
c.
+ (L)
+ (L)
+ (L)
+ (L)
No
No
+ (L)
No
+ (L)
+ (L)
+ (L)
2.3
4
1.44
Nat.
maloc
c.
+ (U)
0
+ (L)
0
0
Indet.
1.5
9
1.33
Indet.
LIKELY
MALE
0
1.61
Indet.
105
Concavity (LL)
+ (U)
+
(L)
+ (L)
Yes
No
+ (L)
+ (L)
NMM
040
Bronze
Age-DSK
Khuvsgul, Tumurbulag sum,
Zunii Gol K3
10-14
(wear)
MALE
3.7
3
2.25
+ (L,
R)
Anthr
opog
(uppe
r)
NMM
041
Bronze
Age-DSK
Khuvsgul, Tumurbulag sum,
Zunii Gol DS 4
9-14
(wear)
NO
1.6
4
1.29
+ (L,
R)
Indet.
NMM
042
Bronze
Age-DSK
Khuvsgul, Tumurbulag sum,
Zunii Gol DS 7
NMM
043
Bronze
Age-DSK
Khuvsgul, Galt sum,
Khushuutin Am F. 18
NMM
045
Bronze
Age-DSK
Bayankhongor, Erdenetsogt
sum, Bor Shoroonii Am HM1
NMM
047
Bronze
Age-DSK
Khuvsgul, Renchinlkhumbe
sum, Zeerdegchingiin
Khushuu FA
NMM
048
Bronze
Age-DSK
Khuvsgul, Renchinlkhumbe
sum, Targan Nuur Feature 1
NMM
049
Bronze
Age-DSK
Uvs, Zuunkhangai sum, ZK 1-4
3.5-4
(eruptio
n)
6-8
(wear)
14-17
(wear)
10-15
(wear)
11-12
(wear)
2.5-3
(eruptio
n)
14-17
(wear)
MALE
MALE
+ (L)
+ (L)
No
0.368
0
0
0
0.83
Nat.
maloc
c.
No
+
(U,
L)
0
+ (L)
Concavity (LL)
No
Indet.
LIKELY
MALE
Uvs, Zuunkhangai sum, ZK
257-3
NMM
051
Bronze
Age-DSK
Uvs, Zuunkhangai sum, ZK 1-3
NMM
055
Bronze
Age-DSK
Uvs, Zuunkhangai sum, ZK2571
~4
(eruptio
n)
Indet.
NMM
056
Bronze
Age-DSK
Bayankhongor, Erdenetsogt
sum, Shatar Chuluu DS 1
13-14
(wear)
LIKELY
MALE
NMM
057
Bronze
Age-DSK
Bayankhongor, Erdenetsogt
sum, Shatar Chuluu KS 1
6-11
(wear)
LIKELY
MALE
NMM
058
Bronze
Age-DSK
Bulgan, Khutag-Undur sum,
K75-3
LIKELY
MALE
NMM
059
Bronze
Age-DSK
Bulgan, Khutag-Undur sum,
K75-2
NMM
062
Bronze
Age-DSK
Bulgan, Khutag-Undur
sum,K75-4
6-10
(wear)
3-4
(eruptio
n)
~10 (root
morph.)
NMM
066
NMM
067
Bronze
Age-DSK
Bronze
Age-DSK
NMM
083
Bronze
Age-DSK
NMM
084
Bronze
Age-DSK
NMM
090
NMM
091
Bronze
Age-DSK
Bronze
Age-DSK
Uvs, Zuunkhangai sum,
Khurdleyiin Am
Bayankhongor, Shatar Chuluu
DS 2
Khuvsgul aimag, Alag-Erdene
sum, Khushuutiin Devseg DS
F-3
Khuvsgul aimag, Alag-Erdene
sum, Khushuutiin Devseg DS
F-1
Tuv, Zaamar sum, Ulaan
Khadnii Am AD 41 feature 3
Tuv, Zaamar sum, Ulaan
Khadnii Am AD 41 feature 2
0
0.131
-0.131
No
LIKELY
MALE
0
2.14
Indet.
0
0
2.6
4
1.37
Possibl
e
0.332
0
1.98
1.53
LIKELY
MALE
Indet.
Indet.
Indet.
7-10
(wear)
Indet.
Nat.
maloc
c.
No
Nat.
maloc
c.
Nat.
maloc
c.
Indet.
+ (U)
No
No
No
LIKELY
MALE
9-14
(wear)
7-9
(wear)
~5
(eruptio
No
Indet.
Bronze
Age-DSK
7-8
(wear)
9-10
(wear)
+
(U)
+
(L)
LIKELY
MALE
NMM
050
20+
(wear)
No
Indet.
Indet.
106
+ (L)
NMM
092
Bronze
Age-DSK
Bulgan, Khutag-Undur,
Uurgiin Gol Khirisguur 75/76
NMM
093
Bronze
Age-DSK
Bulgan, Khutag-Undur
sum,K76-7
IMH
2008.1
01
IMH
Hanov
er
IMH
Indraff
IMH
Lexing
ton
IMH
Syson
by
MSB
19370
4
NMNH
17245
4
NMNH
17496
0
NMNH
17496
8
NMNH
27090
0
NMNH
843
CMH 1
CMH 2
CMH 3
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
America
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Lexington, KY
Lexington, KY
n)
7-10
(wear)
5-9
(eruptio
n/wear)
18+
(wear)
LIKELY
MALE
1.9
6
1.68
Indet.
3.1
9
3.43
Nat.
maloc
c.
+ (L)
No
Indet.
LIKELY
MALE
25 (hist.
records)
1.022
1.172
-0.15
-
0.291
0.278
0.013
-
1.182
0.91
0.272
-
0.507
0.484
0.023
-
NA
0.637
NA
-
0.862
0.684
0.178
-
0.259
0.314
-0.055
1.103
1.169
-0.066
0.351
0.348
0.003
0.793
0.821
-0.028
0.282
0.309
-0.027
0.279
0.552
-0.273
-
0.214
1.203
-0.989
+
0.522
0.592
-0.07
-
MALE
Lexington, KY
25 (hist.
records)
MALE
Lexington, KY
25 (hist.
records)
MALE
Lexington, KY
Albuquerque, NM roadside
find (gelding)
Haleb
Percheron Stallion
US College of Veterinary
Surgeons, Washington DC
Kidron
Baird Farm, Carlisle, PA
Ulaanbaatar
Bayankhongor, Gurvanbulag
sum
Tuv, Khustai Nuruu
4 (hist.
records)
~10-11
(wear)
MALE
MALE
8 (hist.
records)
MALE
~6
(wear)
MALE
18+
(wear)
FEMALE
35 (hist.
records)
MALE
~9
(wear)
MALE
~4
(eruptio
n)
FEMALE
18+
(wear)
MALE
5+
(eruptio
n)
MALE
107
+
(L)
Yes
+
(U,
L)
+ (U, L)
Pronounced
concavity to
LLP2 anterior
margin
CMH 4
CMH 5
CMH 6
CMH 7
CMH 8
CMH 9
CMH
10
CMH
11
CMH
12
CMH
13
CMH
14
CMH
15
KNNP
Przew
alski
MSB
54743
NMNH
23811
1
NMNH
31103
3
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Mongolia
n
Contemp
.
Przewals
ki
Contemp
.
Przewals
ki
Contemp
.
Przewals
ki
Contemp
.
Przewals
Tuv, Gun-Galuut
16+
(wear)
MALE
0.326
0.639
-0.313
-
Tuv, Terelj (near Erdene sum)
~4.5
(eruptio
n)
MALE
0.401
0.272
0.129
-
Tuv, Terelj
5+
(eruptio
n)
MALE
0.641
0.537
0.104
-
Tuv., Terelj
13-16
(wear)
MALE
0.561
0.686
-0.125
+
Tuv, Khustai Nuruu
11-12
(wear)
MALE
0.413
0.763
-0.35
-
Uvurkhangai, Bat-Ulzii
16+
(wear)
FEMALE
0
0
0
-
Uvurkhangai, Bat-Ulzii
5+
(eruptio
n)
FEMALE
0
0
0
+
Uvurkhangai, Bat-Ulzii
~7
(wear)
FEMALE
NA
NA
NA
Uvurkhangai, Bat-Ulzii
4
(eruptio
n)
MALE
0.395
0.271
0.124
+
Uvurkhangai, Bat-Ulzii
5+
(eruptio
n)
MALE
0
0
0
-
Gobi-Altai, Biger
5+
(eruptio
n)
MALE
NA
NA
NA
Tuv, Khustai Nuruu
8-9
(wear)
MALE
0.422
0.627
-0.205
Possibl
e
Tuv, Khustai Nuruu
~6
(wear)
MALE
0
0
0
-
Albuquerque, NM
~5-6
(wear)
MALE
0.289
0.194
0.095
-
Washington, D.C - National
Zoological Park
~5-6
(wear)
MALE
0
0
0
-
Washington, D.C - National
Zoological Park
18+
(wear)
FEMALE
0.188
0.248
-0.06
-
108
+
(L)
+ (L)
+
(L)
+ (L)
0
+
(L)
+ (L)
0
+
(L)
1.5
3.13
0
0
2.5
9
1.71
Nat.
maloc
c.
+
(L)
Yes
Yes
+ (L)
+ (L)
Concavity to
lower LP2
anterior
margin
Bowing out of
lower teeth
No
No
+ (L)
Yes
Occlusal
concavity LLP2
NMNH
58208
8
NMNH
58246
7
NMNH
58291
0
MSB
14653
7
MSB
15058
7
NMNH
26893
8
NMNH
30289
8
NMNH
39543
2
NMNH
29518
0
ki
Contemp
.
Przewals
ki
Contemp
.
Przewals
ki
Contemp
.
Przewals
ki
Feral
America
n
Feral
America
n
Feral
America
n
Feral
America
n
Feral
America
n
Feral
America
n
Washington, D.C - National
Zoological Park
6 (hist.
Records)
FEMALE
0.342
0
0.342
-
Washington, D.C - National
Zoological Park
~8
(wear)
FEMALE
0.086
0.144
-0.058
-
Washington, D.C - National
Zoological Park
~7
(wear)
MALE
0.754
0.678
0.076
-
Albuquerque, NM
~5
(eruptio
n/wear)
FEMALE
0
0
0
-
Albuquerque, NM
~6
(wear)
FEMALE
0
0
0
-
Chincoteague Island
7-8
(wear)
FEMALE
0.238
0.301
-0.063
-
Assateague Island
10-11
(wear)
FEMALE
0.182
0.15
0.032
-
Assateague Island
18+
(wear)
FEMALE
0.302
0
0.302
-
Assateague Island
~5
(eruptio
n/wear)
Indet.
0.61
0.45
0.138
14-15
(wear)
MALE
1.306
0.95
0.356
NMM
013
Pazyryk
Bayan Ulgii, Tsengel sum,
Khuiten Gol Delta 2-1 Pazyryk
burial (Biluut 2-1)
NMM
071
Xiongnu
Khovd, Mankhan sum, Takhilt
THL 64.65 Royal Tomb
9-11
(wear)
MALE
0.667
0.856
-0.189
Possibl
e
6.8
6
5.37
NMM
080
Xiongnu
Bulgan aimag, Dashinchilen
sum, Elst-Ar, Burial 11
15+
(wear)
FEMALE
0
0.911
-0.911
Possibl
e
0
0
NMM
094
Xianbei
Orkhon, Jargalant sum,
Airagiin Gozgor, Burial 84
8-12
(wear)
MALE
0.57
NA
NA
-
0.6
6
0.79
NMM
011
NMM
081
NMM
082
NMM
087
Turkic
Khaganat
e
Turkic
Khaganat
e
Turkic
Khaganat
e
10th
Century/
Khitan
7.3
5
Bayan Ulgii, Tsengel sum,
Khuiten Gol Delta Turkic burial
8-9
(wear)
MALE
1.03
0.852
0.178
Bulgan aimag, Dashinchilen
sum, Dundgozgor, Burial 10
8-13
(wear)
MALE
NA
NA
NA
MALE
0.714
0
0.714
-
MALE
0.206
NA
NA
+
Arkhangai aimag, Khotont
sum, Ovur Khartsaliin Am
Khovd, Myangad sum, UlaanUnet Cave Burial
4-5
(eruptio
n)
4-4.5
(eruptio
n)
109
+
+ (L,
R)
Anthr
opog
+ (L,
R)
Anthr
opog
Nat.
maloc
c.
9.8
1
8.22
+ (L,
R)
Anthr
opog
6.8
3
4.84
Indet.
3.1
2
0.77
Nat.
maloc
c.
+
(U)
Yes
+
(U)
+ (U)
+
(L)
+ (U,
L)
+
(L)
+ (L)
+
(L)
+ (L)
Greaves effect
(lower)
Yes
Yes
Concavity (LR)
+ (L)
Yes
No
+
(L)
+ (L)
Yes
+
(U)
APPENDIX V. RADIOCARBON DATES FROM DEER STONE AND KHIRIGSUUR
ARCHAEOLOGICAL SITES (CH.6)
ID
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS4 F2
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS4 F3
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS4 F5
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS4 F6
Khuvsgul aimag,
Alag-Erdene sum,
Khyadag W DS1 F1
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS 4
F1
Khuvsgul aimag,
Bayanzurkh sum,
Khorigiin Am F1
Arkhangai aimag,
Bayantsagaanii
Khundii, Deer Stone
38 Feature 1
Arkhangai aimag,
Bayantsagaanii
Khundii, Deer Stone
38 Feature 95
Arkhangai aimag,
Khavtsaliin Am,
Deer Stone 40
Feature 4
Arkhangai aimag,
Ulaan Tolgoin Ar
Shil, Deer Stone 62
Feature 17
Uvurkhangai aimag,
Khujirt sum,
Khirigsuur 12.3
Uvurkhangai aimag,
Khujirt sum,
Khirigsuur 4.32
Khuvsgul aimag,
54.22
Khuvsgul aimag,
S49.2
Khuvsgul aimag,
Renchinlkhumbe
sum, Tstatstain
Khushuu DS1 F2
Bayankhongor
aimag, Erdenetsogt
sum, Bor Shoroonii
Am DS F1
Bayankhongor
aimag, Erdenetsogt
sum, Shatar Chuluu
14
C
Date
(BP)
Uncertainty
σ
2950
40
Horse bone
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-193740
AMS
2810
40
Horse bone
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-207205
RAD
2790
70
Horse bone
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-207206
RAD
2740
70
Horse bone
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-246623
AMS
2610
40
Horse bone
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-193738
AMS
2530
40
Horse bone
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106947
2438
33
Horse bone
Deer Stone
Satellite
mound
This study
B-323806
2660
30
Horse bone
Deer Stone
Satellite
mound
Gantulga et al.
2016
B-323808
2580
30
Horse bone
Deer Stone
Satellite
mound
Gantulga et al.
2016
B-389402
2780
30
Horse bone
Deer Stone
Satellite
mound
Gantulga et al.
2016
B-389401
2880
30
Horse bone
Deer Stone
Satellite
mound
Gantulga et al.
2016
COL2032.1.1
2887
38
Horse bone
Khirigsuur
Satellite
mound
Yeruul-Erdene et
al. 2015
KIA-49219
2880
25
Horse bone
Khirigsuur
Satellite
mound
Yeruul-Erdene et
al. 2015
Not reported
2843
41
Horse bone
Khirigsuur
Not reported
2730
50
Horse bone
Khirigsuur
B-207207
AMS
3000
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106948
2977
30
Horse
tooth
Deer Stone
Satellite
mound
This study
AA106950
2953
31
Horse
tooth
Deer Stone
Satellite
mound
This study
14
C Date Ref
B-193739
AMS
Sample
Material
110
Monument
type
Context
Satellite
mound
Satellite
mound
Reference
Frohlich et al 2009
Frohlich et al 2009
DS 1
Khuvsgul aimag,
Renchinlkhumbe
sum, Tstatstain
Khushuu DS 1 F1
Khuvsgul aimag,
Tsagaan Uul sum,
Khushuutiin Gol A3
F3
Khuvsgul aimag,
Galt sum,
Khushuutiin Am F18
Khuvsgul aimag,
Tumurbulag sum,
Zunii Gol A1 F3
Khuvsgul aimag,
Tumurbulag sum,
Zunii Gol A3 F1
Bayankhongor
aimag, Erdenetsogt
sum, Shatar Chuluu
DS 2
Khuvsgul aimag,
Burentogtokh sum,
Ulaan Ushig 5 (Kh1
SH-11)
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS5 F2
Khuvsgul aimag,
Galt sum, Nukhtiin
Am DS1/2 F1
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS5 F1
Khuvsgul aimag,
Renchinlkhumbe
sum, Targan Nuur
F1
Khuvsgul aimag,
Shin Ider sum,
Tsokhiotin Am A1
DS2 F2
Khuvsgul aimag,
Tsagaan Uul sum,
Khushuutiin Gol F2
Khuvsgul aimag,
Tumurbulag sum,
Zunii Gol A2 DS4
Zavkhan aimag,
Telmen sum,
Ogomoor DS8 F1
Khuvsgul aimag,
Alag-Erdene sum,
Khushuutiin Devseg
F3
Arkhangai aimag,
Undur-Ulaan sum,
Jargalantyn Am DS
Khuvsgul aimag,
Tsagaan Uul sum,
Bor Hujiriin Gol A1
F2
Zavkhan aimag,
Shiluustei sum,
Daagan Del F1
Khuvsgul aimag,
B-207208
AMS
2920
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-246618
AMS
2910
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-272763
AMS
2880
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-272756
AMS
2870
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-272758
AMS
2860
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106953
2846
30
Horse
tooth
Deer Stone
Satellite
mound
This study
MTC-12817
2835
57
Horse
tooth
Deer Stone
Satellite
mound
Toshio 2013
B-222535
AMS
2830
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-222534
AMS
2830
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-215694
AMS
2800
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106946
2800
31
Horse
tooth
Deer Stone
Satellite
mound
This study
B-272760
AMS
2790
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-246617
AMS
2750
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-272757
AMS
2710
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-363204
2710
30
Horse
tooth
Deer Stone
Satellite
mound
This study
B-243716
AMS
2680
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
Not reported
2670
30
Horse
tooth
Deer Stone
Satellite
mound
J. Bayarsaikhan,
unpublished
B-246614
AMS
2640
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-363203
2620
30
Horse
tooth
Deer Stone
Satellite
mound
This study
B-240690
2610
40
Horse
Deer Stone
Stone
Fitzhugh and
111
Alag-Erdene sum,
Khyadag E DS pav 7
Khuvsgul aimag,
Alag-Erdene sum,
Khyadag E A3 F32
Khuvsgul aimag,
Alag-Erdene sum,
Khushuutiin Devseg
F2
Khuvsgul aimag,
Alag-Erdene sum,
Khushuutiin Devseg
F1
Khuvsgul aimag,
Burentogtokh sum,
Ulaan Ushig 3 (SC 5)
Khuvsgul aimag,
Burentogtokh sum,
Ulaan Ushig 1 (SC 7)
Uvs aimag,
Zuunkhangai sum,
ZK-1-1
Bayankhongor
aimag, Erdenetsogt
sum, Shatar Chuluu
KS1
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi KS M1
F3 tooth
Khuvsgul aimag,
Renchinlkhumbe
sum,
Zeerdegchingiin
Khoshuu FA
Bayan-Ulgii aimag,
Tsengel sum, On
Khad Khushuu
Uvs aimag,
Zuunkhangai sum,
ZK-1-3
Bulgan aimag,
Khutag-Undur sum,
Uurgiin Gol KS 64-4
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi KS
Mound 1 F2 tooth
Uvs aimag,
Zuunkhangai sum,
ZK-257-4
Uvs aimag,
Zuunkhangai sum,
ZK-257-1
Arkhangai aimag,
Khanuy Valley, Urt
Bulagyn KYRI 22
tooth
Arkhangai aimag,
Undur-Ulaan sum,
Urt Bulagyn KYRI 21
tooth
Khuvsgul aimag,
Galt sum, Nukhtiin
Am M1 F1 tooth
Khuvsgul, Zunii Gol,
K3 F42
AMS
tooth
pavement
Bayarsaikhan 2009
B-246620
AMS
2520
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-240688
AMS
2450
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-243716
AMS
2410
40
Horse
tooth
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
MTC-12815
2923
59
Unspec.
horse
Deer Stone
Satellite
mound
Toshio 2013
MTC-12531
2749
50
Unspec.
horse
Deer Stone
Satellite
mound
Toshio 2013
AA106955
2963
31
Horse
tooth
Khirigsuur
Satellite
mound
Houle 2016
AA106951
2955
31
Horse
tooth
Khirigsuur
Satellite
mound
This study
B-215693
AMS
2950
60
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106945
2934
31
Horse
tooth
Khirigsuur
Satellite
mound
This study
B-246613
AMS
2930
40
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106956
2922
30
Horse
tooth
Khirigsuur
Satellite
mound
Houle 2016
AA106952
2903
30
Horse
tooth
Khirigsuur
Satellite
mound
This study
B-215692
AMS
2860
40
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
AA106958
2850
29
Horse
tooth
Khirigsuur
Satellite
mound
Houle 2016
AA106957
2836
30
Horse
tooth
Khirigsuur
Satellite
mound
Houle 2016
B-222533
AMS
2790
40
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-222532
AMS
2780
50
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-240685
AMS
2630
40
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-272759
AMS
2950
40
Horse
tooth
Khirigsuur
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
112
Dundgovi aimag,
Baga Gazaryn
Chuluu, EX 04.04
Khuvsgul aimag,
Burentogtokh sum,
Ulaan Ushig 2 (Kh1
SH-18)
Bulgan aimag,
Tarvagtai Valley,
Site 2 Feature 2
Bulgan aimag,
Tarvagtai Valley,
Site 2 Feature 1
OS-71705
3040
35
Unspec.
horse
Khirigsuur
Satellite
mound
Amartuvshin and
Jargalan 2010
MTC-12814
2871
59
Unspec.
horse
Khirigsuur
Satellite
mound
Toshio 2013
UG-18415
2810
25
Unspec.
horse
Khirigsuur
Satellite
mound
B. Jargalan,
unpublished
UG-18414
2780
20
Unspec.
horse
Khirigsuur
Satellite
mound
B. Jargalan,
unpublished
Khuvsgul aimag, 24
Not reported
3174
53
Khuvsgul aimag, 51
Not reported
3086
41
Khuvsgul aimag, 18
Not reported
3074
49
Khuvsgul aimag, 58
Not reported
3056
46
Khuvsgul aimag, 25
Not reported
3052
50
Khuvsgul aimag, 23
Not reported
3052
52
Khuvsgul aimag, 40
Not reported
3052
51
Khuvsgul aimag, 3
Not reported
3044
50
Khuvsgul aimag, 22
Not reported
3033
49
Khuvsgul aimag, 17
Not reported
3029
49
Khuvsgul aimag, 10
Not reported
2992
48
Khuvsgul aimag, 9
Not reported
2991
48
Khuvsgul aimag, 55
Not reported
2990
38
Khuvsgul aimag, 13
Not reported
2989
48
Khuvsgul aimag, 41
Not reported
2958
42
Khuvsgul aimag, 16
Not reported
2930
50
Khuvsgul aimag, 44
Not reported
2918
51
Khuvsgul aimag, 2
Not reported
2910
52
Khuvsgul aimag,
S49
Not reported
2900
50
Khuvsgul aimag, 7
Not reported
2897
55
Khuvsgul aimag, 8
Not reported
2872
48
Khuvsgul aimag, 43
Not reported
2862
51
Khuvsgul aimag, 6
Not reported
2857
54
Khuvsgul aimag, 14
Not reported
2849
49
Khuvsgul aimag, 52
Not reported
2842
42
Khuvsgul aimag, 27
Not reported
2835
50
Khuvsgul aimag, 54
Not reported
2831
41
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
Human
bone
113
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Khirigsuur
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Human
burial
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Frohlich et al 2009
Khuvsgul aimag, 1
Uvs aimag,
Zuunkhangai, SKTB-1
Bayan-Ulgii aimag,
Tsengel sum,
Khuiten Gol Delta 2
KS
Bayankhongor
aimag, Erdenetsogt
sum, Bor Shoroonii
Am KS 1
Khuvsgul aimag,
Renchinlkhumbe
sum, Evdt 2 DS 2
Bayan-Ulgii aimag,
Sagsai sum,
Tsagaan Asga F4
Khuvsgul aimag,
Alag-Erdene sum,
Ulaan Tolgoi DS4 S7
Bayan Ulgii aimag,
Sagsai sum,
Tsagaan Asga DS F3
Khuvsgul aimag,
Tsagaan Uul sum,
Khushuutiin Gol F6
Bayan Ulgii aimag,
Tsengel sum, East
Bay 3 DS 2
Bayan Ulgii aimag,
Tsengel sum, Biluut
1C-F1
Bayan Ulgii aimag,
Tsengel sum,
Khoton Nuur East
Bay 1 F7
Khuvsgul aimag,
Renchinlkhumbe
sum, Hort Azuur
DS2 L2 F1
Khuvsgul aimag,
Renchinlkhumbe
sum, Avtiin Fea 5
Sample 6
Khuvsgul aimag,
Tsagaan Uul sum,
Bor Hujiriin Gol A2
F1
Dundgovi aimag,
Baga Gazaryn
Chuluu, EX 07.24
Arkhangai aimag,
Shivertiin Am, Deer
Stone 33 Feature 6
Uvurkhangai aimag,
Khujirt sum,
Khirigsuur 4.11
Arkhangai aimag,
Ikh Tamir,
Monument 341
Not reported
2779
50
Human
bone
Khirigsuur
Human
burial
Frohlich et al 2009
AA106959
3142
30
Human
tooth
Khirigsuur
Human
burial
Houle 2016
B-334573
2800
30
Human
tooth
Khirisguur
Human
burial
Fitzhugh et al.
2013
AA106949
2871
31
Sheep
tooth
Khirigsuur
Satellite
mound
This study
B-215643
AMS
3030
40
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Bayarsaikhan 2009
B-246612
AMS
3000
40
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Bayarsaikhan 2009
B-182959
AMS
2930
40
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Bayarsaikhan 2009
B-246611
AMS
2850
40
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Bayarsaikhan 2009
B-246619
AMS
2850
40
Charcoal
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-306040
2830
30
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Kortum 2012
B-306033
2820
40
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Kortum 2012
B-306039
2750
30
Charcoal
Khirigsuur
Stone circle
Fitzhugh and
Kortum 2012
B-240691
AMS
2710
40
Charcoal
Deer Stone
Satellite
mound
Fitzhugh and
Bayarsaikhan 2009
B-242730
AMS
2670
40
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Bayarsaikhan 2009
B-246616
RAD
2670
50
Charcoal
Deer Stone
Stone circle
Fitzhugh and
Bayarsaikhan 2009
OS-68948
3060
35
Unspec.
bone
Khirigsuur
Satellite
mound
Amartuvshin and
Jargalan 2010
B-323805
2910
30
Unspec.
bone
Deer Stone
Stone circle
Gantulga et al.
2016
KA-49218
2830
40
Unspec.
bone
Khirigsuur
Stone circle
Yeruul-Erdene et
al. 2015
B-290944
2810
40
Unspec.
bone
Deer Stone
Stone circle
Gantulga et al.
2016
114
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Bartosiewicz, L.
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